GAIA Zgłoszenia SEC - Gaia, Inc.- Raport roczny, oświadczenie o pełnomocnictwie, Prospekt

Podstawowe statystyki

LEI	529900QUX8SBA2D93M92
CIK	1089872

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Gaia, Inc.

SEC Filings (Chronological Order)

Na tej stronie znajduje się pełna, chronologiczna lista zgłoszeń SEC, z wyłączeniem zgłoszeń własności, które udostępniamy gdzie indziej.

May 4, 2026	8-K	FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 04, 2026 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I
May 4, 2026	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exact n
May 4, 2026	EX-99.1	Gaia Reports First Quarter 2026 Financial Results Gaia Reports First Quarter 2026 Financial Results BOULDER, CO – May 4, 2026 - Gaia, Inc.
April 29, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2026 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
March 27, 2026	ARS	ARS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) շ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ն TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-27517 GAIA, INC. (Exa
March 27, 2026	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi
March 6, 2026	EX-10.16	COMMERCIAL GUARANTY 050000074036257860020061743270E20 COMMERCIAL GUARANTY Borrower: Boulder Road LLC Westside Boulder, LLC 833 W.
March 6, 2026	EX-21.1	State or Country of Incorporation or Exhibit 21.1 GAIA, INC. SUBSIDIARIES Subsidiaries State or Country of Incorporation or Registration Boulder Road, LLC State of Colorado Gaia International, Inc. State of Colorado Gaia Studios, Inc. State of Colorado Yoga International, LLC Commonwealth of Pennsylvania Igniton, Inc. State of Colorado All subsidiaries are 100% owned by Gaia, Inc., except for Igniton, Inc., which is 67.3% owned by Ga
March 6, 2026	EX-10.17	SECOND AMENDMENT TO MASTER LEASE AGREEMENT Docusign Envelope ID: 3A1BCE50-C562-4DD2-A7D1-C16DF4AEE3DF SECOND AMENDMENT TO MASTER LEASE AGREEMENT This SECOND AMENDMENT TO MASTER LEASE AGREEMENT (the “Amendment”) is made as of February 17, 2026, but shall be deemed effective as of December 8, 2025 (the “Effective Date”), by and between Boulder Road LLC, a Colorado limited liability company, and Westside Boulder, LLC, a California limited liability company, tenants in common (“Landlord”), and Boulder Road LLC (“Tenant”).
March 6, 2026	EX-10.15	BUSINESS LOAN AGREEMENT References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item.
March 6, 2026	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-27517 GAIA, INC. (Exa
March 6, 2026	EX-19	Gaia, Inc. Exhibit 19 Gaia, Inc. Securities Trading Windows and Insider Trading Policy Revised and Effective November 20, 2023 For your reference, set forth below are Gaia’s policies regarding the buying, selling or pledging of Gaia stock by Gaia, members of its Board of Directors or employees. As a reminder, if you have any non-public information that a reasonable investor is likely to consider important or
March 2, 2026	8-K	FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 02, 2026 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
March 2, 2026	EX-99.1	Gaia Reports Fourth Quarter and Full Year 2025 Results Gaia Reports Fourth Quarter and Full Year 2025 Results BOULDER, CO – March 2, 2026 - Gaia, Inc.
February 5, 2026	424B3	Gaia, Inc. Up to 373,333 Shares Class A common stock TABLE OF CONTENTS Filed pursuant to Rule 424(b)(3) Registration No. 333-292955 PROSPECTUS Gaia, Inc. Up to 373,333 Shares Class A common stock This prospectus relates to the proposed resale or other disposition by the selling shareholders identified in this prospectus (collectively, the “Benefiting Shareholders”) of up to 373,333 shares (the “Resale Shares”) of Class A common stock par value $0.
February 2, 2026	CORRESP	GAIA, INC. 833 West South Boulder Road Louisville, CO 80027 February 2, 2026 GAIA, INC. 833 West South Boulder Road Louisville, CO 80027 February 2, 2026 VIA EDGAR Correspondence United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Mr. Nicholas Nalbantian Re: Acceleration of Effective Date Gaia, Inc. Registration Statement on Form S‑3 (File No. 333-292955) Ladies and Gentlemen: Pursuant to Rule 46
January 28, 2026	LETTER	LETTER January 28, 2026 Kiersten Medvedich Chief Executive Officer Gaia, Inc. 833 West South Boulder Road Louisville, CO 80027 Re: Gaia, Inc. Registration Statement on Form S-3 Filed January 26, 2026 File No. 333-292955 Dear Kiersten Medvedich: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests for accelera
January 26, 2026	S-3	As filed with the Securities and Exchange Commission on January 26, 2026 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 26, 2026 Registration No.
January 26, 2026	S-8	As filed with the Securities and Exchange Commission on January 26, 2026 As filed with the Securities and Exchange Commission on January 26, 2026 Registration No.
January 26, 2026	EX-10.1	OPTION AGREEMENT Exhibit 10.1 OPTION AGREEMENT This Option Agreement (this “Agreement”), dated as of December 16, 2025, is entered into by and among Gaia, Inc., a Colorado corporation (the “Company”), and the investors named on the signature pages hereto (individually, an “Investor” and, collectively, the “Investors”). WHEREAS, the Investors, severally and not jointly, are considering the proposed purchase (the “P
January 26, 2026	EX-10.2	REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the “Agreement”) is made and entered into as of this 16th day of December, 2025 by and among Gaia, Inc., a Colorado corporation (the “Company”), and the “Investors” named in that certain Option Agreement by and among the Company and the Investors (the “Option Agreement”). Capitalized terms used herein have the respectiv
January 26, 2026	EX-FILING FEES	Calculation of Filing Fee Table FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 Gaia, Inc. (Exact name of Registrant as specified in its charter) Table 1: Newly Registered Securities Exhibit 107 Calculation of Filing Fee Table FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Gaia, Inc.
January 26, 2026	EX-10.3	PRE-FUNDED COMMON STOCK PURCHASE WARRANT GAIA, INC. Warrant Shares: [●] Issue Date: [●] Initial Exercise Date: [●] Exhibit 10.3 PRE-FUNDED COMMON STOCK PURCHASE WARRANT GAIA, INC. Warrant Shares: [●] Issue Date: [●] Initial Exercise Date: [●] THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [●]. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after th
January 26, 2026	EX-FILING FEES	Calculation of Filing Fee Tables Form S-3 (Form Type) GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forwar
November 4, 2025	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exa
November 3, 2025	8-K	FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 03, 2025 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Numbe
November 3, 2025	EX-99.1	Gaia Reports Third Quarter 2025 Results Gaia Reports Third Quarter 2025 Results BOULDER, CO – November 3, 2025 - Gaia, Inc.
August 11, 2025	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exact na
August 11, 2025	EX-99.1	Gaia Reports Second Quarter 2025 Results Gaia Reports Second Quarter 2025 Results BOULDER, CO – August 11, 2025 - Gaia, Inc.
August 11, 2025	8-K	FORM 8-K Item 9.01 Financial Statements and Exhibits. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
July 30, 2025	EX-10.1	Second Amendment to Credit and Security Agreement, dated as of July 29, 2025, among Gaia, Inc., the subsidiary guarantors party thereto, and KeyBank National Association. EXHIBIT 10.1 SECOND AMENDMENT TO CREDIT AND SECURITY AGREEMENT This SECOND AMENDMENT TO CREDIT AND SECURITY AGREEMENT (this “Second Amendment”) is entered into on July 29, 2025 (the “Second Amendment Effective Date”) by and among, GAIA, INC., a Colorado corporation (the “Borrower”), FMI LLC, a Colorado limited liability company (“FMI”), GAIA INTERNATIONAL, INC., a Colorado corporation (“Gaia Inter
July 30, 2025	8-K	FORM 8-K Item 1.01 Entry into a Material Definitive Agreement. Item 9.01 Financial Statements and Exhibits. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
June 30, 2025	EX-99.1	Gaia Appoints Sony Pictures Television Veteran Kiersten Medvedich as Its First Female CEO Exhibit 99.1 Gaia Appoints Sony Pictures Television Veteran Kiersten Medvedich as Its First Female CEO Boulder, CO – June 30, 2025 – Gaia (NASDAQ: GAIA) – the world’s largest streaming and community platform dedicated to, personal transformation, health, wellness, and spirituality – today announced the appointment of Kiersten Medvedich as the company’s first female Chief Executive Officer, effecti
June 30, 2025	8-K	FORM 8-K Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Item 9.01 Financial Statements and Exhibits. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2025 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
May 13, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR
May 12, 2025	EX-99.1	Gaia Reports First Quarter 2025 Results Gaia Reports First Quarter 2025 Results BOULDER, CO – May 12, 2025 - Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the first quarter and ended March 31, 2025. Highlights: • Fifth consecutive quarter of double digit increases in revenue (12% year over-year-growth in Q1) • Gross profit increased 15% and EPS improved 20% year over year • Continued
May 12, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2025 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I
May 12, 2025	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exact n
April 8, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi
April 8, 2025	ARS	ARS ao6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-27517 GAIA, INC.
March 10, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ao6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-27517 GAIA, INC.
March 10, 2025	EX-21.1	List of Gaia, Inc. Subsidiaries (filed herewith). Exhibit 21.1 GAIA, INC. SUBSIDIARIES Subsidiaries State or Country of Incorporation or Registration Boulder Road, LLC State of Colorado Gaia International, Inc. State of Colorado Gaia Studios, Inc. State of Colorado Yoga International, LLC Commonwealth of Pennsylvania Igniton, Inc. State of Colorado All subsidiaries are 100% owned by Gaia, Inc., except for Igniton, Inc. which is 71% owned by Gaia,
March 10, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2025 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
March 10, 2025	EX-99.1	Revenue grew 18% for the Fourth Quarter 2024 Revenue grew 18% for the Fourth Quarter 2024 BOULDER, CO – March 10, 2025 - Gaia, Inc.
March 10, 2025	EX-19	Insider Trading Policy of Gaia, Inc. Exhibit 19 Securities Trading Windows and Insider Trading Policy Revised and Effective November 20, 2023 For your reference, set forth below are Gaia’s policies regarding the buying, selling or pledging of Gaia stock by Gaia, members of its Board of Directors or employees.
February 24, 2025	EX-99.1	Gaia Announces Preliminary Fourth Quarter and Full Year 2024 Results and Sets Conference Call for Monday, March 10, 2025, at 4:30 p.m. ET Gaia Announces Preliminary Fourth Quarter and Full Year 2024 Results and Sets Conference Call for Monday, March 10, 2025, at 4:30 p.
February 24, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2025 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Numbe
February 7, 2025	EX-1.1	UNDERWRITING AGREEMENT Exhibit 1.1 Execution Version UNDERWRITING AGREEMENT February 5, 2025 Roth Capital Partners, LLC As Representative of the several Underwriters listed in Schedule 1 to the Underwriting Agreement c/o Roth Capital Partners, LLC 57 W 57th Street, 16th Floor New York, NY 10019 Ladies and Gentlemen: Introduction. Gaia, Inc., a Colorado corporation (the “Company”), proposes to sell, pursuant to the terms
February 7, 2025	EX-99.2	Gaia Announces Closing of Underwritten Offering of $8.0 Million of Common Stock Exhibit 99.2 Gaia Announces Closing of Underwritten Offering of $8.0 Million of Common Stock BOULDER, CO, February 7, 2025 - Gaia, Inc. (NASDAQ: GAIA) (“Gaia” or the “Company”), a conscious media and community company, announced today the closing of its previously announced underwritten public offering of 1,600,000 shares of its Class A common stock at a price to the public of $5.00 per share. Net
February 7, 2025	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2025 GAIA, INC. (Exact name of registrant as specified in its charter) Colorado 000-27517 84-1113527 (State or other jurisdiction of incorporation) (Commission file number
February 7, 2025	EX-99.1	Gaia Announces Pricing of Underwritten Offering of $8.0 Million of Common Stock Exhibit 99.1 Gaia Announces Pricing of Underwritten Offering of $8.0 Million of Common Stock BOULDER, CO, February 6, 2025 - Gaia, Inc. (NASDAQ: GAIA) (“Gaia” or the “Company”), a conscious media and community company, announced today that it has priced its underwritten public offering of 1,600,000 shares of its Class A common stock at a public offering price of $5.00 per share. The Company expect
February 6, 2025	424B5	Gaia, Inc. 1,600,000 Shares Class A Common Stock TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-283767 PROSPECTUS SUPPLEMENT (To Prospectus dated December 20, 2024) Gaia, Inc. 1,600,000 Shares Class A Common Stock We are offering 1,600,000 shares of our Class A common stock, par value $0.0001 per share, as described in this prospectus supplement and the accompanying prospectus to certain existing investors and ot
February 5, 2025	424B5	This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, as amended, but the information in this prospectus supplement is not complete and may be changed. T TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-283767 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, as amended, but the information in this prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus a
February 5, 2025	EX-99.2	Gaia Announces Proposed Underwritten Offering of Common Stock Exhibit 99.2 Gaia Announces Proposed Underwritten Offering of Common Stock BOULDER, CO, February 5, 2025 - Gaia, Inc. (NASDAQ: GAIA) (“Gaia” or the “Company”), a conscious media and community company, announced today that it intends to offer and sell shares of its Class A common stock in an underwritten public offering. Gaia expects to grant the underwriters a 45-day option to purchase additional
February 5, 2025	EX-99.1	For the Year Ended Exhibit 99.1 Preliminary Fourth Quarter and Full Year 2024 Financial Information Set forth below is certain preliminary financial information that has been prepared by our management and should not be viewed as a substitute for full financial statements prepared in accordance with GAAP. Our independent registered public accounting firm has not audited, reviewed or performed any procedures with res
February 5, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2025 GAIA, INC. (Exact name of registrant as specified in its charter) Colorado 000-27517 84-1113527 (State or other jurisdiction of incorporation) (Commission file number
December 18, 2024	CORRESP	GAIA, INC. 833 West South Boulder Road Louisville, CO 80027 December 18, 2024 GAIA, INC. 833 West South Boulder Road Louisville, CO 80027 December 18, 2024 VIA EDGAR Correspondence United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Ms. Rebekah Reed Re: Acceleration of Effective Date Gaia, Inc. Registration Statement on Form S‑3 (File No. 333-283767) Ladies and Gentlemen: Pursuant to Rule 461 unde
December 18, 2024	LETTER	LETTER December 18, 2024 James Colquhoun Chief Executive Officer Gaia, Inc. 833 West South Boulder Road Louisville, CO 80027 Re: Gaia, Inc. Registration Statement on Form S-3 Filed December 12, 2024 File No. 333-283767 Dear James Colquhoun: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests for acceleration
December 12, 2024	S-3	As filed with the Securities and Exchange Commission on December 12, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on December 12, 2024 Registration No.
December 12, 2024	EX-FILING FEES	Calculation of Filing Fee Tables Form S-3 (Form Type) GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Am Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forwar
December 4, 2024	LETTER	LETTER December 4, 2024 James Colquhoun Chief Executive Officer Gaia, Inc. 833 West South Boulder Road Louisville, CO 80027 Re: Gaia, Inc. Form 10-K for Fiscal Year Ended December 31, 2023 File No. 000-27517 Dear James Colquhoun: We have completed our review of your filing. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstandin
November 4, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2024 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number
November 4, 2024	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exa
November 4, 2024	EX-99.1	Gaia Reports Third Quarter 2024 Results Gaia Reports Third Quarter 2024 Results BOULDER, CO – November 4, 2024 - Gaia, Inc.
September 25, 2024	CORRESP	Gaia, Inc. \| 833 W. South Boulder Road Louisville, CO 80027 \| 303-222-3600 \| Gaia.com September 25, 2024 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F. Street, N.E. Washington, D.C. 20549-9303 Attention: Mr. Scott Stringer Mr. Joel Parker Mr. Tyler Howes Mr. James Lopez Re: Gaia, Inc. Form 10-K for the Fiscal Year ended December 31, 2023 Filed March 29, 2024 File No. 000-27517 Dear Mr. Stringer, Mr. Parker, Mr. Ho
September 20, 2024	LETTER	LETTER September 20, 2024 James Colquhoun Chief Executive Officer Gaia, Inc. 833 West South Boulder Road Louisville, CO 80027 Re: Gaia, Inc. Form 10-K for Fiscal Year Ended December 31, 2023 File No. 000-27517 Dear James Colquhoun: We have reviewed your filing and have the following comments. Please respond to this letter within ten business days by providing the requested information or advise us as soo
August 5, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2024 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
August 5, 2024	EX-99.1	Gaia Reports Second Quarter 2024 Results Gaia Reports Second Quarter 2024 Results BOULDER, CO – August 5, 2024 - Gaia, Inc.
August 5, 2024	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exact na
July 2, 2024	424B3	Gaia, Inc. 2,108,334 Shares Class A common stock TABLE OF CONTENTS Filed pursuant to Rule 424(b)(3) Registration No. 333-280271 PROSPECTUS Gaia, Inc. 2,108,334 Shares Class A common stock This prospectus relates to the proposed resale or other disposition by the selling shareholders identified in this prospectus (collectively, the “Benefiting Shareholders”) of up to 2,108,334 shares (the “Resale Shares”) of Class A common stock par value $0.
June 27, 2024	CORRESP	GAIA, INC. 833 West South Boulder Road Louisville, CO 80027 June 27, 2024 GAIA, INC. 833 West South Boulder Road Louisville, CO 80027 June 27, 2024 VIA EDGAR Correspondence United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Ms. Rebekah Reed Re: Acceleration of Effective Date Gaia, Inc. Registration Statement on Form S‑1 (File No. 333-280271) Ladies and Gentlemen: Pursuant to Rule 461 under th
June 25, 2024	LETTER	LETTER United States securities and exchange commission logo June 25, 2024 James Colquhoun Chief Executive Officer Gaia, Inc.
June 17, 2024	EX-10.14	REGISTRATION RIGHTS AGREEMENT Exhibit 10.14 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the “Agreement”) is made and entered into as of this 18th day of April, 2024 by and among Gaia, Inc., a Colorado corporation (the “Company”), and the “Investors” named in that certain Option Agreement by and among the Company and the Investors (the “Option Agreement”). Capitalized terms used herein have the respective
June 17, 2024	EX-10.15	PRE-FUNDED COMMON STOCK PURCHASE WARRANT GAIA, InC. Exhibit 10.15 PRE-FUNDED COMMON STOCK PURCHASE WARRANT GAIA, InC. Warrant Shares: [●] Issue Date: [●] Initial Exercise Date: [●] THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [●]. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after t
June 17, 2024	S-1	As filed with the Securities and Exchange Commission on June 17, 2024. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 17, 2024.
June 17, 2024	EX-FILING FEES	Calculation of Filing Fee Tables Form S-1 (Form Type) GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Am Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forwar
June 17, 2024	EX-10.13	OPTION AGREEMENT Exhibit 10.13 OPTION AGREEMENT This Option Agreement (this “Agreement”), dated as of April 18, 2024, is entered into by and among Gaia, Inc., a Colorado corporation (the “Company”), and the investors named on the signature pages hereto (individually, an “Investor” and, collectively, the “Investors”). WHEREAS, the Investors, severally and not jointly, are considering the proposed purchase (the “Pro
May 21, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2024 GAIA, INC. (Exact name of registrant as specified in its charter) Colorado 000-27517 84-1113527 (State or other jurisdiction of incorporation) (Commission file number) (I
May 21, 2024	EX-3.1	Articles of Amendment to the Amended and Restated Articles of Incorporation of Gaia, Inc., effective May 20, 2024 (incorporated by reference to Exhibit 3.1 of Gaia’s Form 8-K filed May 21, 2024). Exhibit 3.1
May 6, 2024	EX-99.1	Gaia Reports First Quarter 2024 Results Ex-99.1 Gaia Reports First Quarter 2024 Results BOULDER, CO - May 6, 2024 - Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the first quarter ended March 31, 2024. Highlights: • Operating cash flows for the first quarter improved by $5.2 million from the year-ago quarter. • Fourth consecutive quarter of positive free cash flow. • Highest single qu
May 6, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2024 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR
May 6, 2024	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exact n
April 29, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi
April 29, 2024	ARS	ARS o6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-27517 GAIA, INC. (
April 19, 2024	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi
April 18, 2024	SC 13G	GAIA / Gaia, Inc. / Koller Capital LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* GAIA, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 36269P104 (CUSIP Number) January 5, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil
April 2, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2024 GAIA, INC. (Exact name of registrant as specified in its charter) Colorado 000-27517 84-1113527 (State or other jurisdiction of incorporation) (Commission file number)
April 2, 2024	EX-99.1	Gaia, Inc. NasdaqGM: GAIA FQ4 2023 Earnings Call Transcripts Wednesday, March 27, 2024 8:30 PM GMT Exhibit 99.1 Gaia, Inc. NasdaqGM: GAIA FQ4 2023 Earnings Call Transcripts Wednesday, March 27, 2024 8:30 PM GMT Call Participants: EXECUTIVES James Colquhoun CEO & Director Jirka Rysavy Founder & Executive Chairman Ned Preston Chief Financial Officer ANALYSTS Mark Nicholas Argento Lake Street Capital Markets, LLC, Research Division Thierry Joseph Wuilloud Water Tower Research LLC Presentation: Ope
March 29, 2024	EX-97	Gaia, Inc. Compensation Recovery Policy, adopted November 20, 2023. Exhibit 97 GAIA, INC. Compensation Recovery Policy 1. Purpose. The purpose of this Compensation Recovery Policy (this “Policy”) is to describe the circumstances under which Gaia, Inc. (the “Company”) is required to recover certain compensation paid to certain employees. Any references in compensation plans, agreements, equity awards or other policies to the Company’s “recoupment”, “clawback” or si
March 29, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K o6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-27517 GAIA, INC. (
March 29, 2024	EX-21.1	List of Gaia, Inc. Subsidiaries (filed herewith). EX-21.1 2 gaia-ex211.htm EX-21.1 Exhibit 21.1 GAIA, INC. SUBSIDIARIES Subsidiaries State or Country of Incorporation or Registration Boulder Road, LLC State of Colorado Gaia International, Inc. State of Colorado Gaia Studios, Inc. State of Colorado Yoga International, LLC State of Pennsylvania All subsidiaries are 100% owned by Gaia, Inc. This list omits subsidiaries which, considered in the aggre
March 27, 2024	8-K	Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2024 GAIA, INC (Exact name of registrant as specified in its charter) Colorado 000-27517 84-1113527 (State or other jurisdiction of incorporation) (Commission file number) (
March 27, 2024	EX-99.1	Gaia Reports Fourth Quarter 2023 Results Exibit 99.1 Gaia Reports Fourth Quarter 2023 Results BOULDER, CO, March 27, 2024 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the fourth quarter and full year ended December 31, 2023. “We continue to build on Gaia’s increasing momentum. The member count grew to 806,000 at the end of the year and we expect to finish the first quarter of 2024 a
February 14, 2024	EX-99.II	to Schedule 13G Joint Filing Agreement EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2024 in connection with their beneficial ownership of Gaia Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any n
February 14, 2024	EX-99.I	to Schedule 13G EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
February 14, 2024	SC 13G	GAIA / Gaia, Inc. / AWM Investment Company, Inc. - GAIA 13G Passive Investment THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Gaia, Inc. (Name of Issuer) Class A Common Stock, $0.0001 Par Value (Title of Class of Securities) 36269P104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu
February 14, 2024	SC 13G	GAIA / Gaia, Inc. / Nantahala Capital Management, LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* GAIA, INC (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 36269P104 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which
February 14, 2024	SC 13G/A	GAIA / Gaia, Inc. / Flint Ridge Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Gaia, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 36269P104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche
February 14, 2024	SC 13G/A	GAIA / Gaia, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Gaia Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 36269P104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f
December 4, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2023 GAIA, INC. (Exact name of registrant as specified in its charter) Colorado 000-27517 84-1113527 (State or other jurisdiction of incorporation) (Commission file number
November 13, 2023	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2023 GAIA, INC. (Exact name of registrant as specified in its charter) Colorado 000-27517 84-1113527 (State or other jurisdiction of incorporation) (Commission file number
November 13, 2023	EX-16.1	Letter from Armanino LLP, dated November 9, 2023. November 9, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Commissioners: We have read Item 4.01 of the Current Report on Form 8-K of Gaia, Inc. dated November 9, 2023, which we understand will be filed with the Securities and Exchange Commission, and we agree with the statements concerning our firm contained in such Form 8-K. We have no basis to agree or disagre
November 9, 2023	SC 13G	GAIA / Gaia Inc - Class A / Flint Ridge Capital LLC Passive Investment SC 13G 1 gaia13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Gaia, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 36269P104 (CUSIP Number) August 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant
November 3, 2023	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2023 GAIA, INC. (Exact name of registrant as specified in its charter) Colorado 000-27517 84-1113527 (State or other jurisdiction of incorporation) (Commission file number
October 30, 2023	EX-99.1	Gaia Reports Third Quarter 2023 Results - Increased member growth with continued positive cash flow - Gaia Reports Third Quarter 2023 Results - Increased member growth with continued positive cash flow - BOULDER, CO, October 30, 2023 — Gaia, Inc.
October 30, 2023	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exa
October 30, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2023 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Numb
October 4, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2023 (October 2, 2023) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2023 (October 2, 2023) GAIA, INC. (Exact name of registrant as specified in its charter) Colorado 000-27517 84-1113527 (State or other jurisdiction of incorporation) (Commi
October 4, 2023	EX-1.1	UNDERWRITING AGREEMENT Exhibit 1.1 UNDERWRITING AGREEMENT October 2, 2023 Lake Street Capital Markets, LLC 920 2nd Ave S Unit 700 Minneapolis, Minnesota 55402 Attention: Michael Townley, Head of Investment Banking Ladies and Gentlemen: Introduction. Gaia, Inc., a Colorado corporation (the “Company”), proposes to sell, pursuant to the terms of this Underwriting Agreement (this “Agreement”), to Lake Street Capital Markets
October 4, 2023	424B5	Gaia, Inc. 1,855,000 Shares Class A Common Stock TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-255734 PROSPECTUS SUPPLEMENT (To Prospectus dated May 25, 2021) Gaia, Inc. 1,855,000 Shares Class A Common Stock We are offering 1,855,000 shares of our Class A common stock, par value $.0001 per share, as described in this prospectus supplement and the accompanying prospectus to certain existing investors and other inst
October 4, 2023	EX-99.1	Gaia Announces Pricing of Underwritten Public Offering of Common Stock Exhibit 99.1 Gaia Announces Pricing of Underwritten Public Offering of Common Stock BOULDER, CO, October 3, 2023 - Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, today announced the pricing of its underwritten public offering of 1,855,000 shares of its Class A common stock (“common stock”), at a price to the public of $2.70 per share. The gross proceeds to the Company from the
October 2, 2023	424B5	SUBJECT TO COMPLETION, DATED OCTOBER 2, 2023 TABLE OF CONTENTS This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, as amended, but the information in this prospectus supplement is not complete and may be changed.
August 7, 2023	EX-16.1	Letter from Armanino LLP, dated August 7, 2023 EX-16.1 August 7, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Commissioners: We have read Item 4.01 of the Current Report on Form 8-K of Gaia, Inc. dated August 7, 2023, which we understand will be filed with the Securities and Exchange Commission, and we agree with the statements concerning our firm contained in such Form 8-K. We have no basis to agree or dis
August 7, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 02, 2023 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
July 31, 2023	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exact na
July 31, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2023 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
July 31, 2023	EX-99.1	Gaia Reports Second Quarter 2023 Results Exhibit 99.1 Exhibit 99.1 Gaia Reports Second Quarter 2023 Results BOULDER, CO, July 31, 2023 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the second quarter ended June 30, 2023. “In the second quarter of 2023 we experienced another sequential increase in revenue and member count while returning to positive cash flow generation,” said Jirka R
July 24, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2023 GAIA, INC. (Exact n UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2023 GAIA, INC. (Exact name of registrant as specified in its charter) Colorado 000-27517 84-1113527 (State or other jurisdiction of incorporation) (Commission file number) (
July 24, 2023	EX-99.1	Gaia Sets Second Quarter 2023 Conference Call for Monday, July 31, 2023, at 4:30 p.m. ET Exhibit 99.1 Gaia Sets Second Quarter 2023 Conference Call for Monday, July 31, 2023, at 4:30 p.m. ET BOULDER, CO, July 24, 2023— Gaia, Inc. (NASDAQ: GAIA) (“Gaia” and/or the “Company”), a conscious media and community company,will conduct a conference call on Monday, July 31, 2023, at 4:30 p.m. Eastern time (2:30 p.m. Mountain time) to discuss its financial results for the second quarter ended Ju
June 26, 2023	EX-99.1	Gaia Announces Addition and Changes to Executive Team EX 99.1 Gaia Announces Addition and Changes to Executive Team BOULDER, CO, June 26, 2023— Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, is announcing the following addition and changes to its executive team, effective today. Gaia has appointed James Colquhoun to the new position of Chief Operating Officer. Mr. Colquhoun has served as a member of the Gaia board of directors si
June 26, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
June 9, 2023	SC 13G/A	GAIA / Gaia Inc - Class A / AWM Investment Company, Inc. - GAIA 13G/A Passive Investment THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Gaia, Inc. (Name of Issuer) Common Stock, Par Value $.0001 (Title of Class of Securities) 36269P104 (CUSIP Number) May 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which
May 1, 2023	EX-99	EX-99 Exhibit 99.1 1 Gaia Reports Fourth Quarter and Full Year 2022 Results BOULDER, CO, March 6, 2023 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the fourth quarter and full year ended December 31, 2022. “After a challenging 2022, when both revenue and adjusted EBITDA only increased in the single digits due to the post COVID subscriber contractio
May 1, 2023	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exact n
May 1, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2023 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
May 1, 2023	EX-99	Gaia Reports First Quarter 2023 Results Exhibit 99.1 Gaia Reports First Quarter 2023 Results BOULDER, CO, May 1, 2023 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the first quarter ended March 31, 2023. “In the first quarter of 2023 we experienced a return to member growth with per customer acquisition costs decreasing over 10% sequentially,” said Jirka Rysavy, Gaia’s CEO. “We have
April 25, 2023	EX-3	Amended and Restated Bylaws of Gaia, Inc. effective April 20, 2023. Exhibit 3.1 Gaia, Inc. Amended and Restated Bylaws Including Changes Through April 25, 2023 ARTICLE I Offices and Agents 1. Principal Office. The principal office of the Corporation shall be located in Louisville, Colorado, or elsewhere within or without the State of Colorado, as may be subsequently designated by the Board of Directors. The Corporation may have other offices and places of business
April 25, 2023	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2023 GAIA, INC. (Exact name of registrant as specified in its charter) Colorado 000-27517 84-1113527 (State or other jurisdiction of incorporation) (Commission file number)
March 7, 2023	ARS	ARS 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-27517 Gaia GAIA, IN
March 7, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definit
March 7, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Rule 14a-101) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Rule 14a-101) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definit
March 6, 2023	EX-99	Gaia Reports Fourth Quarter and Full Year 2022 Results Exhibit 99.1 Gaia Reports Fourth Quarter and Full Year 2022 Results BOULDER, CO, March 6, 2023 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the fourth quarter and full year ended December 31, 2022. “After a challenging 2022, when both revenue and adjusted EBITDA only increased in the single digits due to the post COVID subscriber contraction
March 6, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-27517 Gaia GAIA, IN
March 6, 2023	EX-99	EX-99 Exhibit 99.1 1 Gaia Reports Fourth Quarter and Full Year 2022 Results BOULDER, CO, March 6, 2023 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the fourth quarter and full year ended December 31, 2022. “After a challenging 2022, when both revenue and adjusted EBITDA only increased in the single digits due to the post COVID subscriber contractio
March 6, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2022 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Numbe
March 6, 2023	EX-21	List of Gaia, Inc. Subsidiaries (filed herewith). Exhibit 21.1 GAIA, INC. SUBSIDIARIES Subsidiaries State or Country of Incorporation or Registration Boulder Road, LLC State of Colorado Gaia International, Inc. State of Colorado Gaia Studios, Inc. State of Colorado Yoga International, LLC State of Pennsylvania All subsidiaries are 100% owned by Gaia, Inc. This list omits subsidiaries which, considered in the aggregate, would not constitute a sign
February 14, 2023	SC 13G	GAIA / Gaiam, Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment SC 13G 1 d446198dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Gaia Inc (Name of Issuer) Common Stock (Title of Class of Securities) 36269P104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
February 14, 2023	SC 13G/A	GAIA / Gaiam, Inc. / AWM Investment Company, Inc. - GAIA 13GA Passive Investment SC 13G/A 1 gaia13g123122.txt GAIA 13GA THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Gaia, Inc. (Name of Issuer) Common Stock, Par Value $.0001 (Title of Class of Securities) 36269P104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate
February 14, 2023	EX-99.II	to Schedule 13G Joint Filing Agreement EX-99.II 3 d446198dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2023 in connection with their beneficial ownership of Gaia Inc. Each of Columbia Small Cap Value Fund I and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to
February 14, 2023	EX-99.I	to Schedule 13G EX-99.I 2 d446198dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
February 14, 2023	SC 13G/A	GAIA / Gaiam, Inc. / Mic Capital Partners (public) Parallel Cayman, Lp - AMENDMENT TO FORM SC 13G Passive Investment SC 13G/A 1 gaia-sc13ga123122.htm AMENDMENT TO FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 3)* Under the Securities Exchange Act of 1934 Gaia, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 36269P104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of th
January 19, 2023	SC 13G/A	GAIA / Gaiam, Inc. / Himalayan International Institute of Yoga Science & Philosophy of the USA - SCHEDULE 13G/A Passive Investment SC 13G/A 1 13g.txt SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.2*) Gaia, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 36269P104 (CUSIP Number) December 29,2022 (Date of Event Which Requires Filing of this Statement) Check the ap
November 7, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 07, 2022 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Numbe
November 7, 2022	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exa
November 7, 2022	EX-99.1	Gaia Reports Third Quarter 2022 Results Tenth Consecutive Quarter of Positive EBITDA EXHIBIT 99.1 Gaia Reports Third Quarter 2022 Results Tenth Consecutive Quarter of Positive EBITDA BOULDER, CO, November 7, 2022 ? Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the third quarter ended September 30, 2022. Highlights ? Tenth consecutive quarter of positive EBITDA ? Secured $10 million revolving line of credit ?The third quarter con
August 26, 2022	EX-10.1	Credit and Security Agreement by and among Gaia, Inc., as Borrower, The Subsidiary Guarantors from time to time party hereto, and KeyBank National Association, as Lender (incorporated by reference to Exhibit 10.1 of Gaia's Form 8-K filed August 26, 2022 (No. 000-27517)). Exhibit 10.1 CREDIT AND SECURITY AGREEMENT by and among GAIA, INC., as Borrower, The Subsidiary Guarantors from time to time party hereto, and KEYBANK NATIONAL ASSOCIATION, as Lender August 25, 2022 Table of Contents Page Article I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Other Definitional Terms; Rules of Interpretation; Lease Accounting 21 Section 1.3 Rates. 22 Article II AMOUNT AND T
August 26, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2022 GAIA, INC. (Exact name of Registrant as Specified in Its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
August 1, 2022	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exact na
August 1, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 1, 2022 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
August 1, 2022	EX-99.1	Gaia Reports Second Quarter 2022 Results Eighth Consecutive Quarter of Positive Earnings and EBITDA EX 99.1 Gaia Reports Second Quarter 2022 Results Eighth Consecutive Quarter of Positive Earnings and EBITDA BOULDER, CO, August 1, 2022 ? Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the second quarter ended June 30, 2022. Highlights ? Established technology independence and began operating on Gaia owned hardware ? Eighth consecutive quarter of
May 25, 2022	EX-99.1	Gaia, Inc. Exhibit 1 Gaia, Inc. Restricted Stock Unit Award Agreement This RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”) made as of April 28, 2022 (the “Award Date”), between Gaia, Inc., a Colorado corporation (“Gaia”), and James Colquhoun (the “Grantee”), is made pursuant to the terms of the Gaia, Inc. 2019 Long-Term Incentive Plan, as amended from time to time (the “Plan”). Capitalized terms use
May 25, 2022	SC 13D	GAIA / Gaiam, Inc. / Colquhoun James - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Gaia, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 36269P104 (CUSIP Number) James Colquhoun, 1 Carwoola Crescent, Mooloolaba QLD 4557 Australia, +61450617975 June 19, 2019 (Date of Event which Requires Filing of this Statement) If the filin
May 18, 2022	SC 13D	GAIA / Gaiam, Inc. / Jirka Rysavy, LLC - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) GAIA, INC. (Name of Issuer) Class A Common Stock, par value $.0001 per share (Title of Class of Securities) 36269P104 (CUSIP Number) Michael R. Stiff, Esq. Baker & Hostetler LLP 1801 California Street, Suite 4400 Denver, CO 80202 (303) 861-0600 (Name, Addr
May 2, 2022	EX-99.1	Gaia Reports First Quarter 2022 Results Revenues up 15% with 19% EBITDA Margin EX 99.1 Gaia Reports First Quarter 2022 Results Revenues up 15% with 19% EBITDA Margin BOULDER, CO, May 2, 2022 ? Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the first quarter ended March 31, 2022. Highlights ? 15% revenue growth compared to the first quarter of 2021, ending the quarter with 823,000 members ? Seventh consecutive quarter of pos
May 2, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 28, 2022 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
May 2, 2022	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exact n
March 14, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit
March 14, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit
March 7, 2022	8-K/A	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 22, 2021 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Num
March 7, 2022	EX-99.2	YOGA INTERNATIONAL, INC. AND SUBSIDIARIES Condensed Consolidated Financial Statements September 30, 2021 and 2020 EX 99.2 YOGA INTERNATIONAL, INC. AND SUBSIDIARIES Condensed Consolidated Financial Statements (Unaudited) September 30, 2021 and 2020 Yoga International, Inc. and Subsidiaries Table of Contents September 30, 2021 and 2020 Financial Statements (Unaudited) Condensed Consolidated Balance Sheets at September 30, 2021 and December 31, 20201 Condensed Consolidated Statements of Operations and Comprehens
March 7, 2022	EX-99.1	YOGA INTERNATIONAL, LLC AND SUBSIDIARY Consolidated Financial Statements December 31, 2020 With Independent Auditor’s Report EX 99.1 YOGA INTERNATIONAL, LLC AND SUBSIDIARY Consolidated Financial Statements December 31, 2020 With Independent Auditor?s Report Yoga International, LLC and Subsidiary Table of Contents December 31, 2020 Independent Auditor?s Report1 Consolidated Financial Statements Consolidated Balance Sheet2 Consolidated Statements of Operations and Comprehensive Income (Loss)3 Consolidated Statement of Cha
March 7, 2022	EX-99.3	UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS EX 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS The unaudited pro forma condensed combined financial statements (referred to as the ?pro forma financial statements?) presented below are derived from the historical consolidated financial statements of Gaia, Inc. and its subsidiaries (collectively, the ?Company? or ?Gaia?), and Yoga International, Inc. (collectively with its subs
February 28, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 28, 2022 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Numbe
February 28, 2022	EX-21.1	List of Gaia, Inc. Subsidiaries (filed herewith). Exhibit 21.1 GAIA, INC. SUBSIDIARIES Subsidiaries State or Country of Incorporation or Registration Boulder Road, LLC State of Colorado Gaia International, Inc. State of Colorado Gaia Studios, Inc. State of Colorado YI Merger Sub II, LLC State of Delaware All subsidiaries are 100% owned by Gaia, Inc. This list omits subsidiaries which, considered in the aggregate, would not constitute a significan
February 28, 2022	EX-99.1	Gaia Reports Full Year 2021 Results 2021 Revenues up 19% with 19% EBITDA Margin EX 99.1 Gaia Reports Full Year 2021 Results 2021 Revenues up 19% with 19% EBITDA Margin BOULDER, CO, February 28, 2022 ? Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the fourth quarter and full year ended December 31, 2021. Highlights ? Generated positive operating income for the first full year since the launch of Gaia?s streaming business ? 1
February 28, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-27517 Gaia GAIA, INC.
February 11, 2022	SC 13G/A	GAIA / Gaiam, Inc. / AWM Investment Company, Inc. - GAIA, INC 13G/A Passive Investment THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Gaia, Inc. (Name of Issuer) Common Stock, Par Value $.0001 (Title of Class of Securities) 36269P104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w
February 10, 2022	SC 13G/A	GAIA / Gaiam, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Gaia Inc. Title of Class of Securities: Common Stock CUSIP Number: 36269P104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-
February 9, 2022	SC 13G/A	GAIA / Gaiam, Inc. / Mic Capital Partners (public) Parallel Cayman, Lp - AMENDMENT TO FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2)* Under the Securities Exchange Act of 1934 Gaia, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 36269P104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r
January 19, 2022	SC 13G/A	GAIA / Gaiam, Inc. / Himalayan International Institute of Yoga Science & Philosophy of the USA - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No.1) Under the Securities Exchange Act of 1934 Gaia, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 36269P104 (CUSIP Number) December 22, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul
December 23, 2021	EX-99.1	Gaia Acquires Yoga International, a Leading Digital Yoga Service Exhibit 99.1 Gaia Acquires Yoga International, a Leading Digital Yoga Service BOULDER, CO, December 22, 2021 ? Gaia, Inc. (NASDAQ: GAIA) (?Gaia?), a subscription video-streaming service dedicated to conscious media and serving a global conscious community, acquired Yoga International today. Yoga International is considered the authentic voice of yoga in the West. Originally started as a print maga
December 23, 2021	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events fUNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 22, 2021 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Numb
December 23, 2021	EX-2.1	Agreement and Plan of Merger as of December 22, 2021, by and among Gaia, Inc., YI Merger Sub I, Inc., YI Merger Sub II, LLC, and Yoga International, Inc. Exhibit 2.1 Agreement and Plan of Merger by and among Gaia, Inc., as Parent, YI Merger Sub I, Inc., as Merger Sub I, YI Merger Sub II, LLC, as Merger Sub II, Yoga International Inc., as the Company, and Himalayan International Institute of Yoga Science and Philosophy of the U.S.A., as the Representative Dated as of December 22, 2021 agreement and Plan of Merger This Agreement and Plan of Merger (t
November 4, 2021	SC 13G/A	GAIA / Gaiam, Inc. / Mic Capital Partners (public) Parallel Cayman, Lp - AMENDMENT TO FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1)* Under the Securities Exchange Act of 1934 Gaia, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 36269P104 (CUSIP Number) November 1, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru
November 1, 2021	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exa
November 1, 2021	EX-99.1	Gaia Reports Third Quarter 2021 Results Revenues up 17% with 20% EBITDA Margin EXHIBIT 99.1 Gaia Reports Third Quarter 2021 Results Revenues up 17% with 20% EBITDA Margin BOULDER, CO, November 1, 2021 ? Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the third quarter ended September 30, 2021. Highlights ? 22% revenue growth year to date ? Q3 EBITDA of $4.0 million, with EBITDA margin of 20% ? Fifth straight quarter of posit
November 1, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 1, 2021 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number
August 2, 2021	EX-99.1	Gaia Reports Second Quarter 2021 Results Revenues up 20% with 20% EBITDA Margin Exhibit 99.1 Gaia Reports Second Quarter 2021 Results Revenues up 20% with 20% EBITDA Margin BOULDER, CO, August 2, 2021 ? Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the second quarter ended June 30, 2021. Highlights ? 20% increase in revenues from the year-ago quarter ? Fourth sequential quarter of positive earnings and cash flow ? Improved
August 2, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 2, 2021 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
August 2, 2021	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exact na
July 16, 2021	EX-99.1	Gaia Reports First Quarter 2021 Results Revenues up 30%, Crosses 750,000 Member Milestone Exhibit 99.1 Gaia Reports First Quarter 2021 Results Revenues up 30%, Crosses 750,000 Member Milestone BOULDER, CO, May 3, 2021 ? Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the first quarter ended March 31, 2021. Highlights ? 30% increase in revenues from the year-ago quarter ? Third sequential quarter of positive earnings and cash flow ? Cro
July 16, 2021	8-K/A	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 29, 2021 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number
July 12, 2021	SC 13G/A	GAIA / Gaiam, Inc. / BlackRock Inc. Passive Investment us36269p1049071021.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 5) GAIA INC - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 36269P104 - (CUSIP Number) June 30, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which
May 21, 2021	S-3/A	As filed with the Securities and Exchange Commission on May 21, 2021 Registration No. 333-255734 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 1 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIE S-3/A 1 gaia-s3a.htm S-3/A As filed with the Securities and Exchange Commission on May 21, 2021 Registration No. 333-255734 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GAIA, INC. (Exact name of registrant as specified in its charter) Colorado 84-1113527 (State or other juri
May 21, 2021	CORRESP	CORRESP Gaia, Inc. 833 West South Boulder Road Louisville, Colorado 80027 May 21, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Taylor Beech Re: Gaia, Inc. Acceleration Request Registration Statement on Form S-3 (No. 333-255734) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended (S
May 11, 2021	LETTER	LETTER United States securities and exchange commission logo May 10, 2021 Paul C. Tarell Chief Financial Officer GAIA, INC 833 West South Boulder Road Louisville, Colorado 80027 Re: GAIA, INC Registration Statement on Form S-3 Filed May 3, 2021 File No. 333-255734 Dear Mr. Tarell: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 an
May 5, 2021	EX-16.1	Plante Moran’s letter to the SEC dated May 5, 2021 EXHIBIT 16.1 May 5, 2021 Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re:Gaia, Inc. File Reference No: 000-27517 Commissioners: We have read Item 4.01 included in the Form 8-K of Gaia, Inc. filed with the Securities and Exchange Commission regarding its change in auditors. We agree with the statements made regarding our firm. We have no basis to agree or disagree with
May 5, 2021	EX-99.1	Gaia Reports First Quarter 2020 Results Positive Adjusted EBITDA and Cash Flow from Operations Exhibit 99.1 Gaia Reports First Quarter 2020 Results Positive Adjusted EBITDA and Cash Flow from Operations BOULDER, CO, April 27, 2020 ? Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the first quarter ended March 31, 2020. First Quarter 2020 Highlights vs. Same Year-Ago Quarter ? 16% increase in revenues to $14.5 million. ? Generated positive A
May 5, 2021	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 29, 2021 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
May 5, 2021	EX-99.2	Gaia, Inc. Earnings Call Transcript – Monday May 3, 2021 2:30 P.M. Mountain Time EXHIBIT 99.2 Gaia, Inc. Earnings Call Transcript ? Monday May 3, 2021 2:30 P.M. Mountain Time Participants from Management: Jirka Rysavy, Chairman and CEO Paul Tarell, CFO, Secretary, Office of President Analysts: Darren Aftahi, ROTH Capital Partners, LLC, Research Division Eric Christian Wold, B. Riley Securities, Inc., Research Division Mark Nicholas Argento, Lake Street Capital Markets, LLC, Re
May 3, 2021	10-Q	Quarterly Report - 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exact n
May 3, 2021	S-3	Power of Attorney.* As filed with the Securities and Exchange Commission on May 3, 2021 Registration No.
March 8, 2021	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit
March 8, 2021	DEF 14A	Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit
March 2, 2021	EX-21.1	List of Gaia, Inc. Subsidiaries (filed herewith). Exhibit 21.1 GAIA, INC. SUBSIDIARIES Subsidiaries State or Country of Incorporation or Registration Boulder Road, LLC. State of Colorado Gaia International, Inc. State of Colorado All subsidiaries are 100% owned by Gaia, Inc. This list omits subsidiaries which, considered in the aggregate, would not constitute a significant subsidiary.
March 2, 2021	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-27517 Gaia GAIA, INC.
March 1, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 1, 2021 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
March 1, 2021	EX-99.1	Gaia Reports Fourth Quarter and Full Year 2020 Results Fourth Quarter Revenues up 27%, Generates $3.9 in Million Cash Exhibit 99.1 Gaia Reports Fourth Quarter and Full Year 2020 Results Fourth Quarter Revenues up 27%, Generates $3.9 in Million Cash BOULDER, CO, March 1, 2021 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the fourth quarter and full year ended December 31, 2020. Highlights ▪ 27% increase in revenues from the year-ago quarter ▪ Second sequential
February 16, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)1 Gaia, Inc. (Name of Issuer) Class A Common Stock, par value $.0001 per share (Title of Class of Securities) (CUSIP Nu SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)1 Gaia, Inc. (Name of Issuer) Class A Common Stock, par value $.0001 per share (Title of Class of Securities) 36269P104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur
February 12, 2021	SC 13G/A	GAIA 13G/A THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Gaia, Inc. (Name of Issuer) Common Stock, Par Value $.0001 (Title of Class of Securities) 36269P104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w
February 12, 2021	SC 13G/A	SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 10, 2021	SC 13G	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Gaia Inc. Title of Class of Securities: Common Stock CUSIP Number: 36269P104 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule 13d-1(c)
January 29, 2021	SC 13G/A	SC 13G/A us36269p1049012921.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 4) GAIA INC - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 36269P104 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w
January 4, 2021	EX-10.1	Loan Agreement dated as of December 28, 2020, between Boulder Road LLC and Westside Boulder Road, LLC, as borrower, and Great Western Bank, as lender (incorporated by reference to Exhibit 10.1 of Gaia’s Form 8-K filed January 4, 2021 (No. 000-27517)). EXHIBIT 10.1 LOAN AGREEMENT This Loan Agreement (“Agreement”), dated as of December 28, 2020, is by and among BOULDER ROAD LLC, a Colorado limited liability company (“Boulder Road”), WESTSIDE BOULDER, LLC, a California limited liability company (“Westside”) (Boulder Road and Westside are collectively referred to herein as “Borrower”), and GREAT WESTERN BANK (“Lender”). RECITALS: A.Borrower owns th
January 4, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K - DECEMBER 2020 - REFINANCE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 28, 2020 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Numbe
January 4, 2021	EX-10.2	Unconditional Guaranty of Payment dated as of December 28, 2020, between Gaia, Inc., as guarantor and Great Western Bank, as lender (incorporated by reference to Exhibit 10.2 of Gaia’s Form 8-K filed January 4, 2021 (No. 000-27517)). Exhibit 10.2 UNCONDITIONAL GUARANTY OF PAYMENT This Unconditional Guaranty of Payment (“Guaranty”) is dated as of the 28th day of December, 2020, between GAIA, INC., a Colorado corporation (“Guarantor”), whose address is 833 W. South Boulder Road, Building G, Louisville, Colorado 80027, for the benefit of GREAT WESTERN BANK (“Lender”), whose address is 1900 9th Street, Boulder, CO 80302. RECITALS:
November 10, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 5, 2020 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number
November 10, 2020	EX-99.1	Gaia Reports Third Quarter 2020 Results Revenues up 28%, Achieves Positive Earnings and Cash Flow Exhibit 99.1 Gaia Reports Third Quarter 2020 Results Revenues up 28%, Achieves Positive Earnings and Cash Flow BOULDER, CO, November 9, 2020 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the third quarter ended September 30, 2020. Third Quarter 2020 Highlights vs. Same Year-Ago Quarter ▪ 28% increase in revenues ▪ Generated positive earnings a
November 9, 2020	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exa
September 10, 2020	EX-99.1	Gaia Sells Portion of its Headquarters and Reduces Debt by $13 Million Exhibit 99.1 Gaia Sells Portion of its Headquarters and Reduces Debt by $13 Million BOULDER, CO, September 9, 2020 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, closed on the sale of the portion of its corporate headquarters that it was not occupying to a strategic real estate investor today. Gaia will still retain full ownership of its studio and production facilities. Hig
September 10, 2020	EX-10.2	Master Lease dated as of September 9, 2020, between Boulder Road LLC, as lessee, and Boulder Road LLC and Westside Boulder, LLC, tenants in common, as lessors (incorporated by reference to Exhibit 10.2 of Gaia’s Form 8-K filed September 10, 2020 (No. 000-27517)). Exhibit 10.2 MASTER LEASE AGREEMENT By and Between Boulder Road LLC and Westside Boulder, LLC, tenants in common (“Landlord”) and Boulder Road LLC (“Tenant”) September 9, 2020 TABLE OF CONTENTS 1. Premises 2. Term 3. Tenant’s Use of Premises 4. Base Rent, Base Rent Increase, Rent Credit, and Additional Rent 5. Condition, Repair, Replacement and Maintenance of the Premises 6. Guaranty 7. Insurance
September 10, 2020	EX-10.1	Purchase and Sale Agreement dated as of September 9, 2020 between Boulder Road LLC and Westside Boulder, LLC Exhibit 10.1 PURCHASE AND SALE AGREEMENT (833 W. South Boulder Road, Unit 1, Louisville, Colorado) THIS PURCHASE AND SALE AGREEMENT (this “Agreement”) is entered into effective as of September 9, 2020 (the “Effective Date”), by and between Boulder Road LLC, a Colorado limited liability company (“Seller”), and Westside Boulder, LLC, a California limited liability company (“Purchaser”). RECITALS: A.
September 10, 2020	SC 13G/A	GAIA / Gaiam, Inc. / FMR LLC Passive Investment SCHEDULE 13G Amendment No. 4 GAIA INC CLASS A COMMON STOCK Cusip #36269P104 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #36269P104 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 0 Item 6: 0 Item 7: 663,714 Item 8: 0 Item 9: 663,714 Item 11: 4.815% Item 12:
September 10, 2020	8-K	Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 9, 2020 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Numbe
August 3, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 3, 2020 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
August 3, 2020	EX-99.1	Gaia Reports Second Quarter 2020 Results Revenues up 23%, Expects Positive Earnings and Free Cash Flow in Third Quarter EX-99.1 2 gaia-ex9916.htm EX-99.1 Exhibit 99.1 Gaia Reports Second Quarter 2020 Results Revenues up 23%, Expects Positive Earnings and Free Cash Flow in Third Quarter BOULDER, CO, August 3, 2020 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the second quarter ended June 30, 2020. Second Quarter 2020 Highlights vs. Same Year-Ago Quarter ▪ 23% i
August 3, 2020	10-Q	Quarterly Report - 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exact na
June 10, 2020	EX-99.1	Gaia Confirms Positive Earnings and Free Cash Flow on Plan for July 1 Exhibit 99.1 Gaia Confirms Positive Earnings and Free Cash Flow on Plan for July 1 BOULDER, CO, June 9, 2020 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, is providing a business update given the easing of stay-at-home orders that began in mid-March. In its earnings release on April 27th, Gaia noted that the unprecedented times brought on by COVID-19 were benefitting its bu
June 10, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 9, 2020 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I
April 27, 2020	EX-99.1	Gaia Reports First Quarter 2020 Results Positive Adjusted EBITDA and Cash Flow from Operations Exhibit 99.1 Gaia Reports First Quarter 2020 Results Positive Adjusted EBITDA and Cash Flow from Operations BOULDER, CO, April 27, 2020 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the first quarter ended March 31, 2020. First Quarter 2020 Highlights vs. Same Year-Ago Quarter ▪ 16% increase in revenues to $14.5 million. ▪ Generated positive A
April 27, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 23, 2020 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
April 27, 2020	10-Q	Quarterly Report - 10-Q Q12020 United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exact n
March 30, 2020	DEFA14A	GAIA / Gaiam, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definit
March 9, 2020	DEFA14A	GAIA / Gaiam, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definit
March 9, 2020	DEF 14A	GAIA / Gaiam, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definit
February 24, 2020	EX-4.2	Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (incorporated by reference to Exhibit 4.2 of Gaia’s Form 10-K filed February 24, 2020). Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURIEIS EXCHANGE ACT OF 1934 As of February 24, 2020, Gaia Inc. (“Gaia” or the “Company”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): Class A common stock. The following is a description of the rights of our Class A c
February 24, 2020	EX-99.1	Gaia Reports Fourth Quarter and Full Year 2019 Results Positive EBITDA and Cash Flows from Operations for Q4 29% Revenue Growth for 2019 Exhibit 99.1 Gaia Reports Fourth Quarter and Full Year 2019 Results Positive EBITDA and Cash Flows from Operations for Q4 29% Revenue Growth for 2019 BOULDER, CO, February 24, 2020 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the fourth quarter and full year ended December 31, 2019. Fourth Quarter 2019 vs. Same Year-Ago Quarter ▪ Generated $0
February 24, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 24, 2020 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Numbe
February 24, 2020	EX-10.8	Form of Employee Stock Option Agreement, under Gaia’s 2019 Long-Term Incentive Plan (incorporated by reference to Exhibit 10.8 of Gaia’s Form 10-K filed February 24, 2020 (No. 000-27517)). EX-10.8 3 gaia-ex108238.htm EX-10.8 Exhibit 10.8 Gaia, Inc. Form of Stock Option Agreement This Stock Option Agreement (this “Agreement”) is dated as of the date of grant set forth below and is between Gaia, Inc., a Colorado corporation (“Gaia”), and the individual named below (the “Grantee”). Gaia has established its 2019 Long-Term Incentive Plan (the “Plan”) to advance the interests of Gaia and
February 24, 2020	EX-21.1	List of Gaia, Inc. Subsidiaries (filed herewith). Exhibit 21.1 GAIA, INC. SUBSIDIARIES Subsidiaries State or Country of Incorporation or Registration Boulder Road, LLC. State of Colorado Gaia International, Inc. State of Colorado All subsidiaries are 100% owned by Gaia, Inc. This list omits subsidiaries which, considered in the aggregate, would not constitute a significant subsidiary.
February 24, 2020	EX-10.9	Form of Restricted Stock Unit Awards Agreement under Gaia’s 2019 Long-Term Incentive Plan (incorporated by reference to Exhibit 10.9 of Gaia’s Form 10-K filed February 24, 2020 (No. 000-27517)). EX-10.9 4 gaia-ex109239.htm EX-10.9 Exhibit 10.9 Gaia, Inc. Form of Restricted Stock Unit Award Agreement This RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”) made as of (the “Award Date”), between Gaia, Inc., a Colorado corporation (“Gaia”), and (the “Grantee”), is made pursuant to the terms of the Gaia, Inc. 2019 Long-Term Incentive Plan, as amended from time to time (the “Plan”). Capit
February 24, 2020	10-K	Annual Report - 2019 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-27517 Gaia GAIA, INC.
February 14, 2020	SC 13G/A	GAIA / Gaiam, Inc. / ARIEL INVESTMENTS, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 12, 2020	SC 13G	GAIA / Gaiam, Inc. / AWM Investment Company, Inc. - GAIA, INC 13G Passive Investment THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Gaia, Inc. (Name of Issuer) Common Stock, Par Value $.0001 (Title of Class of Securities) 36269P104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh
February 7, 2020	SC 13G/A	GAIA / Gaiam, Inc. / FMR LLC / Fidelity Passive Investment SCHEDULE 13G Amendment No. 3 GAIA INC CLASS A COMMON STOCK Cusip #36269P104 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #36269P104 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 0 Item 6: 0 Item 7: 1,444,305 Item 8: 0 Item 9: 1,444,305 Item 11: 11.122% Item
February 5, 2020	SC 13G/A	GAIA / Gaiam, Inc. / BlackRock Inc. Passive Investment us36269p1049020420.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 3) GAIA INC - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 36269P104 - (CUSIP Number) December 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w
February 4, 2020	SC 13G/A	GAIA / Gaiam, Inc. / Royce & Associates LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.9) Gaia, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 36269P104 (CUSIP Number) Date of Event Which Requires Filing of this Statement: December 31, 2019 *The remainder of thi
January 2, 2020	SC 13G/A	GAIA / Gaiam, Inc. / RYSAVY JIRKA - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)1 Gaia, Inc. (Name of Issuer) Class A Common Stock, par value $.0001 per share (Title of Class of Securities) 36269P104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur
November 5, 2019	10-Q	GAIA / Gaiam, Inc. 10-Q - Quarterly Report - 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exa
November 5, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 1, 2019 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number
November 5, 2019	EX-99.1	Gaia Reports Third Quarter 2019 Results Generates Positive EBITDA for the Month of September Exhibit 99.1 Gaia Reports Third Quarter 2019 Results Generates Positive EBITDA for the Month of September BOULDER, CO, November 4, 2019 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the third quarter ended September 30, 2019. Third Quarter 2019 vs. Same Year-Ago Quarter ▪ 25% increase in revenues ▪ Subscriber count increased to 595,000 ▪ Succe
August 6, 2019	10-Q	GAIA / Gaiam, Inc. 10-Q - Quarterly Report - 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27517 GAIA, INC. (Exact na
August 5, 2019	EX-99.1	Gaia Reports Second Quarter 2019 Results Revenues Increase 32%, Loss From Operations Improves 30% on Disciplined Expense Management Exhibit 99.1 Gaia Reports Second Quarter 2019 Results Revenues Increase 32%, Loss From Operations Improves 30% on Disciplined Expense Management BOULDER, CO, August 5, 2019 — Gaia, Inc. (NASDAQ: GAIA), a conscious media and community company, reported financial results for the second quarter ended June 30, 2019. Second Quarter 2019 vs. Same Year-Ago Quarter ▪ 32% increase in revenues driven by 26%
August 5, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 5, 2019 GAIA, INC. (Exact Name of Registrant as Specified in its Charter) Colorado 000-27517 84-1113527 (State or Other Jurisdiction of Incorporation) (Commission File Number)
May 13, 2019	EX-99.A	AGREEMENT OF JOINT FILING CUSIP No. 36269P104 Page 8 of 8 AGREEMENT OF JOINT FILING Pursuant to Rule 13d-1(k)(1) of the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended, each of the undersigned agrees that the statement on Schedule 13G filed herewith shall be filed on behalf of each of the undersigned. MIC CAPITAL PARTNERS (PUBLIC) (US) IM, LLC May 13, 2019 Date /s/ Christopher Fazek
May 13, 2019	EX-99.A	AGREEMENT OF JOINT FILING CUSIP No. 36269P104 Page 9 of 9 AGREEMENT OF JOINT FILING Pursuant to Rule 13d-1(k)(1) of the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended, each of the undersigned agrees that the statement on Schedule 13G filed herewith shall be filed on behalf of each of the undersigned. MUBADALA INVESTMENT COMPANY PJSC May 13, 2019 Date /s/ Christopher Fazekas Signatu
May 13, 2019	SC 13G/A	GAIA / Gaiam, Inc. / MUBADALA DEVELOPMENT CO PJSC - AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 Gaia, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 36269P104 (CUSIP Number) May 1, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs
May 13, 2019	SC 13G	GAIA / Gaiam, Inc. / Mic Capital Partners (public) Parallel Cayman, Lp - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 Gaia, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 36269P104 (CUSIP Number) May 1, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu
April 29, 2019	EX-99.1	Gaia, Inc. 2019 Long-Term Incentive Plan Exhibit 99.1 Gaia, Inc. 2019 Long-Term Incentive Plan Section 1. Purpose. The purpose of this Plan is to advance the interests of Gaia and its shareholders by providing incentives to certain Eligible Persons (as defined below) who contribute significantly to the strategic and long-term performance objectives and growth of the Company. Section 2. Definitions. Certain capitalized terms applicable to
April 29, 2019	EX-99.2	Gaia, Inc. 2019 Employee Stock Purchase Plan Exhibit 99.2 Gaia, Inc. 2019 Employee Stock Purchase Plan 1. Purpose. The purpose of this Plan is to provide Eligible Employees (as defined below) with an opportunity to purchase Class A common stock of the Company through accumulated payroll deductions. It is the Company’s intention to have this Plan qualify as an “employee stock purchase plan” under Section 423 of Code (as defined below). The pr

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