XOMA Royalty Corporation
US ˙ NasdaqGM ˙ US98419J2069

SecurityXOMA / XOMA Royalty Corporation
InstitutionBlackRock, Inc.
Latest Disclosed Ownership160,680 shares
Ownership 1.80%
BlackRock, Inc. ownership in XOMA / XOMA Royalty Corporation

2019-07-10 - BlackRock, Inc. has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 160,680 shares of XOMA Royalty Corporation (US:XOMA). This represents 1.8 percent ownership of the company. In their previous filing dated 2019-02-08 , BlackRock, Inc. had reported owning 508,672 shares, indicating a decrease of -68.41 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date		Effective
Date		Form Prev
Shares		 Latest
Shares		 ΔShares
(Percent)		 Ownership
(Percent)		 ΔOwnership
(Percent)
2019-07-10 2019-07-10 13G/A 508,672 160,680 -68.41 1.80 -70.49
2019-02-08 2019-02-08 13G 508,672 508,672 0.00 6.10 0.00
2019-02-07 2019-02-07 13G 349,868 508,672 45.39 6.10 29.79
2018-01-19 2018-01-19 13G/A 2,989,864 3,120,525 4.37 12.10 7.08
2017-03-09 2017-03-09 13G/A 349,550 349,868 0.09 4.70 -16.07
2017-01-30 2017-01-30 13G 5,773,958 349,550 -93.95 5.60 16.67
2017-01-17 2017-01-17 13G/A 3,003,725 2,989,864 -0.46 11.30 -0.88
2016-01-08 2016-01-08 13G/A 2,718,239 3,003,725 10.50 11.40 10.68
2016-01-08 2016-01-08 13G/A 5,773,958 4.80
2015-08-07 2015-08-07 13G/A 2,718,239 10.30
2015-02-09 2015-02-09 13G/A 7,107,373 6.10
2015-01-15 2015-01-15 13G/A 2,470,257 9.20
2014-02-11 2014-02-11 13G/A 6,334,976 6.10
2014-01-31 2014-01-31 13G/A 2,485,050 9.20
2013-02-01 2013-02-01 13G/A 2,188,421 8.46
2013-01-30 2013-01-30 13G 5,703,090 6.99
2012-02-10 2012-02-10 13G/A 2,349,198 8.20

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F XOMA ROYALTY COM NEW 98419J206 646,914 35,399 5.79 20,294 24.80 0.0000
2026-02-12 2025-12-31 13F XOMA ROYALTY COM NEW 98419J206 611,515 18,613 3.14 16,260 -28.84 0.0003
2025-11-12 2025-09-30 13F XOMA ROYALTY COM NEW 98419J206 592,902 1,229 0.21 22,850 53.25 0.0004
2025-08-12 2025-06-30 13F XOMA ROYALTY COM NEW 98419J206 591,673 58,885 11.05 14,910 40.42 0.0003
2025-05-02 2025-03-31 13F XOMA ROYALTY COM NEW 98419J206 532,788 -6,136 -1.14 10,618 -25.02 0.0002
2025-02-07 2024-12-31 13F XOMA ROYALTY COM NEW 98419J206 538,924 3,266 0.61 14,163 -0.16 0.0003
2024-11-13 2024-09-30 13F XOMA ROYALTY COM NEW 98419J206 535,658 23,173 4.52 14,184 16.84 0.0003
2024-08-13 2024-06-30 13F XOMA CORP DEL COM NEW 98419J206 512,485 31,977 6.65 12,141 5.05 0.0003
2024-05-10 2024-03-31 13F XOMA CORP DEL COM NEW 98419J206 480,508 -7,977 -1.63 11,556 27.89 0.0003
2024-02-13 2023-12-31 13F XOMA CORP DEL COM NEW 98419J206 488,485 30,998 6.78 9,037 40.20 0.0002
2023-11-13 2023-09-30 13F XOMA CORP DEL COM NEW 98419J206 457,487 28,748 6.71 6,446 -20.41 0.0002
2023-08-11 2023-06-30 13F XOMA CORP DEL COM NEW 98419J206 428,739 306,944 252.02 8,099 214.97 0.0002
2023-05-12 2023-03-31 13F XOMA CORP DEL COM NEW 98419J206 121,795 469 0.39 2,571 15.19 0.0001
2023-02-13 2022-12-31 13F XOMA CORP DEL COM NEW 98419J206 121,326 293 0.24 2,232 3.00 0.0001
2022-11-14 2022-09-30 13F XOMA CORP DEL COM NEW 98419J206 121,033 -42,024 -25.77 2,167 -40.34 0.0001
2022-08-12 2022-06-30 13F XOMA CORP DEL COM NEW 98419J206 163,057 -298,438 -64.67 3,632 -71.87 0.0001
2022-05-12 2022-03-31 13F XOMA CORP DEL COM NEW 98419J206 461,495 -1,329 -0.29 12,912 33.82 0.0003
2022-02-10 2021-12-31 13F XOMA CORP DEL COM NEW 98419J206 462,824 -972 -0.21 9,649 -15.94 0.0002
2021-11-09 2021-09-30 13F XOMA CORP DEL COM NEW 98419J206 463,796 8,335 1.83 11,479 -25.87 0.0003
2021-08-11 2021-06-30 13F XOMA CORP DEL COM NEW 98419J206 455,461 -23,528 -4.91 15,485 -20.78 0.0004
2021-05-07 2021-03-31 13F XOMA CORP DEL COM NEW 98419J206 478,989 1,936 0.41 19,547 -7.15 0.0006
2021-02-05 2020-12-31 13F XOMA CORP DEL COM NEW 98419J206 477,053 26,836 5.96 21,053 148.21 0.0007
2020-11-06 2020-09-30 13F XOMA CORP DEL COM NEW 98419J206 450,217 2,499 0.56 8,482 -4.13 0.0003
2020-08-14 2020-06-30 13F XOMA CORP DEL COM NEW 98419J206 447,718 273,706 157.29 8,847 149.84 0.0004
2020-05-01 2020-03-31 13F XOMA CORP DEL COM NEW 98419J206 174,012 -2,605 -1.47 3,541 -26.55 0.0002
2020-02-13 2019-12-31 13F XOMA CORP DEL COM NEW 98419J206 176,617 16,443 10.27 4,821 52.76 0.0002
2019-11-08 2019-09-30 13F XOMA CORP DEL COM NEW 98419J206 160,174 -506 -0.31 3,156 32.16 0.0001
2019-08-22 2019-06-30 13F/A-1 XOMA CORP DEL COM NEW 98419J206 160,680 -335,259 -67.60 2,388 -61.11 0.0001
2019-08-13 2019-06-30 13F XOMA CORP DEL COM NEW 98419J206 160,680 -335,259 2,388
2019-05-09 2019-03-31 13F XOMA CORP DEL COM NEW 98419J206 495,939 -12,733 -2.50 6,140 -4.57 0.0003
2019-02-08 2018-12-31 13F XOMA CORP DEL COM NEW 98419J206 508,672 56,130 12.40 6,434 -19.08 0.0003
2018-11-09 2018-09-30 13F XOMA CORP DEL COM NEW 98419J206 452,542 3,686 0.82 7,951 -15.17 0.0003
2018-11-09 2018-09-30 13F XO GROUP COM 983772104 3,627,176 90,067 125,066 0.0054
2018-08-09 2018-06-30 13F XOMA CORP DEL COM NEW 98419J206 448,856 270,437 151.57 9,373 159.71 0.0004
2018-08-09 2018-06-30 13F XO GROUP COM 983772104 3,537,109 300,896 113,189 0.0052
2018-05-09 2018-03-31 13F XOMA CORP DEL COM NEW 98419J206 178,419 -10,383 -5.50 3,609 -46.30 0.0002
2018-05-09 2018-03-31 13F XO GROUP COM 983772104 3,236,213 115,688 67,152 0.0032
2018-02-09 2017-12-31 13F XOMA CORP DEL COM NEW 98419J206 188,802 1,283 0.68 6,721 82.39 0.0003
2018-02-09 2017-12-31 13F XO GROUP COM 983772104 3,120,525 2,769 57,605 0.0027
2017-11-14 2017-09-30 13F XOMA CORP DEL COM NEW 98419J206 187,519 73,315 64.20 3,685 361.78 0.0002
2017-11-14 2017-09-30 13F XO GROUP COM 983772104 3,117,756 64,879 61,326 0.0031
2017-08-10 2017-06-30 13F XOMA CORP DEL COM NEW 98419J206 114,204 14,130 14.12 798 12.08 0.0000
2017-08-10 2017-06-30 13F XO GROUP COM 983772104 3,052,877 -108,120 53,791 0.0029
2017-05-12 2017-03-31 13F XOMA CORP DEL COM NEW 98419J206 100,074 100,071 3,335,700.00 712 0.0000
2017-05-12 2017-03-31 13F XO GROUP COM 983772104 3,160,997 3,158,774 54,399 0.0030
2017-02-10 2016-12-31 13F XOMA CORP DEL COM NEW 98419J206 3 -63 -95.45 0 0.0000
2017-02-10 2016-12-31 13F XO GROUP COM 983772104 2,223 361 43 0.0001
2016-11-08 2016-09-30 13F XOMA CORP DEL COM 98419J107 66 -1,956 -96.74 0 -100.00
2016-11-08 2016-09-30 13F XO GROUP COM 983772104 1,862 -160 36 0.0001
2016-08-10 2016-06-30 13F XO GROUP COM 983772104 2,022 -1,441 -41.61 35 1,066.67 0.0001
2016-05-10 2016-03-31 13F XOMA CORP DEL COM 98419J107 3,463 1,323 61.82 3 0.00 0.0000
2016-05-10 2016-03-31 13F XO GROUP COM 983772104 1,822 1,240 29 0.0000
2016-02-11 2015-12-31 13F XOMA CORP DEL COM 98419J107 2,140 0 0.00 3 50.00 0.0000
2016-02-11 2015-12-31 13F XO GROUP COM 983772104 582 -700 9 0.0000
2015-11-13 2015-09-30 13F XOMA CORP DEL COM 98419J107 2,140 0 0.00 2 -75.00 0.0000
2015-11-13 2015-09-30 13F XO GROUP COM 983772104 1,282 700 18 0.0000
2015-08-07 2015-06-30 13F XOMA CORP DEL COM 98419J107 2,140 0 0.00 8 0.00 0.0000
2015-08-07 2015-06-30 13F XO GROUP COM 983772104 582 -98 10 0.0000
2015-05-13 2015-03-31 13F XOMA CORP DEL COM 98419J107 2,140 0 0.00 8 0.00 0.0000
2015-05-13 2015-03-31 13F XO GROUP COM 983772104 680 0 12 0.0000
2015-02-09 2014-12-31 13F XOMA CORP DEL COM 98419J107 2,140 0 0.00 8 -11.11 0.0000
2015-02-09 2014-12-31 13F XO GROUP COM 983772104 680 0 12 0.0000
2014-10-29 2014-09-30 13F XOMA CORP DEL COM 98419J107 2,140 0 0.00 9 -10.00 0.0000
2014-10-29 2014-09-30 13F XO GROUP COM 983772104 680 0 8 0.0000
2014-08-06 2014-06-30 13F XOMA CORP DEL COM 98419J107 2,140 -16 -0.74 10 -9.09 0.0000
2014-08-06 2014-06-30 13F XO GROUP COM 983772104 680 -146 8 0.0000
2014-05-02 2014-03-31 13F XOMA CORP DEL COM 98419J107 2,156 286 15.29 11 -15.38 0.0000
2014-05-02 2014-03-31 13F XO GROUP COM 983772104 826 0 8 0.0000
2014-02-12 2013-12-31 13F XOMA CORP DEL COM 98419J107 1,870 0 0.00 13 62.50 0.0000
2014-02-12 2013-12-31 13F XO GROUP COM 983772104 826 0 12 0.0000
2013-11-12 2013-09-30 13F XOMA CORP DEL COM 98419J107 1,870 0 0.00 8 14.29 0.0000
2013-11-12 2013-09-30 13F XO GROUP COM 983772104 826 -2,200 11 0.0000
2013-08-13 2013-06-30 13F XOMA CORP DEL COM 98419J107 1,870 1,870 7 0.0000
2013-08-13 2013-06-30 13F XO GROUP COM 983772104 3,026 1,156 34 0.0001
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.