Saratoga Investment Corp.
US ˙ NYSE ˙ US80349A2087

SecuritySAR / Saratoga Investment Corp.
InstitutionWeber Alan W
Latest Disclosed Ownership33,847 shares
Latest Disclosed Value $ 706,000
Weber Alan W ownership in SAR / Saratoga Investment Corp.

On February 16, 2021 - Weber Alan W filed a 13F-HR form disclosing ownership of 33,847 shares of Saratoga Investment Corp. (US:SAR) valued at $705,710 USD as of December 31, 2020. The entity filed a previous 13F-HR on November 16, 2020 disclosing 33,847 shares of Saratoga Investment Corp.. This represents a change in shares of 0.00% during the quarter. The current value of the position is $756,819 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2021-02-16 2020-12-31 13F Saratoga Investment COM NEW 80349A208 33,847 0 0.00 706 26.98 0.2104
2020-11-16 2020-09-30 13F Saratogo Investment COM NEW 80349A208 33,847 0 0.00 556 3.93 0.2545
2020-08-14 2020-06-30 13F Saratogo Investment COM NEW 80349A208 33,847 0 0.00 535 37.18 0.2762
2020-05-13 2020-03-31 13F Saratogo Investment COM NEW 80349A208 33,847 16,554 95.73 390 -9.51 0.2784
2020-02-13 2019-12-31 13F Saratogo Investment COM NEW 80349A208 17,293 0 0.00 431 0.94 0.1757
2019-11-14 2019-09-30 13F Saratogo Investment COM NEW 80349A208 17,293 0 0.00 427 0.00 0.1873
2019-08-08 2019-06-30 13F Saratogo Investment COM NEW 80349A208 17,293 0 0.00 427 10.91 0.1629
2019-05-14 2019-03-31 13F Saratogo Investment COM New 80349A208 17,293 0 0.00 385 11.92 0.1650
2019-02-14 2018-12-31 13F Saratogo Investment COM New 80349A208 17,293 0 0.00 344 -13.78 0.1739
2018-11-14 2018-09-30 13F Saratogo Investment COM New 80349A208 17,293 0 0.00 399 -16.53 0.1516
2018-08-09 2018-06-30 13F Saratogo Investment COM New 80349A208 17,293 17,293 479 0.1955
2018-02-13 2017-12-31 13F Saratoga Investment COM NEW 80349A208 0 -17,293 -100.00 0 -100.00
2017-11-13 2017-09-30 13F Saratoga Investment COM NEW 80349A208 17,293 0 0.00 372 3.05 0.1749
2017-08-01 2017-06-30 13F Saratoga Investment COM NEW 80349A208 17,293 0 0.00 361 -3.48 0.1941
2017-05-12 2017-03-31 13F Saratoga Investment COM NEW 80349A208 17,293 0 0.00 375 5.06 0.2143
2017-02-13 2016-12-31 13F Saratoga Investment COM NEW 80349A208 17,293 -35,000 -66.93 356 -61.84 0.2154
2016-11-15 2016-09-30 13F Saratoga Investment COM NEW 80349A208 52,293 933
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.