PGIM Rock ETF Trust - PGIM S&P 500 Buffer 20 ETF - April
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SecurityPBAP / PGIM Rock ETF Trust - PGIM S&P 500 Buffer 20 ETF - April
InstitutionPrudential Financial Inc
Latest Disclosed Ownership294,063 shares
Latest Disclosed Value $ 8,645,452
Prudential Financial Inc reports 22.58% increase in ownership of PBAP / PGIM Rock ETF Trust - PGIM S&P 500 Buffer 20 ETF - April

On May 13, 2026 - Prudential Financial Inc filed a 13F-HR form disclosing ownership of 294,063 shares of PGIM Rock ETF Trust - PGIM S&P 500 Buffer 20 ETF - April (US:PBAP) valued at $8,646,334 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 239,886 shares of PGIM Rock ETF Trust - PGIM S&P 500 Buffer 20 ETF - April. This represents a change in shares of 22.58% during the quarter. The current value of the position is $9,110,072 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N809 294,063 54,177 22.58 8,645 24.41 0.0060
2026-02-13 2025-12-31 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N809 239,886 57,659 31.64 6,949 34.20 0.0084
2025-11-13 2025-09-30 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N809 182,227 20,298 12.54 5,179 15.32 0.0062
2025-08-12 2025-06-30 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N809 161,929 41,461 34.42 4,490 40.09 0.0058
2025-05-13 2025-03-31 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N809 120,468 18,722 18.40 3,206 15.62 0.0046
2025-02-11 2024-12-31 13F PGIM ROCK ETF TR US LARGE CAP BU 69420N809 101,746 50,468 98.42 2,772 102.63 0.0038
2024-11-14 2024-09-30 13F PGIM ROCK ETF TR US LARGE CAP BU 69420N809 51,278 6,512 14.55 1,369 18.75 0.0019
2024-08-13 2024-06-30 13F PGIM ROCK ETF TR US LARGE CAP BU 69420N809 44,766 44,766 1,152 0.0017
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.