OFS Capital Corporation
US ˙ NasdaqGS ˙ US67103B1008

SecurityOFS / OFS Capital Corporation
InstitutionUBS Group AG
UBS Group AG ownership in OFS / OFS Capital Corporation
Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date		Effective
Date		Form Prev
Shares		 Latest
Shares		 ΔShares
(Percent)		 Ownership
(Percent)		 ΔOwnership
(Percent)
2016-02-03 2016-02-03 13G/A 191,537
2015-01-21 2015-01-21 13G 524,176 5.44

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F OFS CAP COM 67103B100 21,760 18,412 549.94 77 413.33 0.0000
2026-01-29 2025-12-31 13F OFS CAP COM 67103B100 3,348 -92 -2.67 16 -42.31 0.0000
2025-11-13 2025-09-30 13F OFS CAP COM 67103B100 3,440 2,010 140.56 26 116.67 0.0000
2025-08-14 2025-06-30 13F OFS CAP COM 67103B100 1,430 -9,077 -86.39 12 -87.63 0.0000
2025-05-13 2025-03-31 13F OFS CAP COM 67103B100 10,507 -468 -4.26 98 10.23 0.0000
2025-02-14 2024-12-31 13F OFS CAP COM 67103B100 10,975 -1,043 -8.68 89 -12.87 0.0000
2024-11-14 2024-09-30 13F OFS CAP COM 67103B100 12,018 10,266 585.96 102 573.33 0.0000
2024-08-14 2024-06-30 13F OFS CAP COM 67103B100 1,752 -1,933 -52.46 16 -58.33 0.0000
2024-05-13 2024-03-31 13F OFS CAP COM 67103B100 3,685 2,660 259.51 37 227.27 0.0000
2024-02-09 2023-12-31 13F OFS CAP COM 67103B100 1,025 -841 -45.07 12 -45.00 0.0000
2023-11-09 2023-09-30 13F OFS CAP COM 67103B100 1,866 -219 -10.50 21 0.00 0.0000
2023-08-11 2023-06-30 13F OFS CAP COM 67103B100 2,085 -1,210 -36.72 21 -39.39 0.0000
2023-05-12 2023-03-31 13F OFS CAP COM 67103B100 3,295 -1,909 -36.68 34 -36.54 0.0000
2023-02-08 2022-12-31 13F OFS CAP COM 67103B100 5,204 3,014 137.63 53 188.89 0.0000
2022-11-10 2022-09-30 13F OFS CAP COM 67103B100 2,190 -1,299 -37.23 18 -48.57 0.0000
2022-08-10 2022-06-30 13F OFS CAP COM 67103B100 3,489 1,299 59.32 35 25.00 0.0000
2022-05-16 2022-03-31 13F OFS CAP COM 67103B100 2,190 -900 -29.13 28 -17.65 0.0000
2022-02-14 2021-12-31 13F OFS CAP COM 67103B100 3,090 -221 -6.67 34 0.00 0.0000
2021-11-15 2021-09-30 13F OFS CAP COM 67103B100 3,311 -11,658 -77.88 34 -77.18 0.0000
2021-08-13 2021-06-30 13F OFS CAP COM 67103B100 14,969 -2,302 -13.33 149 -1.97 0.0000
2021-05-12 2021-03-31 13F OFS CAP COM 67103B100 17,271 14,581 542.04 152 700.00 0.0001
2021-02-11 2020-12-31 13F OFS CAP COM 67103B100 2,690 -2,866 -51.58 19 -29.63 0.0000
2020-11-12 2020-09-30 13F OFS CAP COM 67103B100 5,556 1,300 30.55 27 42.11 0.0000
2020-07-31 2020-06-30 13F OFS CAP COM 67103B100 4,256 -37,272 -89.75 19 -88.76 0.0000
2020-05-01 2020-03-31 13F OFS CAP COM 67103B100 41,528 -132,984 -76.20 169 -91.33 0.0001
2020-02-14 2019-12-31 13F OFS CAP COM 67103B100 174,512 -7,498 -4.12 1,950 -7.71 0.0007
2019-11-14 2019-09-30 13F OFS CAP COM 67103B100 182,010 -5,845 -3.11 2,113 -6.30 0.0008
2019-08-14 2019-06-30 13F OFS CAP COM 67103B100 187,855 -19,562 -9.43 2,255 -7.47 0.0009
2019-05-14 2019-03-31 13F OFS CAP COM 67103B100 207,417 -3,233 -1.53 2,437 9.14 0.0010
2019-02-14 2018-12-31 13F OFS CAP COM 67103B100 210,650 -93,830 -30.82 2,233 -38.37 0.0010
2018-11-14 2018-09-30 13F OFS CAP COM 67103B100 304,480 -3,555 -1.15 3,623 2.63 0.0014
2018-08-14 2018-06-30 13F OFS CAP COM 67103B100 308,035 5,952 1.97 3,530 4.13 0.0015
2018-05-15 2018-03-31 13F OFS CAP COM 67103B100 302,083 16,989 5.96 3,390 -0.09 0.0015
2018-02-14 2017-12-31 13F OFS CAP COM 67103B100 285,094 -22,337 -7.27 3,393 -16.20 0.0014
2017-11-14 2017-09-30 13F OFS CAP COM 67103B100 307,431 3,627 1.19 4,049 -6.88 0.0019
2017-11-14 2017-06-30 13F/A-1 OFS CAP COM 67103B100 303,804 99,553 48.74 4,348 50.03 0.0023
2017-08-14 2017-06-30 13F OFS CAP COM 67103B100 303,804 99,553 4,348
2017-11-14 2017-03-31 13F/A-1 OFS CAP COM 67103B100 204,251 28,449 16.18 2,898 19.80 0.0016
2017-05-12 2017-03-31 13F OFS CAP COM 67103B100 204,251 28,449 2,898
2017-02-14 2016-12-31 13F OFS CAP COM 67103B100 175,802 2,679 1.55 2,419 7.23 0.0013
2016-11-14 2016-09-30 13F OFS CAP COM 67103B100 173,123 5,761 3.44 2,256 4.88 0.0013
2016-08-12 2016-06-30 13F OFS CAP COM 67103B100 167,362 -16,690 -9.07 2,151 -9.74 0.0014
2016-05-12 2016-03-31 13F OFS CAP COM 67103B100 184,052 -7,485 -3.91 2,383 8.37 0.0016
2016-02-16 2015-12-31 13F OFS CAP COM 67103B100 191,537 -2,900 -1.49 2,199 10.45 0.0014
2015-11-13 2015-09-30 13F OFS CAP COM 67103B100 194,437 -269,982 -58.13 1,991 -64.27 0.0014
2015-08-14 2015-06-30 13F OFS CAP COM 67103B100 464,419 -90,009 -16.23 5,573 -17.95 0.0037
2015-05-14 2015-03-31 13F OFS CAP COM 67103B100 554,428 30,252 5.77 6,792 9.99 0.0047
2015-02-17 2014-12-31 13F OFS CAP COM 67103B100 524,176 524,176 6,175 0.0043
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.