Morgan Stanley ownership in NYMT / New York Mortgage Trust, Inc.

New York Mortgage Trust, Inc.

US ˙ NasdaqGS ˙ US6496048405

TEN SYMBOL NIE JEST JUŻ AKTYWNY

Security	NYMT / New York Mortgage Trust, Inc.
Institution	Morgan Stanley
Latest Disclosed Ownership	634,405 shares
Ownership	1.30%

2013-01-30 - Morgan Stanley has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 634,405 shares of New York Mortgage Trust, Inc. (US:NYMT). This represents 1.3 percent ownership of the company.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File Date	Effective Date	Form	Prev Shares	Latest Shares	ΔShares (Percent)	Ownership (Percent)	ΔOwnership (Percent)
2013-01-30	2013-01-30	13G/A		634,405		1.30
2012-11-20	2012-11-20	13G		2,601,276		5.20

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)

File Date	Effective Date	Form	Security	Class	ID	Reported Shares	ΔShares	ΔShares (%)	Reported Value (x1000)	ΔValue (%)	Alloc (%)
2026-05-15	2026-03-31	13F	ADAMAS TRUST	COM	649604840	788,685	-100,612	-11.31	5,805	-10.58	0.0003
2026-05-27	2025-12-31	13F/A-1	ADAMAS TRUST	COM	649604840	889,297	127,804	16.78	6,492	22.31	0.0004
2026-02-13	2025-12-31	13F	ADAMAS TRUST	COM	649604840	889,297	127,804		6,492		0.0004
2026-05-27	2025-09-30	13F/A-1	ADAMAS TRUST	COM	649604840	761,493	-240,087	-23.97	5,308	-20.91	0.0003
2025-11-14	2025-09-30	13F	ADAMAS TRUST	COM	649604840	761,493	-240,087		5,308		0.0003
2025-08-15	2025-06-30	13F	NEW YORK MTG TR	COM	649604840	1,001,580	135,673	15.67	6,711	19.42	0.0004
2025-05-15	2025-03-31	13F	NEW YORK MTG TR	COM	649604840	865,907	-105,891	-10.90	5,620	-4.58	0.0004
2025-05-15	2024-12-31	13F/A-1	NEW YORK MTG TR	COM	649604840	971,798	-290,786	-23.03	5,889	-26.31	0.0004
2025-02-14	2024-12-31	13F	NEW YORK MTG TR	COM	649604840	971,798	-290,786		5,889		0.0004
2025-05-14	2024-09-30	13F/A-2	NEW YORK MTG TR	COM	649604840	1,262,584	152,924	13.78	7,992	23.33	0.0006
2025-02-14	2024-09-30	13F/A-1	NEW YORK MTG TR	COM	649604840	1,262,584	152,924		7,992		0.0006
2024-11-14	2024-09-30	13F	NEW YORK MTG TR	COM	649604840	1,262,584	152,924		7,992		0.0001
2025-05-14	2024-06-30	13F/A-2	NEW YORK MTG TR	COM	649604840	1,109,660	182,397	19.67	6,480	-2.94	0.0005
2024-10-17	2024-06-30	13F/A-1	NEW YORK MTG TR	COM	649604840	1,109,660	182,397		6,480		0.0005
2024-08-14	2024-06-30	13F	NEW YORK MTG TR	COM	649604840	1,109,660	182,397		6,480		0.0005
2024-10-17	2024-03-31	13F/A-2	NEW YORK MTG TR	COM	649604840	927,263	-398,447	-30.06	6,676	-40.96	0.0005
2024-08-16	2024-03-31	13F/A-1	NEW YORK MTG TR	COM	649604840	927,263	-398,447		6,676		0.0001
2024-05-15	2024-03-31	13F	NEW YORK MTG TR	COM	649604840	927,263	-398,447		6,676		0.0005
2024-08-16	2023-12-31	13F/A-1	NEW YORK MTG TR	COM	649604840	1,325,710	433,043	48.51	11,308	49.22	0.0010
2024-02-13	2023-12-31	13F	NEW YORK MTG TR	COM	649604840	1,325,710	433,043		11,308		0.0010
2023-11-15	2023-09-30	13F	NEW YORK MTG TR	COM	649604840	892,667	32,574	3.79	7,579	-11.18	0.0008
2023-08-14	2023-06-30	13F	NEW YORK MTG TR	COM	649604840	860,093	1,202	0.14	8,532	-0.26	0.0008
2023-05-15	2023-03-31	13F	NEW YORK MTG TR	COM	649604840	858,891	858,891		8,555		0.0009
2023-02-14	2022-12-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	3,468,128	-142,556	-3.95	8,878	5.10	0.0010
2022-11-14	2022-09-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	3,610,684	-221,413	-5.78	8,447	-20.14	0.0012
2022-10-27	2022-06-30	13F/A-1	NEW YORK MTG TR	COM PAR $.02	649604501	3,832,097	3,826,193	64,806.79	10,577	88,041.67	0.0014
2022-08-15	2022-06-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	3,832,097	3,826,193		10,577		0.0014
2022-10-27	2022-03-31	13F/A-1	PUXIN	ADS	74704P405	5,904	-71,363	-92.36	12	-61.29	0.0000
2022-10-27	2022-03-31	13F/A-1	NEW YORK MTG TR	COM PAR $.02	649604501	2,713,296			9,904
2022-05-13	2022-03-31	13F	PUXIN	ADS	74704P405	5,904	-71,363		12		0.0000
2022-05-13	2022-03-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	2,713,296			9,904
2022-02-14	2021-12-31	13F	PUXIN	ADS	74704P108	77,267	-973,717	-92.65	31	-94.92	0.0000
2022-02-14	2021-12-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	3,257,056			12,115
2021-11-15	2021-09-30	13F	PUXIN	ADS	74704P108	1,050,984	-125,210	-10.65	610	-71.02	0.0001
2021-11-15	2021-09-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	2,835,122	-901,709		12,078		0.0016
2021-08-23	2021-06-30	13F/A-1	PUXIN	ADS	74704P108	1,176,194	352,949	42.87	2,105	-36.08	0.0003
2021-08-23	2021-06-30	13F/A-1	NEW YORK MTG TR	COM PAR $.02	649604501	3,736,831	118,915		16,704		0.0022
2021-08-16	2021-06-30	13F	PUXIN	ADS	74704P108	1,176,194	-2,441,722		2,105		0.0003
2021-08-16	2021-06-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	3,736,831	2,560,637		16,704		0.0022
2021-05-17	2021-03-31	13F	PUXIN	ADS	74704P108	823,245	-492,326	-37.42	3,293	-56.99	0.0005
2021-05-17	2021-03-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	3,617,916	-3,876,266		16,172		0.0024
2021-02-16	2020-12-31	13F	PUXIN	ADS	74704P108	1,315,571	246,086	23.01	7,656	-19.47	0.0012
2021-02-16	2020-12-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	7,494,182	2,123,164		27,654		0.0043
2020-11-13	2020-09-30	13F	PUXIN	ADS	74704P108	1,069,485	319,447	42.59	9,507	145.66	0.0018
2020-11-13	2020-09-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	5,371,018	2,478,672		13,697		0.0026
2020-08-14	2020-06-30	13F	PUXIN	ADS	74704P108	750,038	-3,301	-0.44	3,870	20.04	0.0009
2020-08-14	2020-06-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	2,892,346	669,945		7,549		0.0017
2020-05-26	2020-03-31	13F/A-1	PUXIN	ADS	74704P108	753,339	-136,305	-15.32	3,224	-55.81	0.0009
2020-05-26	2020-03-31	13F/A-1	NEW YORK MTG TR	COM PAR $.02	649604501	2,222,401	284,580		3,445		0.0009
2020-05-15	2020-03-31	13F	PUXIN	ADS	74704P108	753,339	-136,305		3,224		247.6704
2020-05-15	2020-03-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	2,222,401	284,580		3,445		264.6478
2020-02-14	2019-12-31	13F	PUXIN	ADS	74704P108	889,644	10,477	1.19	7,295	4.11	0.0017
2020-02-14	2019-12-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	1,937,821	597,911		12,073		0.0028
2019-11-14	2019-09-30	13F	PUXIN	ADS	74704P108	879,167	16,729	1.94	7,007	29.38	0.0019
2019-11-14	2019-09-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	1,339,910	74,590		8,161		0.0022
2019-08-14	2019-06-30	13F	PUXIN	ADS	74704P108	862,438	-18,138	-2.06	5,416	-11.24	0.0014
2019-08-14	2019-06-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	1,265,320	893,747		7,845		0.0021
2019-05-15	2019-03-31	13F	PUXIN	ADS	74704P108	880,576	19,324	2.24	6,102	19.88	0.0017
2019-05-15	2019-03-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	371,573	-152,671		2,262		0.0006
2019-02-14	2018-12-31	13F	PUXIN	ADS	74704P108	861,252	6,006	0.70	5,090	-31.91	0.0015
2019-02-14	2018-12-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	524,244	50,457		3,087		0.0009
2019-04-23	2018-09-30	13F/A-2	PUXIN	ADS	74704P108	855,246	831,310	3,473.05	7,475	1,359.96	0.0019
2019-04-23	2018-09-30	13F/A-2	NEW YORK MTG TR	COM PAR $.02	649604501	473,787	76,019		2,881		0.0007
2018-11-20	2018-09-30	13F/A-1	PUXIN	ADS	74704P108	855,246	381,459		7,475		0.0019
2018-11-20	2018-09-30	13F/A-1	NEW YORK MTG TR	COM PAR $.02	649604501	473,787	-381,459		2,881		0.0007
2018-11-14	2018-09-30	13F	PUXIN	ADS	74704P108	855,246			7,475
2018-11-14	2018-09-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	473,787	76,019		2,881
2019-04-23	2018-06-30	13F/A-1	PUXIN	ADS	74704P108	23,936	-348,631	-93.58	512	-76.83	0.0001
2019-04-23	2018-06-30	13F/A-1	NEW YORK MTG TR	COM PAR $.02	649604501	397,768	25,201		2,391		0.0006
2018-08-14	2018-06-30	13F	PUXIN	ADS	74704P108	23,936			512
2018-08-14	2018-06-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	397,768	25,201		2,391
2019-04-23	2018-03-31	13F/A-1	NEW YORK MTG TR	COM PAR $.02	649604501	372,567	9,794	2.70	2,210	-1.30	0.0006
2018-05-14	2018-03-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	372,567	9,794		2,210
2019-04-23	2017-12-31	13F/A-1	NEW YORK MTG TR	COM PAR $.02	649604501	362,773	86,555	31.34	2,239	31.78	0.0006
2018-02-14	2017-12-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	362,773	86,555		2,239
2017-11-14	2017-09-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	276,218	52,735	23.60	1,699	22.14	0.0005
2017-08-11	2017-06-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	223,483	5,571	2.56	1,391	3.50	0.0004
2017-05-22	2017-03-31	13F/A-1	NEW YORK MTG TR	COM PAR $.02	649604501	217,912	-225,325	-50.84	1,344	-54.05	0.0004
2017-05-12	2017-03-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	217,912			1,344
2017-02-22	2016-12-31	13F/A-1	NEW YORK MTG TR	COM PAR $.02	649604501	443,237	400,922	947.47	2,925	1,047.06	0.0010
2017-02-13	2016-12-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	443,237			2,925
2016-11-10	2016-09-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	42,315	7,546	21.70	255	20.28	0.0001
2016-08-12	2016-06-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	34,769	4,661	15.48	212	48.25	0.0001
2016-05-12	2016-03-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	30,108	-70,817	-70.17	143	-73.37	0.0001
2016-02-09	2015-12-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	100,925	13,145	14.97	537	11.41	0.0002
2016-02-08	2015-09-30	13F/A-1	NEW YORK MTG TR	COM PAR $.02	649604501	87,780	-66,565	-43.13	482	-58.20	0.0002
2015-11-09	2015-09-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	87,780			482
2015-08-12	2015-06-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	154,345	-95,905	-38.32	1,153	-40.63	0.0004
2015-05-14	2015-03-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	250,250	-81,048	-24.46	1,942	-23.99	0.0007
2015-02-13	2014-12-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	331,298	-23,669	-6.67	2,555	-0.43	0.0009
2014-12-16	2014-09-30	13F/A-1	NEW YORK MTG TR	COM PAR $.02	649604501	354,967	197,990	126.13	2,566	109.98	0.0010
2014-11-14	2014-09-30	13F	NEW YORK MTG TR	COM PAR $.02	649604501	354,967			2,566
2014-05-13	2014-03-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	156,977	44,696	39.81	1,222	55.67	0.0005
2014-02-13	2013-12-31	13F	NEW YORK MTG TR	COM PAR $.02	649604501	112,281	47,879	74.34	785	95.27	0.0003
2013-11-13	2013-09-30	13F	NEW YORK MTG TR INC COM RE	COM	649604501	64,402	12,164	23.29	402	13.56	0.0002
2013-08-08	2013-06-30	13F	NEW YORK MTG TR INC COM RE	COM	649604501	52,238	52,238		354		0.0002

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.