First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
US ˙ NasdaqGM ˙ US33739Q2003

SecurityLMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
InstitutionAssetmark, Inc
Latest Disclosed Ownership657,287 shares
Latest Disclosed Value $ 32,739,489
Assetmark, Inc reports 7.69% increase in ownership of LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF

On May 6, 2026 - Assetmark, Inc filed a 13F-HR form disclosing ownership of 657,287 shares of First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF (US:LMBS) valued at $32,739,465 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 23, 2026 disclosing 610,372 shares of First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF. This represents a change in shares of 7.69% during the quarter. The current value of the position is $32,723,033 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-06 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 657,287 46,915 7.69 32,739 7.30 0.0668
2026-01-23 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 610,372 312,850 105.15 30,512 105.98 0.0622
2025-11-06 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 297,522 45,470 18.04 14,814 19.31 0.0318
2025-08-04 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 252,052 25,866 11.44 12,416 11.66 0.0293
2025-05-06 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 226,186 25,999 12.99 11,119 14.12 0.0305
2025-02-06 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 200,187 10,998 5.81 9,743 4.24 0.0265
2024-11-01 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 189,189 26,908 16.58 9,348 19.88 0.0268
2024-08-13 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 162,281 24,918 18.14 7,798 17.66 0.0241
2024-05-07 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 137,363 33,750 32.57 6,628 32.38 0.0215
2024-02-09 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 103,613 35,815 52.83 5,007 56.34 0.0181
2023-10-27 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 67,798 43,802 182.54 3,203 180.14 0.0128
2023-08-11 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT FST LOW OPPT EFT 33739Q200 23,996 23,996 1,144 0.0045
2022-02-14 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT ETF 33739Q200 0 -15,217 -100.00 0 -100.00
2021-11-12 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT ETF 33739Q200 15,217 -834 -5.20 770 -5.75 0.0034
2021-08-16 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT ETF 33739Q200 16,051 -9 -0.06 817 -0.37 0.0038
2021-05-14 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD ETF 33739Q200 16,060 179 1.13 820 0.37 0.0042
2021-02-10 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT ETF 33739Q200 15,881 392 2.53 817 2.13 0.0046
2020-11-13 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT ETF 33739Q200 15,489 15,449 38,622.50 800 39,900.00 0.0052
2020-08-11 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT ETF 33739Q200 40 -7 -14.89 2 0.00 0.0000
2020-05-12 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT ETF 33739Q200 47 47 2 0.0000
2020-02-11 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT ETF 33739Q200 0 -196 -100.00 0 -100.00
2019-11-13 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT ETF 33739Q200 196 196 10 0.0001
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.