Global X Funds - Global X Lithium & Battery Tech ETF
US ˙ ARCA ˙ US37954Y8553

SecurityLIT / Global X Funds - Global X Lithium & Battery Tech ETF
InstitutionAdvisor Group, Inc.
Latest Disclosed Ownership44,142 shares
Latest Disclosed Value $ 1,208,000
Advisor Group, Inc. reports 2.30% increase in ownership of LIT / Global X Funds - Global X Lithium & Battery Tech ETF

On February 12, 2020 - Advisor Group, Inc. filed a 13F-HR form disclosing ownership of 44,142 shares of Global X Funds - Global X Lithium & Battery Tech ETF (US:LIT) valued at $1,206,842 USD as of December 31, 2019. The entity filed a previous 13F-HR on November 13, 2019 disclosing 43,151 shares of Global X Funds - Global X Lithium & Battery Tech ETF. This represents a change in shares of 2.30% during the quarter. The current value of the position is $3,456,319 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2020-02-12 2019-12-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 44,142 991 2.30 1,208 14.94 0.0084
2019-11-13 2019-09-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 43,151 3,377 8.49 1,051 1.25 0.0078
2019-07-31 2019-06-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 39,774 7,070 21.62 1,038 12.22 0.0080
2019-05-09 2019-03-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 32,704 3,650 12.56 925 17.98 0.0076
2019-02-11 2018-12-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 29,054 -6,727 -18.80 784 -33.56 0.0077
2018-11-14 2018-09-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 35,781 9,069 33.95 1,180 35.79 0.0119
2018-08-13 2018-06-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 26,712 -3,577 -11.81 869 -13.10 0.0119
2018-05-15 2018-03-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 30,289 6,837 29.15 1,000 10.01 0.0137
2018-02-14 2017-12-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 23,452 11,355 93.87 909 100.66 0.0121
2017-11-06 2017-09-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 12,097 9,695 403.62 453 556.52 0.0071
2017-11-03 2017-06-30 13F/A-1 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 2,402 160 7.14 69 9.52 0.0012
2017-08-11 2017-06-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 2,402 69 69
2017-11-02 2017-03-31 13F/A-1 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 2,242 5 0.22 63 14.55 0.0013
2017-05-15 2017-03-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 2,242 2,142 63
2017-11-02 2016-12-31 13F/A-1 GLOBAL X FDS GLOBAL X LITHIUM 37954Y855 2,237 -753 -25.18 55 -25.68 0.0012
2017-01-31 2016-12-31 13F GLOBAL X FDS GLOBAL X LITHIUM 37954Y855 2,237 -12,380 55
2017-11-02 2016-09-30 13F/A-1 GLOBAL X FDS GLOBAL X LITHIUM 37954Y855 2,990 382 14.65 74 15.63 0.0018
2016-11-08 2016-09-30 13F GLOBAL X FDS GLOBAL X LITHIUM 37954Y855 2,990 2,690 74
2016-08-11 2016-06-30 13F GLOBAL X FDS COM 37954Y855 2,608 2,608 64 0.0017
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.