First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
US ˙ ARCA ˙ US33734X1274

SecurityFXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
InstitutionCitigroup Inc
Latest Disclosed Ownership24,610 shares
Latest Disclosed Value $ 552,750
Citigroup Inc reports 1.71% decrease in ownership of FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund

On May 11, 2026 - Citigroup Inc filed a 13F-HR form disclosing ownership of 24,610 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund (US:FXN) valued at $552,741 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 25,037 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund. This represents a change in shares of -1.71% during the quarter. The current value of the position is $550,526 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-11 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD ENERGY ALPHADX 33734X127 24,610 -427 -1.71 553 33.98 0.0002
2026-02-13 2025-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 25,037 1,877 8.10 412 9.28 0.0002
2025-11-10 2025-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 23,160 -5,233 -18.43 378 -12.33 0.0002
2025-08-11 2025-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 28,393 -3,863 -11.98 431 -19.17 0.0002
2025-05-12 2025-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 32,256 350 1.10 533 2.11 0.0003
2025-02-12 2024-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 31,906 5,341 20.11 521 21.16 0.0003
2024-11-12 2024-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 26,565 -1,409 -5.04 431 -15.52 0.0002
2024-08-12 2024-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 27,974 -19,211 -40.71 509 -42.36 0.0003
2024-05-10 2024-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 47,185 125 0.27 883 12.48 0.0006
2024-02-09 2023-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 47,060 3,520 8.08 785 3.56 0.0006
2023-12-06 2023-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 43,540 -2,109 -4.62 758 6.31 0.0006
2023-11-09 2023-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 43,540 -2,109 758 0.0002
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 45,649 14,824 48.09 714 49.16 0.0005
2023-05-11 2023-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 30,825 5,532 21.87 478 10.65 0.0003
2023-02-09 2022-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 25,293 25,293 432 0.0003
2022-11-10 2022-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 0 -7 -100.00 0 0.0000
2022-08-10 2022-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 7 7 0 0.0000
2022-02-10 2021-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 0 -200 -100.00 0 -100.00
2021-11-10 2021-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 200 -17,264 -98.85 2 -98.99 0.0000
2021-08-10 2021-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 17,464 15,954 1,056.56 199 1,226.67 0.0001
2021-05-13 2021-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,510 -999 -39.82 15 -25.00 0.0000
2021-02-11 2020-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 2,509 -18,144 -87.85 20 -82.76 0.0000
2020-11-12 2020-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 20,653 -94 -0.45 116 -14.71 0.0001
2020-08-12 2020-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 20,747 18,482 815.98 136 1,411.11 0.0001
2020-05-12 2020-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 2,265 -8,572 -79.10 9 -92.17 0.0000
2020-02-12 2019-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 10,837 1,050 10.73 115 19.79 0.0001
2019-11-08 2019-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 9,787 -3,707 -27.47 96 -38.06 0.0001
2019-08-12 2019-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 13,494 193 1.45 155 -9.88 0.0001
2019-05-13 2019-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 13,301 -4,692 -26.08 172 -16.91 0.0002
2019-02-12 2018-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 17,993 -343 -1.87 207 -35.51 0.0002
2018-11-13 2018-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 18,336 -1,280 -6.53 321 -3.31 0.0003
2018-08-10 2018-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 19,616 4,012 25.71 332 48.21 0.0003
2018-05-11 2018-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 15,604 2,271 17.03 224 8.74 0.0002
2018-02-12 2017-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 13,333 4,640 53.38 206 64.80 0.0002
2017-11-13 2017-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 8,693 -24 -0.28 125 7.76 0.0001
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 8,717 3,550 68.71 116 48.72 0.0001
2017-05-12 2017-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,167 -7,240 -58.35 78 -61.95 0.0001
2017-02-10 2016-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 12,407 1,902 18.11 205 26.54 0.0002
2016-11-10 2016-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 10,505 726 7.42 162 10.96 0.0002
2016-08-12 2016-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 9,779 -48,968 -83.35 146 -82.41 0.0001
2016-05-13 2016-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 58,747 53,691 1,061.93 830 1,085.71 0.0009
2016-02-12 2015-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,056 -5,250 -50.94 70 -53.02 0.0001
2015-11-13 2015-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 10,306 -2,516 -19.62 149 -41.80 0.0001
2015-08-13 2015-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 12,822 6,112 91.09 256 80.28 0.0002
2015-05-14 2015-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 6,710 6,640 9,485.71 142 14,100.00 0.0001
2015-02-17 2014-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 70 -3,583 -98.08 1 -98.95 0.0000
2014-11-14 2014-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 3,653 1,849 102.49 95 79.25 0.0001
2014-08-14 2014-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,804 1,749 3,180.00 53 5,200.00 0.0001
2014-05-15 2014-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 55 0 0.00 1 0.00 0.0000
2014-02-14 2013-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 55 0 0.00 1 0.00 0.0000
2013-11-14 2013-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 55 5 10.00 1 0.00 0.0000
2013-08-14 2013-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 50 50 1 0.0000
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.