First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
US ˙ ARCA ˙ US33739E1082

SecurityFPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
InstitutionMoors & Cabot, Inc.
Latest Disclosed Ownership95,531 shares
Latest Disclosed Value $ 1,695,676
Moors & Cabot, Inc. reports 1.15% decrease in ownership of FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF

On May 8, 2026 - Moors & Cabot, Inc. filed a 13F-HR form disclosing ownership of 95,531 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF (US:FPE) valued at $1,695,675 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 10, 2026 disclosing 96,645 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF. This represents a change in shares of -1.15% during the quarter. The current value of the position is $1,710,960 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-08 2026-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 95,531 -1,114 -1.15 1,696 -3.69 0.0726
2026-02-10 2025-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 96,645 3,122 3.34 1,761 3.23 0.0754
2025-11-14 2025-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 93,523 2,268 2.49 1,706 4.99 0.0744
2025-08-06 2025-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 91,255 -6,250 -6.41 1,624 -5.31 0.0755
2025-05-08 2025-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 97,505 -1,349 -1.36 1,715 -1.94 0.0870
2025-02-07 2024-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 98,854 6,274 6.78 1,750 4.42 0.0832
2024-11-08 2024-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 92,580 11,376 14.01 1,676 18.88 0.0832
2024-08-09 2024-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 81,204 4,550 5.94 1,410 6.18 0.0751
2024-05-08 2024-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 76,654 2,706 3.66 1,328 6.50 0.0720
2024-02-14 2023-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 73,948 4,522 6.51 1,247 12.45 0.0777
2023-11-08 2023-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 69,426 -3,102 -4.28 1,109 -4.32 0.0752
2023-08-10 2023-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 72,528 6,085 9.16 1,158 9.25 0.0769
2023-05-05 2023-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 66,443 -8,555 -11.41 1,060 -15.81 0.0729
2023-02-10 2022-12-31 13F/A-1 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 74,998 -6,156 -7.59 1,260 -7.08 0.0878
2023-02-07 2022-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 68,107 -13,047 1,384 0.0922
2022-11-08 2022-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 81,154 3,451 4.44 1,355 1.19 0.1033
2022-08-08 2022-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 77,703 4,776 6.55 1,339 -3.46 0.0963
2022-05-13 2022-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 72,927 953 1.32 1,387 -5.19 0.0854
2022-02-14 2021-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 71,974 19,576 37.36 1,463 35.97 0.0900
2021-12-08 2021-09-30 13F/A-1 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 52,398 -1,328 -2.47 1,076 -2.80 0.0676
2021-11-05 2021-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 20,239 -33,487 2,941 0.2164
2021-08-10 2021-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 53,726 1,094 2.08 1,107 4.73 0.0776
2021-05-12 2021-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 52,632 3,068 6.19 1,057 6.23 0.0809
2021-02-11 2020-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 49,564 2,415 5.12 995 10.07 0.0837
2020-11-09 2020-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 47,149 2,014 4.46 904 9.31 0.0851
2020-08-13 2020-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 45,135 10,440 30.09 827 45.86 0.0881
2020-05-12 2020-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 34,695 12,487 56.23 567 27.70 0.0824
2020-01-28 2019-12-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 22,208 22,208 444 0.0446
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.