First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
US ˙ NasdaqGM ˙ US33734K1097

SecurityFEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
InstitutionUBS Group AG
Latest Disclosed Ownership184,334 shares
Latest Disclosed Value $ 22,475,476
UBS Group AG reports 8.03% decrease in ownership of FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund

On May 5, 2026 - UBS Group AG filed a 13F-HR form disclosing ownership of 184,334 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund (US:FEX) valued at $22,475,421 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 29, 2026 disclosing 200,430 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund. This represents a change in shares of -8.03% during the quarter. The current value of the position is $25,250,809 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734K109 184,334 -16,096 -8.03 22,475 -5.46 0.0006
2026-01-29 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734K109 200,430 -3,052 -1.50 23,774 0.02 0.0007
2025-11-13 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734K109 203,482 6,315 3.20 23,771 9.64 0.0037
2025-08-14 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734K109 197,167 -17,640 -8.21 21,680 -1.49 0.0038
2025-05-13 2025-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 214,807 -6,452 -2.92 22,009 -4.62 0.0040
2025-02-14 2024-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 221,259 -13,925 -5.92 23,076 -5.80 0.0043
2024-11-14 2024-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 235,184 -16,334 -6.49 24,499 0.43 0.0053
2024-08-14 2024-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 251,518 -8,589 -3.30 24,395 -5.50 0.0060
2024-05-13 2024-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 260,107 844 0.33 25,813 10.43 0.0064
2024-02-09 2023-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 259,263 17,447 7.21 23,376 19.20 0.0070
2023-11-09 2023-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 241,816 -427 -0.18 19,611 -3.63 0.0068
2023-08-11 2023-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 242,243 -8,294 -3.31 20,351 0.90 0.0069
2023-05-12 2023-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 250,537 -17,078 -6.38 20,168 -5.88 0.0074
2023-02-08 2022-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 267,615 1,018 0.38 21,428 11.29 0.0080
2022-11-10 2022-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 266,597 -23,578 -8.13 19,254 -12.78 0.0084
2022-08-10 2022-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 290,175 -29,494 -9.23 22,074 -21.77 0.0091
2022-05-16 2022-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 319,669 -8,337 -2.54 28,217 -6.83 0.0094
2022-02-14 2021-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 328,006 -45,606 -12.21 30,285 -4.97 0.0087
2021-11-15 2021-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 373,612 5,270 1.43 31,869 0.76 0.0100
2021-08-13 2021-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 368,342 2,480 0.68 31,630 7.96 0.0102
2021-05-12 2021-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 365,862 -8,709 -2.33 29,298 6.52 0.0097
2021-02-11 2020-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 374,571 -36,816 -8.95 27,504 5.77 0.0093
2020-11-12 2020-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 411,387 -51,631 -11.15 26,004 -5.66 0.0098
2020-07-31 2020-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 463,018 -228,035 -33.00 27,565 -16.25 0.0116
2020-05-01 2020-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 691,053 -535,652 -43.67 32,915 -58.87 0.0155
2020-02-14 2019-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,226,705 29,019 2.42 80,018 9.70 0.0278
2019-11-14 2019-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,197,686 -37,085 -3.00 72,940 -3.54 0.0281
2019-08-14 2019-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,234,771 7,832 0.64 75,617 3.58 0.0291
2019-05-14 2019-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,226,939 176,859 16.84 73,003 33.39 0.0302
2019-02-14 2018-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,050,080 -18,294 -1.71 54,730 -17.93 0.0248
2018-11-14 2018-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,068,374 -26,023 -2.38 66,688 2.74 0.0264
2018-08-14 2018-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,094,397 45,651 4.35 64,909 5.94 0.0281
2018-05-15 2018-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,048,746 33,752 3.33 61,268 3.11 0.0264
2018-02-14 2017-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,014,994 -10,990 -1.07 59,418 5.49 0.0244
2017-11-14 2017-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,025,984 5,827 0.57 56,327 3.86 0.0261
2017-11-14 2017-06-30 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,020,157 63,100 6.59 54,232 9.77 0.0281
2017-08-14 2017-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,020,157 63,100 54,232
2017-11-14 2017-03-31 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 957,057 122,850 14.73 49,403 21.43 0.0270
2017-05-12 2017-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 957,057 122,850 49,403
2017-02-14 2016-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 834,207 40,325 5.08 40,684 9.64 0.0225
2016-11-14 2016-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 793,882 21,117 2.73 37,106 6.59 0.0221
2016-08-12 2016-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 772,765 -127,232 -14.14 34,813 -13.29 0.0219
2016-05-12 2016-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 899,997 -529,540 -37.04 40,149 -35.08 0.0269
2016-02-16 2015-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,429,537 -25,374 -1.74 61,842 1.64 0.0401
2015-11-13 2015-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,454,911 -494,526 -25.37 60,844 -31.91 0.0431
2015-08-14 2015-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,949,437 -238,692 -10.91 89,362 -12.32 0.0594
2015-05-14 2015-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 2,188,129 -53,516 -2.39 101,923 -0.35 0.0704
2015-02-17 2014-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 2,241,645 2,241,645 102,286 0.0715
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.