Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionIMS Capital Management
Latest Disclosed Ownership4,375 shares
Latest Disclosed Value $ 2,087,531
IMS Capital Management ownership in CAT / Caterpillar Inc.

On November 17, 2025 - IMS Capital Management filed a 13F-HR form disclosing ownership of 4,375 shares of Caterpillar Inc. (US:CAT) valued at $2,087,531 USD as of September 30, 2025. The entity filed a previous 13F-HR on July 15, 2025 disclosing 4,375 shares of Caterpillar Inc.. This represents a change in shares of 0.00% during the quarter. The current value of the position is $3,956,225 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2025-11-17 2025-09-30 13F CATERPILLAR COM 149123101 4,375 0 0.00 2,088 22.91 0.9627
2025-07-15 2025-06-30 13F CATERPILLAR COM 149123101 4,375 2,900 196.61 1,698 249.38 0.7933
2025-07-15 2025-03-31 13F CATERPILLAR COM 149123101 1,475 0 0.00 486 -9.16 0.2453
2025-01-30 2024-12-31 13F CATERPILLAR COM 149123101 1,475 0 0.00 535 -7.12 0.2480
2024-12-18 2024-09-30 13F CATERPILLAR COM 149123101 1,475 0 0.00 577 13.83 0.2591
2024-08-21 2024-06-30 13F CATERPILLAR COM 149123101 1,475 0 0.00 506 -6.30 0.2359
2024-06-13 2024-03-31 13F CATERPILLAR COM 149123101 1,475 0 0.00 540 23.85 0.2512
2024-04-02 2023-12-31 13F CATERPILLAR COM 149123101 1,475 0 0.00 436 8.46 0.2142
2023-10-10 2023-09-30 13F CATERPILLAR COM 149123101 1,475 -125 -7.81 403 2.29 0.2404
2023-09-14 2023-06-30 13F CATERPILLAR COM 149123101 1,600 0 0.00 394 7.38 0.2185
2023-09-14 2023-03-31 13F CATERPILLAR COM 149123101 1,600 0 0.00 366 -4.44 0.2175
2023-02-22 2022-12-31 13F CATERPILLAR COM 149123101 1,600 0 0.00 383 45.63 0.2442
2022-11-17 2022-09-30 13F CATERPILLAR COM 149123101 1,600 0 0.00 263 -8.04 0.1816
2022-07-13 2022-06-30 13F CATERPILLAR COM 149123101 1,600 0 0.00 286 -19.89 0.1850
2022-04-08 2022-03-31 13F CATERPILLAR COM 149123101 1,600 0 0.00 357 7.85 0.1881
2022-01-05 2021-12-31 13F CATERPILLAR COM 149123101 1,600 0 0.00 331 7.82 0.1701
2021-10-07 2021-09-30 13F CATERPILLAR COM 149123101 1,600 0 0.00 307 -11.78 0.1777
2021-07-07 2021-06-30 13F CATERPILLAR COM 149123101 1,600 0 0.00 348 -6.20 0.2054
2021-04-22 2021-03-31 13F CATERPILLAR COM 149123101 1,600 -1,245 -43.76 371 -28.38 0.2336
2021-01-12 2020-12-31 13F CATERPILLAR COM 149123101 2,845 1,300 84.14 518 125.22 0.3231
2020-11-05 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 1,545 -1,400 -47.54 230 -38.34 0.1656
2020-07-15 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 2,945 2,945 90.61 373 62.17 0.2890
2020-04-03 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 0 -1,620 -100.00 0 -100.00
2020-01-15 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 1,620 0 0.00 239 16.59 0.1644
2019-10-09 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 1,620 0 0.00 205 -7.24 0.1562
2019-08-14 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 1,620 1,620 0.00 221 7.80 0.1640
2019-05-21 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 0 -1,620 -100.00 0 -100.00
2019-02-06 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 1,620 -126 -7.22 206 -22.56 0.1928
2018-12-13 2018-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 1,746 0 0.00 266 12.24 0.1804
2018-11-13 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 1,746 0 0
2018-07-25 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 1,746 1,746 0.00 237 -10.90 0.1501
2016-04-25 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 0 0 0 0.0000
2016-01-14 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 0 0 0 0.0000
2015-01-26 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 0 -5,660 -100.00 0 -100.00
2014-10-06 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 5,660 -3,800 -40.17 561 -45.43 0.6506
2014-08-13 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 9,460 1 0.01 1,028 9.36 1.1210
2014-05-14 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 9,459 9,459 940 1.1088
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.