Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionIngalls & Snyder Llc
Latest Disclosed Ownership4,180 shares
Latest Disclosed Value $ 2,961
Ingalls & Snyder Llc reports 1.73% increase in ownership of CAT / Caterpillar Inc.

On May 13, 2026 - Ingalls & Snyder Llc filed a 13F-HR form disclosing ownership of 4,180 shares of Caterpillar Inc. (MX:CAT) valued at $2,961 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 4,109 shares of Caterpillar Inc.. This represents a change in shares of 1.73% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F CATERPILLAR COM 149123101 4,180 71 1.73 3 0.00 0.1048
2026-02-13 2025-12-31 13F CATERPILLAR COM 149123101 4,109 -1,431 -25.83 2 0.00 0.0864
2025-11-07 2025-09-30 13F CATERPILLAR COM 149123101 5,540 0 0.00 3 0.00 0.0864
2025-07-31 2025-06-30 13F CATERPILLAR COM 149123101 5,540 45 0.82 2 100.00 0.0763
2025-05-12 2025-03-31 13F CATERPILLAR COM 149123101 5,495 150 2.81 2 0.00 0.0596
2025-01-29 2024-12-31 13F CATERPILLAR COM 149123101 5,345 150 2.89 2 -50.00 0.0760
2024-11-14 2024-09-30 13F CATERPILLAR COM 149123101 5,195 350 7.22 2 100.00 0.0793
2024-07-31 2024-06-30 13F CATERPILLAR COM 149123101 4,845 200 4.31 2 0.00 0.0694
2024-05-13 2024-03-31 13F CATERPILLAR COM 149123101 4,645 -202 -4.17 2 0.00 0.0751
2024-01-29 2023-12-31 13F CATERPILLAR COM 149123101 4,847 0 0.00 1 0.00 0.0648
2023-11-02 2023-09-30 13F CATERPILLAR COM 149123101 4,847 118 2.50 1 0.00 0.0637
2023-07-27 2023-06-30 13F CATERPILLAR COM 149123101 4,729 -5 -0.11 1 0.00 0.0557
2023-05-09 2023-03-31 13F CATERPILLAR COM 149123101 4,734 -3 -0.06 1 0.00 0.0556
2023-01-31 2022-12-31 13F CATERPILLAR COM 149123101 4,737 -80 -1.66 1 -99.87 0.0617
2022-10-21 2022-09-30 13F CATERPILLAR COM 149123101 4,817 -10 -0.21 790 -8.46 0.0441
2022-08-11 2022-06-30 13F CATERPILLAR COM 149123101 4,827 0 0.00 863 -19.80 0.0451
2022-05-09 2022-03-31 13F CATERPILLAR COM 149123101 4,827 0 0.00 1,076 7.82 0.0481
2022-02-11 2021-12-31 13F CATERPILLAR COM 149123101 4,827 0 0.00 998 7.66 0.0450
2021-10-27 2021-09-30 13F CATERPILLAR COM 149123101 4,827 -415 -7.92 927 -18.76 0.0425
2021-08-03 2021-06-30 13F CATERPILLAR COM 149123101 5,242 -4,444 -45.88 1,141 -49.20 0.0507
2021-04-21 2021-03-31 13F CATERPILLAR CO 149123101 9,686 593 6.52 2,246 35.71 0.1049
2021-01-27 2020-12-31 13F CATERPILLAR COM 149123101 9,093 -7 -0.08 1,655 21.96 0.0817
2020-10-21 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 9,100 -300 -3.19 1,357 14.13 0.0931
2020-07-31 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 9,400 0 0.00 1,189 8.98 0.0683
2020-04-22 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 9,400 -713 -7.05 1,091 -26.93 0.0735
2020-01-15 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 10,113 413 4.26 1,493 21.88 0.0808
2019-10-16 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 9,700 -300 -3.00 1,225 -10.12 0.0598
2019-07-11 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 10,000 -304 -2.95 1,363 -2.36 0.0656
2019-04-11 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 10,304 0 0.00 1,396 6.65 0.0665
2019-01-24 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 10,304 -500 -4.63 1,309 -20.57 0.0691
2018-10-24 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 10,804 -50 -0.46 1,648 11.88 0.0694
2018-08-10 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 10,854 -50 -0.46 1,473 -8.34 0.0684
2018-04-17 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 10,904 61 0.56 1,607 -5.97 0.0784
2018-01-19 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 10,843 -50 -0.46 1,709 25.85 0.0786
2017-10-20 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 10,893 50 0.46 1,358 16.57 0.0707
2017-07-28 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 10,843 0 0.00 1,165 15.81 0.0633
2017-05-09 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 10,843 -1,400 -11.44 1,006 -11.37 0.0537
2017-01-25 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 12,243 -2,935 -19.34 1,135 -15.74 0.0618
2016-11-03 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 15,178 -646 -4.08 1,347 12.25 0.0751
2016-08-11 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 15,824 -424 -2.61 1,200 -3.46 0.0708
2016-04-29 2016-03-31 13F CATERPILLAR COMMON 014912310 16,248 -336 -2.03 1,243 10.29 0.0790
2016-01-27 2015-12-31 13F CATERPILLAR COMMON 014912310 16,584 -1,453 -8.06 1,127 -4.33 0.0720
2015-10-27 2015-09-30 13F CATERPILLAR COMMON 014912310 18,037 -68 -0.38 1,178 -23.26 0.0770
2015-07-10 2015-06-30 13F CATERPILLAR COMMON 014912310 18,105 -39 -0.21 1,535 5.72 0.0847
2015-04-15 2015-03-31 13F CATERPILLAR COMMON 014912310 18,144 18,144 1,452 0.0800
2015-01-28 2014-12-31 13F CATERPILLAR COMMON 014912310 0 -17,545 -100.00 0 -100.00
2014-10-28 2014-09-30 13F CATERPILLAR COMMON 014912310 17,545 -216 -1.22 1,737 -10.00 0.0934
2014-07-30 2014-06-30 13F CATERPILLAR COMMON 014912310 17,761 28 0.16 1,930 9.53 0.0949
2014-05-02 2014-03-31 13F CATERPILLAR COMMON 014912310 17,733 400 2.31 1,762 11.94 0.0944
2014-01-24 2013-12-31 13F CATERPILLAR COMMON 014912310 17,333 -413 -2.33 1,574 6.35 0.0867
2013-11-12 2013-09-30 13F CATERPILLAR COMMON 014912310 17,746 -7,365 -29.33 1,480 -28.54 0.0885
2013-08-09 2013-06-30 13F/A-1 CATERPILLAR COMMON 014912310 25,111 25,111 2,071 0.1319
2013-08-08 2013-06-30 13F CATERPILLAR COMMON 014912310 21,257 1,753
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.