Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionEP Wealth Advisors, Inc.
Latest Disclosed Ownership22,409 shares
Latest Disclosed Value $ 15,875,798
EP Wealth Advisors, Inc. reports 0.68% increase in ownership of CAT / Caterpillar Inc.

On May 14, 2026 - EP Wealth Advisors, Inc. filed a 13F-HR form disclosing ownership of 22,409 shares of Caterpillar Inc. (MX:CAT) valued at $15,875,798 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 18, 2026 disclosing 22,257 shares of Caterpillar Inc.. This represents a change in shares of 0.68% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F CATERPILLAR COM 149123101 22,409 152 0.68 15,876 24.51 0.0780
2026-02-18 2025-12-31 13F CATERPILLAR COM 149123101 22,257 3,049 15.87 12,751 71.00 0.0662
2025-08-14 2025-06-30 13F CATERPILLAR COM 149123101 19,208 1,889 10.91 7,457 30.56 0.0490
2025-05-15 2025-03-31 13F CATERPILLAR COM 149123101 17,319 -294 -1.67 5,712 -10.61 0.0456
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 17,613 -419 -2.32 6,389 -9.40 0.0521
2024-11-15 2024-09-30 13F CATERPILLAR COM 149123101 18,032 6,400 55.02 7,053 82.03 0.0606
2024-08-19 2024-06-30 13F CATERPILLAR COM 149123101 11,632 1,166 11.14 3,874 1.04 0.0412
2024-05-14 2024-03-31 13F CATERPILLAR COM 149123101 10,466 1,588 17.89 3,835 46.06 0.0448
2024-02-28 2023-12-31 13F CATERPILLAR COM 149123101 8,878 404 4.77 2,625 13.49 0.0335
2023-11-24 2023-09-30 13F CATERPILLAR COM 149123101 8,474 2,715 47.14 2,313 11.90 0.0359
2023-08-14 2023-06-30 13F CATERPILLAR COM 149123101 5,759 -1,827 -24.08 2,068 495.68 0.0298
2023-06-05 2023-03-31 13F CATERPILLAR COM 149123101 7,586 1,870 32.72 347 -74.65 0.0060
2023-06-12 2022-12-31 13F CATERPILLAR COM 149123101 5,716 5,716 1,369 0.0247
2022-12-02 2022-09-30 13F CATERPILLAR COM 149123101 0 -5,802 -100.00 0 -100.00
2022-08-11 2022-06-30 13F CATERPILLAR COM 149123101 5,802 259 4.67 1,037 -16.03 0.0234
2022-05-20 2022-03-31 13F CATERPILLAR COM 149123101 5,543 140 2.59 1,235 10.56 0.0271
2022-02-17 2021-12-31 13F CATERPILLAR COM 149123101 5,403 932 20.85 1,117 30.19 0.0264
2021-11-23 2021-09-30 13F/A-1 CATERPILLAR COM 149123101 4,471 -21 -0.47 858 -12.27 0.0235
2021-11-16 2021-09-30 13F CATERPILLAR COM 149123101 28,490 23,998 858 0.0235
2021-08-24 2021-06-30 13F CATERPILLAR COM 149123101 4,492 375 9.11 978 2.41 0.0271
2021-05-17 2021-03-31 13F CATERPILLAR COM 149123101 4,117 421 11.39 955 41.90 0.0304
2021-02-18 2020-12-31 13F CATERPILLAR COM 149123101 3,696 695 23.16 673 50.22 0.0237
2020-11-17 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 3,001 3,001 -18.80 448 22.74 0.0193
2020-08-14 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 0 -2,780 -100.00 365 13.00 0.0156
2020-05-18 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 2,780 -8,341 -75.00 323 -80.33 0.0158
2020-02-14 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 11,121 2,400 27.52 1,642 49.00 0.0676
2019-11-18 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 8,721 167 1.95 1,102 -5.49 0.0546
2019-08-27 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 8,554 -215 -2.45 1,166 -1.85 0.0728
2019-05-20 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 8,769 -704 -7.43 1,188 -1.33 0.1142
2019-02-15 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 9,473 6,304 198.93 1,204 149.28 0.0929
2018-11-15 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 3,169 3,169 -66.55 483 -59.88 0.0377
2016-05-16 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 0 -3,604 -100.00 0 -100.00
2016-02-16 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 3,604 -160 -4.25 245 -0.41 0.0412
2015-11-17 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 3,764 -724 -16.13 246 -35.26 0.0469
2015-08-14 2015-06-30 13F Caterpillar Common 149123101 4,488 -448 -9.08 381 -3.80 0.0713
2015-05-15 2015-03-31 13F Caterpillar Common 149123101 4,936 -2,732 -35.63 395 -43.73 0.0743
2015-02-17 2014-12-31 13F Caterpillar Common 149123101 7,668 671 9.59 702 1.30 0.1157
2014-11-12 2014-09-30 13F Caterpillar Common 149123101 6,997 -273 -3.76 693 -12.28 0.1122
2014-07-25 2014-06-30 13F Caterpillar Common 149123101 7,270 261 3.72 790 13.51 0.1836
2014-05-15 2014-03-31 13F CaterpillarInc. Common 149123101 7,009 -753 -9.70 696 -1.28 0.1904
2014-02-14 2013-12-31 13F Caterpillar Common 149123101 7,762 272 3.63 705 12.80 0.1828
2013-11-14 2013-09-30 13F Caterpillar Common 149123101 7,490 -1,240 -14.20 625 -13.19 0.1964
2013-08-14 2013-06-30 13F Caterpillar Common 149123101 8,730 8,730 720 0.2598
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.