Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionCapstone Financial Advisors, Inc.
Latest Disclosed Ownership2,663 shares
Latest Disclosed Value $ 1,886,603
Capstone Financial Advisors, Inc. reports 6.13% decrease in ownership of CAT / Caterpillar Inc.

On May 15, 2026 - Capstone Financial Advisors, Inc. filed a 13F-HR form disclosing ownership of 2,663 shares of Caterpillar Inc. (MX:CAT) valued at $1,886,603 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 2,837 shares of Caterpillar Inc.. This represents a change in shares of -6.13% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F CATERPILLAR COM 149123101 2,663 -174 -6.13 1,887 16.06 0.1016
2026-02-17 2025-12-31 13F CATERPILLAR COM 149123101 2,837 36 1.29 1,625 21.63 0.0865
2025-11-14 2025-09-30 13F CATERPILLAR COM 149123101 2,801 37 1.34 1,337 24.63 0.0724
2025-08-08 2025-06-30 13F CATERPILLAR COM 149123101 2,764 -96 -3.36 1,073 13.68 0.0622
2025-05-09 2025-03-31 13F CATERPILLAR COM 149123101 2,860 4 0.14 943 -8.98 0.0592
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 2,856 -109 -3.68 1,036 -10.61 0.0640
2024-11-14 2024-09-30 13F CATERPILLAR COM 149123101 2,965 158 5.63 1,160 24.09 0.0713
2024-08-13 2024-06-30 13F CATERPILLAR COM 149123101 2,807 -17 -0.60 935 -9.67 0.0617
2024-05-14 2024-03-31 13F CATERPILLAR COM 149123101 2,824 35 1.25 1,035 25.49 0.0695
2024-02-13 2023-12-31 13F CATERPILLAR COM 149123101 2,789 12 0.43 825 8.71 0.0591
2023-11-13 2023-09-30 13F CATERPILLAR COM 149123101 2,777 5 0.18 758 11.14 0.0598
2023-08-15 2023-06-30 13F CATERPILLAR COM 149123101 2,772 18 0.65 682 8.25 0.0513
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 2,754 54 2.00 630 -2.48 0.0498
2023-02-15 2022-12-31 13F CATERPILLAR COM 149123101 2,700 5 0.19 647 46.15 0.0547
2022-11-15 2022-09-30 13F CATERPILLAR COM 149123101 2,695 -404 -13.04 442 -20.22 0.0408
2022-09-02 2022-06-30 13F CATERPILLAR COM 149123101 3,099 415 15.46 554 -7.36 0.0472
2022-05-13 2022-03-31 13F CATERPILLAR COM 149123101 2,684 0 0.00 598 7.75 0.0434
2022-02-11 2021-12-31 13F CATERPILLAR COM 149123101 2,684 -28 -1.03 555 6.53 0.0401
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 2,712 0 0.00 521 -11.69 0.0408
2021-08-16 2021-06-30 13F CATERPILLAR COM 149123101 2,712 -89 -3.18 590 -9.09 0.0466
2021-05-13 2021-03-31 13F CATERPILLAR COM 149123101 2,801 30 1.08 649 28.51 0.0575
2021-02-16 2020-12-31 13F CATERPILLAR COM 149123101 2,771 -2 -0.07 505 21.98 0.0479
2020-11-13 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 2,773 0 0.00 414 17.95 0.0438
2020-08-14 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 2,773 -150 -5.13 351 3.54 0.0401
2020-05-14 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 2,923 1,371 88.34 339 48.03 0.0443
2020-02-14 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 1,552 -313 -16.78 229 -2.97 0.0322
2019-11-12 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 1,865 -194 -9.42 236 -16.01 0.0361
2019-08-12 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 2,059 -9 -0.44 281 0.36 0.0455
2019-05-14 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 2,068 218 11.78 280 19.15 0.0479
2019-02-14 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 1,850 1,850 -10.54 235 -16.07 0.0472
2018-08-14 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 0 -1,497 -100.00 0 -100.00
2018-05-15 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 1,497 1,497 221 0.0729
2015-02-13 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 0 -2,235 -100.00 0 -100.00
2014-11-13 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 2,235 155 7.45 221 -2.21 0.1345
2014-08-11 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 2,080 -4,884 -70.13 226 -64.24 0.1572
2014-05-08 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 6,964 0 0.00 632 0.00 0.4073
2014-02-11 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 6,964 6,964 632 0.4073
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.