| Insiderzy ogółem | 37 |
Wynik sentymentu insiderów
Ocena sentymentu insiderów pokazuje firmy, które są kupowane przez insiderów korporacyjnych.
Jest to wynik zaawansowanego, wieloczynnikowego modelu ilościowego, który identyfikuje spółki o najwyższym poziomie akumulacji informacji poufnych. Model rankingowy wykorzystuje kombinację liczby netto insiderów kupujących w ciągu ostatnich 90 dni, całkowitej liczby akcji kupionych jako procent akcji w obrocie oraz całkowitej liczby akcji posiadanych przez insiderów. Liczba ta waha się od 0 do 100, przy czym wyższe liczby wskazują na wyższy poziom akumulacji w porównaniu z innymi spółkami, a 50 to średnia.
Częstotliwość aktualizacji: codziennie
Ocena sentymentu kadry kierowniczej
Ocena sentymentu kadry kierowniczej pokazuje, że firmy są kupowane przez urzędników korporacyjnych.
Z definicji dyrektorzy korporacyjni to insiderzy korporacyjni, ale w przeciwieństwie do niektórych innych insiderów (10% akcjonariuszy i członków zarządu), dyrektorzy pracują dla firmy na co dzień i podczas handlu korzystają z własnych pieniędzy. (10% Akcjonariusze i członkowie zarządu często zarządzają funduszami zarządzających pieniędzmi innych osób). W związku z tym transakcje wykorzystujące informacje poufne dokonywane przez osoby z kadry kierowniczej mają znacznie większe znaczenie i powinny być odpowiednio traktowane.
Podobnie jak ocena sentymentu insiderów, ocena sentymentu kadry kierowniczej jest wynikiem zaawansowanego, wieloczynnikowego modelu ilościowego, który identyfikuje firmy o najwyższym poziomie akumulacji urzędników.
Częstotliwość aktualizacji: codziennie
Kluczowe wskaźniki insider
Ta karta pokazuje pozycję firmy według różnych wskaźników insider. Ranking według miary percentyla pokazuje, jak ta firma wypada na tle innych firm na rynkach amerykańskich. Wyższe rankingi wskazują na lepszą sytuację.
Na przykład ogólnie przyjmuje się, że kupowanie przez insiderów jest pozytywnym wskaźnikiem, zatem spółki z większą liczbą takich transakcji plasowałyby się wyżej niż spółki z mniejszą liczbą takich transakcji (lub nawet sprzedaży przez insiderów.
Liczba netto zakupów dokonanych przez insiderów (ranking)
Liczba netto zakupów dokonanych przez insiderów to łączna liczba insiderów kupujących pomniejszona o całkowitą liczbę insiderów sprzedających w ciągu ostatnich 90 dni. Tutaj pokazana jest miara percentyla (zakres od 0 do 100%).
Procent akcji kupowanych przez insiderów (ranking)
Procent akcji zakupionych przez insiderów to całkowita liczba akcji zakupionych przez insiderów pomniejszona o całkowitą liczbę akcji sprzedanych przez insiderów w ciągu ostatnich 90 dni, podzielona przez całkowitą liczbę akcji zakupionych przez insiderów i pomnożona przez 100.
Wykres handlu insider
Poniższy wykres przedstawia BRC Group Holdings, Inc. - Preferred Stock transakcji zrealizowanych przez insiderów. Insiderzy to członkowie kadry kierowniczej, dyrektorzy lub znaczący inwestorzy w spółce. Ogólnie rzecz biorąc, dokonywanie transakcji w ich firmach przez osoby posiadające dostęp do informacji poufnych w oparciu o istotne, niepubliczne informacje jest generalnie nielegalne. Nie oznacza to, że dokonywanie jakichkolwiek transakcji we własnych firmach jest nielegalne. Muszą jednak zgłaszać wszystkie transakcje do SEC za pośrednictwem formularza 4.
Lista insiderów i wskaźniki rentowności
Ta tabela przedstawia listę znanych insiderów i jest generowana automatycznie na podstawie zgłoszeń ujawnianych SEC. Oprócz nazwisk, najnowszego tytułu oraz oznaczenia dyrektora, członka kierownictwa lub 10% właściciela, podajemy najnowsze ujawnione pakiety akcji. Dodatkowo, jeśli to możliwe, udostępniamy historyczne wyniki handlowe danego insidera. Historyczne wyniki handlowe to średnia ważona wyników rzeczywistych transakcji zakupu na otwartym rynku dokonanych przez insiderów. Więcej informacji na temat sposobu obliczania tej wartości obejrzyj webinar na YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Średni zysk (%) | Posiadane Akcje |
Podział korygujący |
|---|---|---|---|
| Robert L Antin Director - [D] | 131 914 | 131 914 | |
|
Daniel Asher
10% Owner -
|
1 245 293 | 1 245 293 | |
| Ahn Phillip J. CFO & Chief Operating Officer - [O] | 285 122 | 285 122 | |
| Tamara Sue Brandt Director - [D] | 57 614 | 57 614 | |
| Scott K Carpenter EVP, Retail Services - [O] | 144 136 | 144 136 | |
| Agostino Robert P D Director - [D] | 211 989 | 211 989 | |
|
DJ Fund Investments, LLC - Series E
10% Owner -
|
2 200 000 | 2 200 000 | |
|
Elliott Associates, L.p.
10% Owner -
|
16 143 600 | 16 143 600 | |
|
Elliott International, L.p.
10% Owner -
|
29 985 400 | 29 985 400 | |
| Alan N Forman EVP, General Counsel, Sec - [O] | 37 827 | 37 827 | |
|
Fred Goldman
10% Owner -
|
2 200 000 | 2 200 000 | |
| Andrew Gumaer CEO of Great American Grp, LLC, Director - [D] [O] | 320 867 | 320 867 |
| Insider | Średni zysk (%) | Posiadane Akcje |
Podział korygujący |
|---|---|---|---|
| Matthew J Hart Director - [D] | 19 474 | 19 474 | |
| Richard J Hendrix Director - [D] | 236 862 | 236 862 | |
| Hugh G Hilton Director - [D] | 16 953 | 16 953 | |
|
Brett Hendrickson
10% Owner -
|
48 000 000 | 48 000 000 | |
| Thomas J /adv Kelleher Co-CEO - [O] | 70 541 | 70 541 | |
| Mark D Klein Director - [D] | 184 880 | 184 880 | |
| Michael J Levitt Director - [D] | 0 | 0 | |
|
Michael LaRocque
10% Owner -
|
2 200 000 | 2 200 000 | |
| Renee E Labran Director - [D] | 58 152 | 58 152 | |
|
Liverpool Limited Partnership
10% Owner -
|
1 614 360 | 1 614 360 | |
|
Lloyd I Iii Miller
10% Owner -
|
606 267 | 606 267 | |
|
Middleton International Ltd
10% Owner -
|
2 998 540 | 2 998 540 |
| Insider | Średni zysk (%) | Posiadane Akcje |
Podział korygujący |
|---|---|---|---|
| Andrew Moore CEO B. Riley Securities, Inc. - [O] | 324 420 | 324 420 | |
|
Nokomis Capital, L.L.C.
10% Owner -
|
48 000 000 | 48 000 000 | |
| Randall E Paulson Director - [D] | 370 398 | 370 398 | |
|
Bryant R Riley
Chairman and Co-CEO, Director, 10% Owner -
[D]
[O]
|
6 769 728 | 6 769 728 | |
| Michael Joseph Sheldon Director - [D] | 56 677 | 56 677 | |
| Sims Todd D. Director - [D] | 15 163 | 15 163 | |
| Richard L Todaro Director - [D] | 22 775 | 22 775 | |
| Howard Weitzman SVP, Chief Accounting Officer - [O] | 53 710 | 53 710 | |
| Marian Walters Director - [D] | 55 980 | 55 980 | |
| Mikel H Williams Director - [D] | 65 698 | 65 698 | |
| Gary Kent JR Wunderlich Director - [D] | 241 213 | 241 213 | |
| Scott Yessner Executive VP and CFO - [O] | 100 000 | 100 000 | |
| Kenneth M Young President - [O] | 224 726 | 224 726 |
Report errors via our new Insider Auditing Tool
Śledź historię zakupów insiderów — analiza zysków krótkoterminowych
W tej sekcji analizujemy rentowność każdego nieplanowanego zakupu od poufnych informacji na otwartym rynku dokonanego w RILYP / BRC Group Holdings, Inc. - Preferred Stock. Analiza ta pomaga zrozumieć, czy insider konsekwentnie generuje nietypowe zyski i czy warto ją śledzić. Analiza ta obejmuje okres jednego roku po każdej transakcji wyniki są teoretyczne .
Poniższa tabela przedstawia najnowsze zakupy na otwartym rynku, które nie były częścią planu handlu automatycznego.
Cena skorygowana to cena skorygowana o podział. Akcje skorygowane to akcje skorygowane o podział.
Śledź historię sprzedaży insider — analiza strat krótkoterminowych
W tej sekcji analizujemy możliwość uniknięcia krótkoterminowych strat w wyniku każdej nieplanowanej sprzedaży insidera na otwartym rynku dokonanej w RILYP / BRC Group Holdings, Inc. - Preferred Stock. Konsekwentny wzorzec unikania strat może sugerować, że przyszłe transakcje sprzedaży mogą przewidywać spadki cen. Analiza ta obejmuje okres jednego roku po każdej transakcji wyniki są teoretyczne .
Poniższa tabela przedstawia najnowsze sprzedaże na otwartym rynku, które nie były częścią planu handlu automatycznego.
Cena skorygowana to cena skorygowana o podział. Akcje skorygowane to akcje skorygowane o podział.
Historia transakcji
Kliknij ikonę linku, aby zobaczyć pełną historię transakcji. Transakcje zgłoszone w ramach automatycznego planu handlowego 10b5-1 będą oznaczone znakiem X w kolumnie oznaczonej 10b-5.
| Plik Data |
Data transakcji |
Formularz | Wtajemniczony | Serce | Nazwa papieru wartościowego | Kod | Bezpośredni | Cena wykonania |
Cena jednostki |
Zmieniono jednostki |
Zmieniona wartość (1 tys.) |
Pozostałe opcje |
Pozostałe akcje |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-15 | 2026-05-14 | 4 | Forman Alan N | RILY | Common Stock | D | 8,5634 | -79 445 | -680 | 37 827 | ||||
| 2026-05-15 | 2026-05-13 | 4 | Forman Alan N | RILY | Common Stock | D | 8,5805 | -20 555 | -176 | 117 272 | ||||
| 2026-04-15 | 2026-04-13 | 4 | Forman Alan N | RILY | Common Stock | D | 7,2300 | -3 741 | -27 | 137 827 | ||||
| 2026-04-15 | 2026-04-13 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 7,2300 | -4 861 | -35 | 53 710 | ||||
| 2026-04-15 | 2026-04-13 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 7,2300 | -22 440 | -162 | 70 541 | ||||
| 2026-04-15 | 2026-04-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 7,2300 | -17 059 | -123 | 6 769 728 | ||||
| 2026-04-07 | 2026-04-03 | 4 | Labran Renee E | RILY | Common Stock | D | 33 064 | 58 152 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Labran Renee E | RILY | Common Stock | D | 14 695 | 25 088 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Labran Renee E | RILY | Common Stock | D | 3 660 | 10 393 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Walters Marian | RILY | Common Stock | D | 33 064 | 55 980 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Walters Marian | RILY | Common Stock | D | 14 695 | 22 916 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Walters Marian | RILY | Common Stock | D | 3 660 | 8 221 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 33 064 | 131 914 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 14 695 | 98 850 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 3 660 | 84 155 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 33 064 | 370 398 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 14 695 | 337 334 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 3 660 | 322 639 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | D Agostino Robert P | RILY | Common Stock | D | 33 064 | 211 989 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | D Agostino Robert P | RILY | Common Stock | D | 14 695 | 178 925 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | D Agostino Robert P | RILY | Common Stock | D | 3 660 | 164 230 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 33 064 | 57 614 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 14 695 | 24 550 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 3 660 | 9 855 | ||||||
| 2025-06-05 | 2025-06-03 | 4 | Yessner Scott | RILY | Common Stock | D | 100 000 | 100 000 | ||||||
| 2025-06-04 | 2025-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 3,0500 | -14 030 | -43 | 92 981 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Forman Alan N | RILY | Common Stock | D | 3,0500 | -1 373 | -4 | 141 568 | ||||
| 2025-06-04 | 2025-06-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 3,0500 | -14 030 | -43 | 6 786 787 | ||||
| 2025-06-04 | 2025-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 3,0500 | -915 | -3 | 58 571 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Moore Andrew | RILY | Common Stock | D | 3,0500 | -7 349 | -22 | 324 420 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 3,0500 | -7 349 | -22 | 285 122 | ||||
| 2025-03-18 | 2025-03-14 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 4,1600 | -44 109 | -183 | 107 011 | ||||
| 2025-03-18 | 2025-03-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 4,1600 | -44 109 | -183 | 6 800 817 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Forman Alan N | RILY | Common Stock | D | 4,1600 | -10 376 | -43 | 142 941 | ||||
| 2025-03-18 | 2025-03-14 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 4,1600 | -9 556 | -40 | 59 486 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 4,1600 | -22 055 | -92 | 292 471 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Moore Andrew | RILY | Common Stock | D | 4,1600 | -23 044 | -96 | 331 769 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 24,8100 | -4 086 | -101 | 314 526 | ||||
| 2024-06-04 | 2024-05-31 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 24,8100 | -11 254 | -279 | 151 120 | ||||
| 2024-06-04 | 2024-05-31 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 24,8100 | -11 254 | -279 | 6 844 926 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Forman Alan N | RILY | Common Stock | D | 24,8100 | -988 | -25 | 153 317 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Moore Andrew | RILY | Common Stock | D | 24,8100 | -5 073 | -126 | 354 813 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Young Kenneth M | RILY | Common Stock | D | 24,8100 | -5 076 | -126 | 224 726 | ||||
| 2024-06-04 | 2024-05-31 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 24,8100 | -633 | -16 | 69 042 | ||||
| 2024-03-19 | 2024-03-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 17,5600 | -5 679 | -100 | 6 856 180 | ||||
| 2024-03-19 | 2024-03-15 | 4 | Young Kenneth M | RILY | Common Stock | D | 17,5600 | -2 068 | -36 | 229 521 | ||||
| 2024-03-19 | 2023-12-29 | 4 | Young Kenneth M | RILY | Common Stock | D | 17,8400 | 260 | 5 | 231 589 | ||||
| 2024-03-19 | 2023-06-30 | 4 | Young Kenneth M | RILY | Common Stock | D | 39,0830 | 379 | 15 | 231 329 | ||||
| 2024-03-19 | 2024-03-15 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 17,5600 | -670 | -12 | 69 675 | ||||
| 2024-03-19 | 2024-03-15 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 17,5600 | -5 679 | -100 | 172 823 | ||||
| 2024-03-19 | 2024-03-15 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17,5600 | -2 464 | -43 | 318 331 | ||||
| 2024-03-19 | 2024-03-15 | 4 | Moore Andrew | RILY | Common Stock | D | 17,5600 | -2 960 | -52 | 359 605 | ||||
| 2024-03-06 | 2024-03-04 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 23 739 | 70 345 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 17,8420 | 1 | 0 | 46 606 | ||||
| 2024-03-06 | 2024-03-04 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 41 543 | 320 795 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17,8420 | 1 | 0 | 279 252 | ||||
| 2024-03-06 | 2023-06-30 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 39,0830 | 543 | 21 | 279 251 | ||||
| 2024-03-06 | 2024-03-04 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 83 086 | 178 502 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 17,8400 | 1 | 0 | 95 416 | ||||
| 2024-03-06 | 2024-03-04 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 83 086 | 6 861 859 | ||||||
| 2024-03-06 | 2024-03-04 | 4 | Forman Alan N | RILY | Common Stock | D | 23 739 | 154 305 | ||||||
| 2024-03-06 | 2024-03-04 | 4 | Moore Andrew | RILY | Common Stock | D | 44 510 | 362 565 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | Moore Andrew | RILY | Common Stock | D | 17,8420 | 1 | 0 | 318 055 | ||||
| 2024-02-06 | 2023-11-30 | 5 | Labran Renee E | RILY | Common Stock | D | 18,4468 | 15 | 0 | 6 733 | ||||
| 2024-02-06 | 2023-11-30 | 5 | Labran Renee E | RILY | Common Stock | D | 18,5030 | 106 | 2 | 6 718 | ||||
| 2024-02-06 | 2023-08-22 | 5 | Labran Renee E | RILY | Common Stock | D | 47,1671 | 6 | 0 | 6 613 | ||||
| 2024-02-06 | 2023-08-21 | 5 | Labran Renee E | RILY | Common Stock | D | 50,6800 | 21 | 1 | 6 607 | ||||
| 2024-02-06 | 2023-05-24 | 5 | Labran Renee E | RILY | Common Stock | D | 36,6380 | 7 | 0 | 6 586 | ||||
| 2024-02-06 | 2023-05-23 | 5 | Labran Renee E | RILY | Common Stock | D | 36,5098 | 28 | 1 | 6 579 | ||||
| 2024-02-06 | 2023-03-24 | 5 | Labran Renee E | RILY | Common Stock | D | 26,2261 | 10 | 0 | 6 551 | ||||
| 2024-02-06 | 2023-03-23 | 5 | Labran Renee E | RILY | Common Stock | D | 31,8280 | 31 | 1 | 6 541 | ||||
| 2023-12-29 | 2023-06-30 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 39,0830 | 543 | 21 | 46 605 | ||||
| 2023-12-29 | 2023-05-25 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | -1 394 | 46 062 | ||||||
| 2023-12-19 | 2023-12-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | -4 986 | 891 558 | ||||||
| 2023-12-19 | 2023-12-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 20,2196 | 20 000 | 404 | 896 544 | ||||
| 2023-11-17 | 2023-11-17 | 4 | D Agostino Robert P | RILY | Common Stock | D | 21,2286 | 5 000 | 106 | 160 570 | ||||
| 2023-11-17 | 2023-11-17 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 21,2292 | 10 000 | 212 | 318 979 | ||||
| 2023-11-17 | 2023-11-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 21,2286 | 30 000 | 637 | 6 778 773 | ||||
| 2023-11-15 | 2023-11-13 | 4 | Moore Andrew | RILY | Common Stock | D | 20,3482 | -61 609 | -1 254 | 318 054 | ||||
| 2023-11-14 | 2023-11-13 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 20,3600 | 10 000 | 204 | 80 495 | ||||
| 2023-11-13 | 2023-11-13 | 4 | Labran Renee E | RILY | Common Stock | D | 19,9559 | 500 | 10 | 6 510 | ||||
| 2023-11-13 | 2023-11-10 | 4 | Labran Renee E | RILY | Common Stock | D | 26,1412 | 380 | 10 | 6 010 | ||||
| 2023-11-13 | 2023-11-10 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 25,6300 | 15 000 | 384 | 70 495 | ||||
| 2023-11-13 | 2023-11-10 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 25,9400 | 10 000 | 259 | 55 495 | ||||
| 2023-11-13 | 2023-11-09 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 30,6382 | 1 635 | 50 | 6 195 | ||||
| 2023-08-22 | 2023-08-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47,3111 | 25 000 | 1 183 | 6 748 773 | ||||
| 2023-07-27 | 2023-07-26 | 4/A | RILEY BRYANT R | RILY | Common Stock | D | 55,0000 | 72 727 | 4 000 | 6 723 773 | ||||
| 2023-07-27 | 2023-07-26 | 4/A | PAULSON RANDALL E | RILY | Common Stock | D | 55,0000 | 5 000 | 275 | 308 979 | ||||
| 2023-07-27 | 2023-07-26 | 4/A | Moore Andrew | RILY | Common Stock | D | 55,0000 | 5 000 | 275 | 379 663 | ||||
| 2023-07-27 | 2023-06-30 | 4/A | Moore Andrew | RILY | Common Stock | D | 39,0830 | 543 | 21 | 374 663 | ||||
| 2023-07-27 | 2023-07-26 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 55,0000 | 7 272 | 400 | 876 544 | ||||
| 2023-07-27 | 2023-07-26 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 55,0000 | 1 818 | 100 | 34 118 | ||||
| 2023-07-27 | 2023-06-30 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 39,0830 | 543 | 21 | 95 415 | ||||
| 2023-07-26 | 2023-07-25 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 55,0000 | 5 000 | 275 | 308 979 | ||||
| 2023-07-26 | 2023-07-25 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 55,0000 | 72 727 | 4 000 | 6 723 773 | ||||
| 2023-07-26 | 2023-07-25 | 4 | Moore Andrew | RILY | Common Stock | D | 55,0000 | 5 000 | 275 | 379 663 | ||||
| 2023-07-26 | 2023-06-30 | 4 | Moore Andrew | RILY | Common Stock | D | 39,0830 | 543 | 21 | 374 663 | ||||
| 2023-06-15 | 2023-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 37,9068 | 6 199 | 235 | 6 651 046 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Young Kenneth M | RILY | Common Stock | D | 36,4300 | -7 108 | -259 | 230 950 | ||||
| 2023-06-06 | 2023-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 36,4300 | -910 | -33 | 47 456 | ||||
| 2023-06-06 | 2023-06-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 36,4300 | -13 928 | -507 | 6 644 847 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Moore Andrew | RILY | Common Stock | D | 36,4300 | -7 297 | -266 | 374 120 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Forman Alan N | RILY | Common Stock | D | 36,4300 | -1 404 | -51 | 130 566 | ||||
| 2023-06-06 | 2023-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 36,4300 | -13 928 | -507 | 116 005 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 36,4300 | -6 306 | -230 | 278 708 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 36,8300 | -2 765 | -102 | 285 014 | ||||
| 2023-05-26 | 2023-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 36,8300 | -6 856 | -253 | 129 933 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 36,8300 | -2 353 | -87 | 131 970 | ||||
| 2023-05-26 | 2023-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 36,8300 | -6 856 | -253 | 6 658 775 | ||||
| 2023-05-26 | 2023-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 36,8300 | -1 371 | -50 | 48 366 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 36,8300 | -3 562 | -131 | 238 058 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 36,8300 | -3 657 | -135 | 381 417 | ||||
| 2023-05-25 | 2023-05-23 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1 997 | 155 570 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Walters Marian | RILY | Common Stock | D | 1 997 | 4 561 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 1 997 | 4 560 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 1 997 | 56 677 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Labran Renee E | RILY | Common Stock | D | 1 997 | 5 630 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 1 997 | 45 495 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 1 997 | 303 896 | ||||||
| 2023-05-17 | 2023-05-16 | 4/A | RILEY BRYANT R | RILY | Common Stock | D | 32,9531 | 20 000 | 659 | 6 665 631 | ||||
| 2023-05-16 | 2023-05-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 32,9531 | 20 000 | 659 | 6 640 631 | ||||
| 2023-05-08 | 2023-05-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 34,6565 | 25 000 | 866 | 6 620 631 | ||||
| 2023-03-20 | 2023-03-17 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 29,8991 | 10 000 | 299 | 301 899 | ||||
| 2023-03-20 | 2023-03-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 29,8985 | 25 000 | 747 | 6 620 631 | ||||
| 2023-03-20 | 2023-03-17 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 29,8659 | 15 000 | 448 | 43 498 | ||||
| 2023-03-20 | 2023-03-16 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 31,9700 | 3 000 | 96 | 28 498 | ||||
| 2023-03-17 | 2023-03-17 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 31,4609 | 2 485 | 78 | 32 085 | ||||
| 2023-03-16 | 2023-03-15 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 30,9317 | 5 000 | 155 | 291 899 | ||||
| 2023-03-16 | 2023-03-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 31,1301 | 7 000 | 218 | 31 248 | ||||
| 2023-03-16 | 2023-03-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 31,1301 | 3 000 | 93 | 32 300 | ||||
| 2023-03-16 | 2023-03-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 29,8714 | 12 963 | 387 | 6 595 631 | ||||
| 2023-03-14 | 2023-03-10 | 4 | Moore Andrew | RILY | Common Stock | D | 33,2533 | 5 000 | 166 | 385 074 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R By the Robert Antin Children Irrevocable Trust | RILY | Common Stock | I | 40,5802 | 7 500 | 304 | 207 500 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 40,5836 | 1 000 | 41 | 17 537 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 40,5634 | 1 000 | 41 | 17 538 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 40,5828 | 1 000 | 41 | 17 538 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 40,5838 | 1 000 | 41 | 17 538 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40,4545 | 7 500 | 303 | 6 582 668 | ||||
| 2023-02-28 | 2023-02-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 18 459 | 241 620 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 49 225 | 518 080 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | Forman Alan N | RILY | Common Stock | D | 7 384 | 134 323 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 4 922 | 49 737 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 49 225 | 6 575 168 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | Moore Andrew | RILY | Common Stock | D | 24 612 | 380 074 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 24 612 | 287 779 | ||||||
| 2023-02-27 | 2023-02-23 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 36,8495 | 10 000 | 368 | 286 899 | ||||
| 2023-02-27 | 2023-02-24 | 4 | Moore Andrew | RILY | Common Stock | D | 36,7774 | 10 000 | 368 | 355 462 | ||||
| 2023-02-14 | 2022-12-21 | 5 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | -1 350 | 468 855 | ||||||
| 2023-02-14 | 2022-04-14 | 5 | WEITZMAN HOWARD | RILY | Common Stock | D | -3 557 | 44 815 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Young Kenneth M | RILY | Common Stock | D | 39,6000 | -18 737 | -742 | 223 161 | ||||
| 2023-02-10 | 2023-02-08 | 4 | Young Kenneth M | RILY | Common Stock | D | 75 000 | 241 898 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 39,6000 | -11 186 | -443 | 263 167 | ||||
| 2023-02-10 | 2023-02-08 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 75 000 | 274 353 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 39,6000 | -2 101 | -83 | 48 372 | ||||
| 2023-02-10 | 2023-02-08 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 20 000 | 50 473 | ||||||
| 2023-02-10 | 2022-12-30 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 29,0700 | 575 | 17 | 30 473 | ||||
| 2023-02-10 | 2023-02-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 150 000 | 6 525 943 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Forman Alan N | RILY | Common Stock | D | 30 000 | 126 939 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Moore Andrew | RILY | Common Stock | D | 39,6000 | -20 643 | -817 | 345 462 | ||||
| 2023-02-10 | 2023-02-08 | 4 | Moore Andrew | RILY | Common Stock | D | 85 000 | 366 105 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 150 000 | 470 205 | ||||||
| 2023-02-09 | 2023-02-09 | 4 | Labran Renee E | RILY | Common Stock | D | 39,9700 | 250 | 10 | 3 633 | ||||
| 2023-02-09 | 2023-02-09 | 4 | D Agostino Robert P | RILY | Common Stock | D | 40,5917 | 12 500 | 507 | 153 573 | ||||
| 2023-02-09 | 2023-02-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40,1756 | 135 923 | 5 461 | 6 375 943 | ||||
| 2023-02-08 | 2023-02-08 | 4 | Moore Andrew | RILY | Common Stock | D | 38,7464 | 20 000 | 775 | 281 105 | ||||
| 2023-01-09 | 2023-01-09 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 37,2173 | 20 000 | 744 | 276 899 | ||||
| 2022-12-30 | 2022-12-29 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 33,8178 | 20 541 | 695 | 6 240 020 | ||||
| 2022-12-30 | 2022-12-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 31,2904 | 6 023 | 188 | 6 219 479 | ||||
| 2022-12-30 | 2022-12-28 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 32,0100 | 625 | 20 | 2 563 | ||||
| 2022-12-20 | 2022-12-16 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 39,8591 | 10 026 | 400 | 54 680 | ||||
| 2022-12-20 | 2022-12-16 | 4 | Labran Renee E | RILY | Common Stock | D | 40,3960 | 247 | 10 | 3 383 | ||||
| 2022-12-19 | 2022-12-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40,1301 | 120 000 | 4 816 | 6 213 456 | ||||
| 2022-12-15 | 2022-12-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40,3359 | 24 715 | 997 | 6 093 456 | ||||
| 2022-12-15 | 2022-12-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 41,9263 | 38 812 | 1 627 | 6 068 741 | ||||
| 2022-12-05 | 2022-12-05 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 43,9205 | 50 000 | 2 196 | 6 029 929 | ||||
| 2022-12-05 | 2022-12-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 44,3267 | 1 514 | 67 | 5 979 929 | ||||
| 2022-12-01 | 2022-11-30 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 42,8365 | 2 600 | 111 | 256 899 | ||||
| 2022-10-19 | 2022-10-18 | 4 | Williams Mikel H | RILY | Common Stock | D | -904 | 65 698 | ||||||
| 2022-09-19 | 2022-09-16 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 46,9212 | 5 892 | 276 | 254 299 | ||||
| 2022-09-19 | 2022-09-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46,8272 | 8 509 | 398 | 5 978 415 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 47,6773 | 1 000 | 48 | 16 537 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 47,6773 | 1 000 | 48 | 16 537 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 47,6773 | 1 000 | 48 | 16 538 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 47,6773 | 1 000 | 48 | 16 538 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47,4559 | 25 000 | 1 186 | 5 969 906 | ||||
| 2022-09-08 | 2022-09-07 | 4 | Moore Andrew | RILY | Common Stock | D | 48,1206 | 5 000 | 241 | 261 105 | ||||
| 2022-09-01 | 2022-08-31 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 49,7559 | 25 000 | 1 244 | 5 944 906 | ||||
| 2022-09-01 | 2022-08-30 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 49,1735 | 25 000 | 1 229 | 5 919 906 | ||||
| 2022-09-01 | 2022-08-31 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 49,7559 | 25 000 | 1 244 | 248 407 | ||||
| 2022-08-02 | 2022-08-02 | 4/A | PAULSON RANDALL E | RILY | Common Stock | D | 52,3339 | 12 500 | 654 | 223 407 | ||||
| 2022-08-02 | 2022-08-02 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 52,3339 | 15 000 | 785 | 225 907 | ||||
| 2022-08-02 | 2022-08-01 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 52,1348 | 25 000 | 1 303 | 210 907 | ||||
| 2022-06-14 | 2022-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46,9993 | 10 000 | 470 | 5 894 906 | ||||
| 2022-06-14 | 2022-06-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48,9953 | 3 205 | 157 | 5 884 906 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Young Kenneth M | RILY | Common Stock | D | 54,0700 | -3 558 | -192 | 166 898 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Forman Alan N | RILY | Common Stock | D | 54,0700 | -703 | -38 | 96 939 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Moore Andrew | RILY | Common Stock | D | 54,0700 | -3 652 | -197 | 256 105 | ||||
| 2022-06-03 | 2022-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 54,0700 | -456 | -25 | 29 898 | ||||
| 2022-06-03 | 2022-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 54,0700 | -6 971 | -377 | 320 205 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 54,0700 | -3 156 | -171 | 199 353 | ||||
| 2022-05-27 | 2022-05-20 | 4/A | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 45,0000 | -1 700 | -76 | 1 245 293 | ||||
| 2022-05-27 | 2022-05-20 | 4/A | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50,0000 | -122 700 | -6 135 | 1 246 993 | ||||
| 2022-05-27 | 2022-05-20 | 4/A | ASHER DANIEL thru Sphinx Trading | RILY | Common Stock | I | 50,0000 | -1 100 | -55 | 1 369 693 | ||||
| 2022-05-26 | 2022-05-24 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1 490 | 141 073 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 1 490 | 25 498 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 49,5600 | -7 049 | -349 | 259 757 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 22 048 | 266 806 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 49,5600 | -13 216 | -655 | 327 176 | ||||
| 2022-05-26 | 2022-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 42 092 | 340 392 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 49,5600 | -5 332 | -264 | 202 509 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 22 048 | 207 841 | ||||||
| 2022-05-26 | 2021-06-30 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 64,1750 | 331 | 21 | 185 793 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Walters Marian | RILY | Common Stock | D | 1 490 | 2 564 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 49,5600 | -2 643 | -131 | 30 354 | ||||
| 2022-05-26 | 2022-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 2 746 | 32 997 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 42 092 | 5 881 701 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 1 490 | 44 654 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 1 490 | 185 907 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 49,5600 | -6 868 | -340 | 170 456 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 22 048 | 177 324 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 49,5600 | -4 536 | -225 | 97 642 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 4 119 | 102 178 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Williams Mikel H | RILY | Common Stock | D | 1 490 | 66 602 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Labran Renee E | RILY | Common Stock | D | 1 490 | 3 136 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 1 490 | 1 938 | ||||||
| 2022-05-24 | 2022-05-23 | 4 | ASHER DANIEL thru Sphinx Trading, LP | RILY | Common Stock | I | 49,6000 | 1 100 | 55 | 1 262 493 | ||||
| 2022-05-24 | 2022-05-23 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 49,5957 | 16 100 | 798 | 1 261 393 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50,0000 | -1 700 | -85 | 1 245 293 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50,0000 | -122 700 | -6 135 | 1 246 993 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Sphinx Trading, LP | RILY | Common Stock | I | 50,0000 | -1 100 | -55 | 1 369 693 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50,0893 | 18 800 | 942 | 1 370 793 | ||||
| 2022-05-20 | 2022-05-19 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 49,9500 | 1 200 | 60 | 1 351 993 | ||||
| 2022-05-19 | 2022-05-18 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50,4196 | 21 200 | 1 069 | 1 350 793 | ||||
| 2022-05-18 | 2022-05-17 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | rily | Common Stock | I | 49,4050 | 6 000 | 296 | 1 329 593 | ||||
| 2022-05-18 | 2022-05-17 | 4 | ASHER DANIEL Thru Equitec Proprietary Markets, LLC | rily | Common Stock | I | 51,0000 | -300 | -15 | 1 323 593 | ||||
| 2022-05-17 | 2022-05-16 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | rily | Common Stock | I | 49,0928 | 5 290 | 260 | 1 323 893 | ||||
| 2022-05-13 | 2022-05-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48,2972 | 50 000 | 2 415 | 5 839 609 | ||||
| 2022-05-12 | 2022-05-11 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 46,1368 | 5 000 | 231 | 29 300 | ||||
| 2022-05-12 | 2022-05-11 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 45,7039 | 16 296 | 745 | 5 789 609 | ||||
| 2022-05-10 | 2022-05-09 | 4 | Labran Renee E | RILY | Common Stock | D | 48,9800 | 408 | 20 | 1 646 | ||||
| 2022-05-10 | 2022-05-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46,1298 | 50 000 | 2 306 | 5 773 313 | ||||
| 2022-05-10 | 2022-05-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48,7000 | 25 000 | 1 218 | 5 723 313 | ||||
| 2022-05-04 | 2022-05-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 48,4592 | 10 000 | 485 | 184 417 | ||||
| 2022-05-03 | 2022-05-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48,7086 | 48 814 | 2 378 | 5 698 313 | ||||
| 2022-05-03 | 2022-05-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46,8508 | 192 529 | 9 020 | 5 649 499 | ||||
| 2022-05-03 | 2022-05-02 | 4 | Moore Andrew | RILY | Common Stock | D | 45,9377 | 10 000 | 459 | 244 758 | ||||
| 2022-05-03 | 2022-05-02 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 46,6935 | 2 500 | 117 | 29 600 | ||||
| 2022-05-03 | 2022-05-02 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 46,0260 | 20 000 | 921 | 174 417 | ||||
| 2022-05-03 | 2022-05-02 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 47,6792 | 10 000 | 477 | 43 164 | ||||
| 2022-05-03 | 2022-05-02 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 45,5300 | 10 000 | 455 | 24 008 | ||||
| 2022-03-10 | 2022-03-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 62,8327 | 30 000 | 1 885 | 5 456 970 | ||||
| 2022-03-02 | 2022-02-28 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 59,4350 | 20 000 | 1 189 | 154 417 | ||||
| 2022-03-02 | 2022-02-28 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 58,6415 | 20 000 | 1 173 | 134 417 | ||||
| 2022-03-02 | 2022-03-01 | 4 | Labran Renee E | RILY | Common Stock | D | 58,5261 | 340 | 20 | 1 238 | ||||
| 2022-03-02 | 2022-03-01 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 59,5131 | 8 430 | 502 | 33 164 | ||||
| 2022-03-02 | 2022-03-01 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 58,9752 | 10 000 | 590 | 27 100 | ||||
| 2022-03-02 | 2022-02-28 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 58,6404 | 4 300 | 252 | 24 300 | ||||
| 2022-03-02 | 2021-06-30 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 64,1750 | 331 | 21 | 298 300 | ||||
| 2022-03-02 | 2022-03-01 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 58,6306 | 35 542 | 2 084 | 5 426 970 | ||||
| 2022-03-02 | 2022-02-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 58,7700 | 49 458 | 2 907 | 5 391 428 | ||||
| 2022-02-11 | 2021-11-22 | 5 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | -579 | 297 969 | ||||||
| 2022-02-11 | 2021-12-31 | 5 | RILEY BRYANT R | RILY | Common Stock | D | -5 000 | 5 341 970 | ||||||
| 2022-02-11 | 2021-11-16 | 5 | RILEY BRYANT R | RILY | Common Stock | D | -350 | 5 346 970 | ||||||
| 2022-02-11 | 2021-10-29 | 5 | WEITZMAN HOWARD | RILY | Common Stock | D | -100 | 30 251 | ||||||
| 2022-02-11 | 2021-05-25 | 5 | WEITZMAN HOWARD | RILY | Common Stock | D | -1 290 | 30 351 | ||||||
| 2021-12-22 | 2021-12-20 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 448 | 448 | ||||||
| 2021-12-07 | 2021-12-06 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 75,1708 | 1 722 | 129 | 5 347 320 | ||||
| 2021-11-18 | 2021-11-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 77,3500 | 20 000 | 1 547 | 5 218 633 | ||||
| 2021-11-04 | 2021-11-03 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 78,3126 | 1 000 | 78 | 17 100 | ||||
| 2021-11-04 | 2021-06-30 | 4 | Young Kenneth M | RILY | Common Stock | D | 64,1750 | 331 | 21 | 155 276 | ||||
| 2021-10-29 | 2021-10-27 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | 11 393 | 11 393 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | 65 000 | 65 000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | 85 000 | 85 000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Forman Alan N | RILY | Performance Restricted Stock Units | D | 17 089 | 17 089 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 150 000 | 150 000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 85 000 | 85 000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | 150 000 | 150 000 | ||||||
| 2021-09-14 | 2021-09-13 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 60,5106 | 15 000 | 908 | 114 417 | ||||
| 2021-09-10 | 2021-09-10 | 4 | Moore Andrew | RILY | Common Stock | D | 60,2000 | 5 000 | 301 | 234 758 | ||||
| 2021-08-20 | 2021-08-19 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 60,8220 | 10 000 | 608 | 99 417 | ||||
| 2021-08-19 | 2021-08-19 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 60,6054 | 135 000 | 8 182 | 5 198 633 | ||||
| 2021-08-18 | 3 | Labran Renee E | RILY | Common Stock | D | 898 | ||||||||
| 2021-08-17 | 2021-08-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 63,5933 | 15 000 | 954 | 5 063 633 | ||||
| 2021-08-17 | 2021-08-17 | 4 | Moore Andrew | RILY | Common Stock | D | 63,7000 | 5 000 | 318 | 229 758 | ||||
| 2021-08-17 | 2021-06-30 | 4 | Moore Andrew | RILY | Common Stock | D | 64,1750 | 331 | 21 | 229 427 | ||||
| 2021-08-13 | 2021-08-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 64,4816 | 8 005 | 516 | 5 048 633 | ||||
| 2021-08-13 | 2021-08-11 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 67,6768 | 1 359 | 92 | 5 040 628 | ||||
| 2021-08-11 | 2021-08-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 68,2175 | 15 000 | 1 023 | 5 039 269 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 64,9842 | 450 | 29 | 15 196 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 64,9842 | 451 | 29 | 15 197 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 64,9842 | 451 | 29 | 15 197 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 64,9842 | 451 | 29 | 15 197 | ||||
| 2021-06-17 | 2021-06-15 | 4 | Young Kenneth M | RILY | Common Stock | D | 66,0623 | 1 200 | 79 | 154 945 | ||||
| 2021-06-08 | 2021-06-04 | 4 | Williams Mikel H | RILY | Common Stock | D | 1 074 | 65 112 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 1 074 | 89 417 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 1 074 | 24 734 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | Walters Marian | RILY | Common Stock | D | 1 074 | 6 775 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 1 074 | 14 008 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1 074 | 139 583 | ||||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 66,3093 | 3 329 | 221 | 14 746 | ||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 66,3093 | 3 329 | 221 | 14 746 | ||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 66,3093 | 3 329 | 221 | 14 746 | ||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 66,3093 | 3 329 | 221 | 14 746 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 67,3155 | 5 000 | 337 | 11 417 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 67,3155 | 5 000 | 337 | 11 417 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 67,3155 | 5 000 | 337 | 11 417 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 67,3155 | 5 000 | 337 | 11 417 | ||||
| 2021-06-02 | 2021-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 74,1800 | -4 530 | -336 | 31 641 | ||||
| 2021-06-02 | 2021-05-28 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 73,8600 | -10 973 | -810 | 36 171 | ||||
| 2021-06-02 | 2021-05-28 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 2 746 | 47 144 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 42 092 | 298 548 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Moore Andrew | RILY | Common Stock | D | 22 048 | 224 427 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 42 092 | 5 024 269 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Young Kenneth M | RILY | Common Stock | D | 22 048 | 153 745 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 22 048 | 185 462 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Forman Alan N | RILY | Common Stock | D | 4 119 | 98 059 | ||||||
| 2021-05-26 | 2021-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 73,7800 | -7 497 | -553 | 163 414 | ||||
| 2021-05-26 | 2021-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 73,7800 | -17 348 | -1 280 | 256 456 | ||||
| 2021-05-26 | 2021-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 73,7800 | -3 317 | -245 | 44 398 | ||||
| 2021-05-26 | 2021-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 73,7800 | -9 914 | -731 | 131 697 | ||||
| 2021-05-26 | 2021-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 73,7800 | -6 048 | -446 | 93 940 | ||||
| 2021-05-26 | 2021-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 73,7800 | -10 355 | -764 | 202 379 | ||||
| 2021-05-06 | 2021-05-06 | 4 | Moore Andrew | RILY | Common Stock | D | 67,6847 | 5 000 | 338 | 212 734 | ||||
| 2021-02-19 | 2021-02-17 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 75 000 | 75 000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 150 000 | 150 000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | 20 000 | 20 000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | 75 000 | 75 000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | 150 000 | 150 000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | 85 000 | 85 000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | Forman Alan N | RILY | Performance Restricted Stock Units | D | 30 000 | 30 000 | ||||||
| 2021-02-12 | 2020-12-03 | 5 | RILEY BRYANT R | RILY | Common Stock | D | -1 000 | 4 982 177 | ||||||
| 2021-02-02 | 2021-01-29 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48,2464 | 1 500 | 72 | 4 983 177 | ||||
| 2021-01-29 | 2021-01-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48,7140 | 6 791 | 331 | 4 981 677 | ||||
| 2021-01-29 | 2021-01-27 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48,4217 | 11 209 | 543 | 4 974 886 | ||||
| 2021-01-27 | 2021-01-27 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47,9051 | 7 907 | 379 | 4 963 677 | ||||
| 2021-01-27 | 2021-01-26 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48,5626 | 4 093 | 199 | 4 955 770 | ||||
| 2021-01-25 | 2021-01-25 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 48,9500 | 2 089 | 102 | 23 660 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 47,4506 | 842 | 40 | 6 417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 47,4506 | 842 | 40 | 6 417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 47,4506 | 842 | 40 | 6 417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 47,4506 | 842 | 40 | 6 417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley | RILY | Common Stock | I | 47,2627 | 4 960 | 234 | 84 369 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47,7770 | 1 672 | 80 | 4 951 677 | ||||
| 2021-01-13 | 2021-01-13 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 46,0000 | 1 600 | 74 | 16 100 | ||||
| 2021-01-13 | 2021-01-13 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 46,0000 | 5 100 | 235 | 459 848 | ||||
| 2021-01-13 | 2021-01-13 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 46,0000 | 4 900 | 225 | 20 000 | ||||
| 2021-01-13 | 2021-01-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46,0000 | 100 000 | 4 600 | 4 950 005 | ||||
| 2021-01-13 | 2021-01-13 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 46,0000 | 10 000 | 460 | 88 343 | ||||
| 2020-12-16 | 2020-12-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 36,7800 | -99 160 | -3 647 | 4 850 005 | ||||
| 2020-12-16 | 2020-12-15 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 36,7800 | -11 547 | -425 | 47 715 | ||||
| 2020-12-16 | 2020-12-15 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 36,7800 | -99 160 | -3 647 | 273 804 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Young Kenneth M | RILY | Common Stock | D | 36,7800 | -44 808 | -1 648 | 141 611 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 36,7800 | -46 188 | -1 699 | 170 911 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Forman Alan N | RILY | Common Stock | D | 36,7800 | -22 769 | -837 | 99 988 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Moore Andrew | RILY | Common Stock | D | 36,7800 | -46 188 | -1 699 | 207 734 | ||||
| 2020-12-07 | 2020-12-03 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 200 000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 200 000 | 172 964 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | -100 000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Young Kenneth M | RILY | Common Stock | D | 100 000 | 186 419 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Forman Alan N | RILY | Performance Restricted Stock D Units | D | 50 000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Forman Alan N | RILY | Common Stock | D | 50 000 | 122 757 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | -25 000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 25 000 | 59 262 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | -200 000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 200 000 | 4 949 165 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | -100 000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Moore Andrew | RILY | Common Stock | D | 100 000 | 253 922 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 100 000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 100 000 | 217 099 | ||||||
| 2020-12-07 | 2020-06-30 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 18,4960 | 992 | 18 | 117 099 | ||||
| 2020-11-20 | 2020-11-19 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 32,5323 | 15 000 | 488 | 4 749 165 | ||||
| 2020-11-05 | 2020-11-03 | 4/A | RILEY BRYANT R By BRC Partners Opportunity Fund, LP | RILY | Common Stock | I | 26,6582 | 141 728 | 3 778 | 317 915 | ||||
| 2020-11-03 | 2020-11-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 26,6585 | 60 000 | 1 600 | 4 734 165 | ||||
| 2020-11-03 | 2020-11-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 26,6502 | 40 000 | 1 066 | 78 343 | ||||
| 2020-09-15 | 2020-09-14 | 4 | Sims Todd D. | RILY | Common Stock | D | -2 554 | 15 163 | ||||||
| 2020-09-09 | 2020-09-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 25,5944 | 1 224 | 31 | 4 674 165 | ||||
| 2020-09-08 | 2020-09-04 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 26,2118 | 2 282 | 60 | 4 672 941 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 27,1500 | 700 | 19 | 5 575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 27,1500 | 700 | 19 | 5 575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 27,1500 | 700 | 19 | 5 575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 27,1500 | 700 | 19 | 5 575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 27,1500 | 15 000 | 407 | 4 670 659 | ||||
| 2020-08-27 | 2020-08-26 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 26,6656 | 20 000 | 533 | 4 655 659 | ||||
| 2020-08-07 | 2020-08-07 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 26,9608 | 25 000 | 674 | 38 343 | ||||
| 2020-08-07 | 2020-08-06 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 27,1498 | 25 000 | 679 | 4 635 659 | ||||
| 2020-08-07 | 2020-08-06 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 27,2800 | 1 000 | 27 | 14 500 | ||||
| 2020-08-07 | 2020-06-30 | 4 | Young Kenneth M | RILY | Common Stock | D | 18,4960 | 992 | 18 | 86 419 | ||||
| 2020-06-22 | 3 | PAULSON RANDALL E | RILY | Common Stock | D | 19 774 | ||||||||
| 2020-06-22 | 3 | PAULSON RANDALL E | RILY | Common Stock | D | 19 774 | ||||||||
| 2020-06-22 | 3 | PAULSON RANDALL E | RILY | Common Stock | D | 19 774 | ||||||||
| 2020-06-22 | 2020-06-18 | 4 | Sims Todd D. | RILY | Common Stock | D | 3 456 | 17 717 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 3 456 | 12 934 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | D Agostino Robert P | RILY | Common Stock | D | 3 456 | 138 509 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | Williams Mikel H | RILY | Common Stock | D | 3 456 | 64 038 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | Walters Marian | RILY | Common Stock | D | 3 456 | 5 701 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 3 456 | 21 571 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 3 456 | 13 343 | ||||||
| 2020-06-10 | 2020-06-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 22,7424 | 10 689 | 243 | 4 610 659 | ||||
| 2020-06-10 | 2020-06-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 22,9778 | 9 311 | 214 | 4 599 970 | ||||
| 2020-06-04 | 2020-06-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20,8065 | 40 000 | 832 | 4 590 659 | ||||
| 2020-05-26 | 2020-05-22 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 18,5400 | -8 131 | -151 | 171 972 | ||||
| 2020-05-26 | 2020-05-21 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 41 482 | 180 103 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Forman Alan N | RILY | Common Stock | D | 18,5400 | -5 657 | -105 | 72 757 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Forman Alan N | RILY | Common Stock | D | 13 827 | 78 414 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Moore Andrew | RILY | Common Stock | D | 18,5400 | -8 831 | -164 | 152 930 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Moore Andrew | RILY | Common Stock | D | 22 124 | 161 761 | ||||||
| 2020-05-26 | 2020-05-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 18,2482 | 1 835 | 33 | 4 550 659 | ||||
| 2020-05-26 | 2020-05-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 41 482 | 4 548 824 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 18,5400 | -2 872 | -53 | 34 262 | ||||
| 2020-05-26 | 2020-05-21 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 8 296 | 37 134 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Young Kenneth M | RILY | Common Stock | D | 18,5400 | -8 455 | -157 | 85 427 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Young Kenneth M | RILY | Common Stock | D | 22 124 | 93 882 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 18,5400 | -8 535 | -158 | 116 107 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 19 358 | 124 642 | ||||||
| 2020-03-20 | 2020-03-20 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 18,6500 | 2 000 | 37 | 9 478 | ||||
| 2020-03-19 | 2020-03-13 | 4 | Williams Mikel H | RILY | Common Stock | D | 19,6116 | 8 870 | 174 | 60 582 | ||||
| 2020-03-16 | 2020-03-13 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 20,2357 | 3 500 | 71 | 13 500 | ||||
| 2020-03-16 | 2019-12-31 | 4 | Young Kenneth M | RILY | Common Stock | D | 21,4030 | 340 | 7 | 71 758 | ||||
| 2020-03-16 | 2020-03-16 | 4 | Moore Andrew | RILY | Common Stock | D | 18,0784 | 6 000 | 108 | 139 637 | ||||
| 2020-03-13 | 2020-03-13 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 18,9100 | 5 327 | 101 | 18 115 | ||||
| 2020-03-13 | 2020-03-11 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20,2133 | 4 000 | 81 | 105 284 | ||||
| 2020-03-13 | 2020-03-11 | 4 | Forman Alan N | RILY | Common Stock | D | 20,1908 | 4 000 | 81 | 64 587 | ||||
| 2020-03-13 | 2020-03-11 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20,2023 | 4 654 | 94 | 4 507 342 | ||||
| 2020-03-11 | 2020-03-11 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 20,1906 | 2 500 | 50 | 5 600 | ||||
| 2020-03-11 | 2020-03-11 | 4 | KELLEHER THOMAS J /ADV By wife | RILY | Common Stock | I | 20,1906 | 2 500 | 50 | 5 600 | ||||
| 2020-03-11 | 2020-03-09 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 20,6744 | 2 500 | 52 | 3 100 | ||||
| 2020-03-11 | 2020-03-09 | 4 | KELLEHER THOMAS J /ADV By wife | RILY | Common Stock | I | 20,6744 | 2 500 | 52 | 3 100 | ||||
| 2020-02-07 | 2019-11-05 | 5 | KELLEHER THOMAS J /ADV See Note | RILY | Common Stock | I | -1 500 | 454 748 | ||||||
| 2019-08-15 | 2019-08-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20,0878 | 8 269 | 166 | 4 502 688 | ||||
| 2019-08-15 | 2019-08-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20,5255 | 11 731 | 241 | 4 494 419 | ||||
| 2019-07-22 | 2019-07-18 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 2 610 | 7 478 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2 610 | 135 053 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 2 610 | 12 788 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Sims Todd D. | RILY | Common Stock | D | 2 610 | 14 261 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Walters Marian | RILY | Common Stock | D | 2 245 | 2 245 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Williams Mikel H | RILY | Common Stock | D | 2 610 | 51 712 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | 200 000 | 200 000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | 25 000 | 25 000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | 100 000 | 100 000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | Young Kenneth M | RILY | Common Stock | D | 17,7310 | 788 | 14 | 71 418 | ||||
| 2019-07-16 | 2019-07-12 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 100 000 | 100 000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17,7310 | 1 198 | 21 | 101 284 | ||||
| 2019-07-16 | 2019-07-12 | 4 | Forman Alan N | RILY | Performance Restricted Stock Units | D | 50 000 | 50 000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | Gumaer Andrew | RILY | Performance Restricted Stock Units | D | 50 000 | 50 000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 200 000 | 200 000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 17,7310 | 1 198 | 21 | 138 621 | ||||
| 2019-07-16 | 2019-07-12 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | 100 000 | 100 000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | Moore Andrew | RILY | Common Stock | D | 17,7310 | 1 198 | 21 | 133 637 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 20,3200 | -4 893 | -99 | 60 587 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 12 827 | 65 480 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 20 523 | 132 439 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 38 481 | 4 482 688 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 20,3200 | -5 207 | -106 | 70 630 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 20 523 | 75 837 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20,3200 | -6 642 | -135 | 100 086 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17 958 | 106 728 | ||||||
| 2019-05-29 | 2018-12-31 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 12,0700 | 573 | 7 | 88 770 | ||||
| 2019-05-29 | 2019-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 38 481 | 137 423 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 20,3200 | -9 125 | -185 | 320 867 | ||||
| 2019-05-29 | 2019-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 19,4900 | -10 000 | -195 | 28 838 | ||||
| 2019-05-29 | 2019-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 20,3200 | -3 152 | -64 | 38 838 | ||||
| 2019-05-29 | 2019-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 7 696 | 41 990 | ||||||
| 2019-05-09 | 2019-05-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 19,2757 | 25 516 | 492 | 4 444 207 | ||||
| 2019-05-09 | 2019-05-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 19,2498 | 9 738 | 187 | 4 418 691 | ||||
| 2019-05-09 | 2019-05-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 19,0000 | 4 975 | 95 | 4 408 953 | ||||
| 2019-03-18 | 2019-03-15 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 17,1599 | 10 000 | 172 | 10 000 | ||||
| 2019-03-18 | 2018-12-31 | 4 | Young Kenneth M | RILY | Common Stock | D | 12,0700 | 230 | 3 | 55 314 | ||||
| 2019-03-18 | 2018-08-09 | 4 | Sims Todd D. | RILY | Common Stock | D | 22,3840 | 2 250 | 50 | 11 651 | ||||
| 2019-03-15 | 2019-03-14 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 16,7512 | 10 000 | 168 | 10 100 | ||||
| 2019-03-15 | 2018-12-31 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 12,0700 | 1 091 | 13 | 98 942 | ||||
| 2019-03-14 | 2019-03-14 | 4 | Moore Andrew | RILY | Common Stock | D | 16,9747 | 10 000 | 170 | 111 916 | ||||
| 2019-03-14 | 2018-12-31 | 4 | Moore Andrew | RILY | Common Stock | D | 12,0700 | 1 091 | 13 | 101 916 | ||||
| 2019-03-08 | 2019-03-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16,9456 | 32 945 | 558 | 4 403 978 | ||||
| 2019-03-08 | 2019-03-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16,9273 | 13 945 | 236 | 4 371 033 | ||||
| 2019-03-08 | 2019-03-06 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16,8230 | 3 110 | 52 | 4 357 088 | ||||
| 2019-02-26 | 2019-02-22 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 16,5178 | 5 310 | 88 | 10 178 | ||||
| 2019-02-25 | 2019-02-22 | 4 | D Agostino Robert P | RILY | Common Stock | D | 16,6306 | 679 | 11 | 132 443 | ||||
| 2019-02-25 | 2019-02-21 | 4 | D Agostino Robert P | RILY | Common Stock | D | 16,2956 | 7 662 | 125 | 131 764 | ||||
| 2019-02-25 | 2019-02-22 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16,6306 | 1 201 | 20 | 4 353 978 | ||||
| 2019-02-25 | 2019-02-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16,2794 | 19 512 | 318 | 4 352 777 | ||||
| 2019-02-14 | 2019-02-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 15,6476 | 12 699 | 199 | 4 333 265 | ||||
| 2019-02-14 | 2018-10-19 | 4 | RILEY BRYANT R | RILY | Common Stock | D | -1 100 | 4 320 566 | ||||||
| 2019-02-14 | 2018-01-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | -1 000 | 4 321 666 | ||||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of E.R. | RILY | Common Stock | I | 17,1491 | 4 330 | 74 | 4 875 | ||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of S.R. | RILY | Common Stock | I | 17,1491 | 4 330 | 74 | 4 875 | ||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of A.R. | RILY | Common Stock | I | 17,1491 | 4 330 | 74 | 204 875 | ||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of C.R. | RILY | Common Stock | I | 17,1491 | 4 330 | 74 | 204 875 | ||||
| 2018-12-11 | 2018-12-07 | 4 | RILEY BRYANT R By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley | RILY | Common Stock | I | 17,4000 | 4 400 | 77 | 73 617 | ||||
| 2018-12-11 | 2018-12-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 17,2800 | 10 500 | 181 | 4 322 666 | ||||
| 2018-10-03 | 2018-10-01 | 4 | Young Kenneth M | RILY | Common Stock | D | 22,0100 | -1 996 | -44 | 55 084 | ||||
| 2018-09-18 | 2018-08-21 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2 262 | 124 102 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 2 262 | 4 868 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | Sims Todd D. | RILY | Common Stock | D | 2 262 | 9 401 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | Williams Mikel H | RILY | Common Stock | D | 2 262 | 49 102 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 2 262 | 4 868 | ||||||
| 2018-08-24 | 2018-08-22 | 4 | Gumaer Andrew | RILY | Common Stock | D | 22,2000 | -9 716 | -216 | 329 992 | ||||
| 2018-07-19 | 3 | Young Kenneth M | RILY | Common Stock | D | 114 160 | ||||||||
| 2018-07-19 | 3 | Young Kenneth M | RILY | Common Stock | D | 114 160 | ||||||||
| 2018-07-19 | 3 | Young Kenneth M | RILY | Common Stock | D | 114 160 | ||||||||
| 2018-07-19 | 3 | Moore Andrew | RILY | Common Stock | D | 201 650 | ||||||||
| 2018-07-19 | 3 | Moore Andrew | RILY | Common Stock | D | 201 650 | ||||||||
| 2018-07-19 | 3 | Moore Andrew | RILY | Common Stock | D | 201 650 | ||||||||
| 2018-07-06 | 2018-07-03 | 4 | Wunderlich Gary Kent JR | RILY | Common Stock | D | 22,7000 | -3 981 | -90 | 241 213 | ||||
| 2018-06-15 | 2018-06-13 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 25 000 | 97 951 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Forman Alan N | RILY | Common Stock | D | 13 500 | 52 653 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40 000 | 4 314 346 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 18 000 | 88 197 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 8 500 | 34 294 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Gumaer Andrew | RILY | Common Stock | D | 20 000 | 339 708 | ||||||
| 2018-05-29 | 2018-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 20,8500 | -6 530 | -136 | 319 708 | ||||
| 2018-05-29 | 2018-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 20,8500 | -3 364 | -70 | 39 153 | ||||
| 2018-05-29 | 2018-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20,8500 | -4 566 | -95 | 70 197 | ||||
| 2018-05-29 | 2018-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 20,8500 | -2 172 | -45 | 25 794 | ||||
| 2018-05-29 | 2018-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20,8500 | -13 093 | -273 | 4 274 346 | ||||
| 2018-03-19 | 2018-03-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 18,2500 | 221 181 | 4 037 | 4 287 439 | ||||
| 2018-03-15 | 2018-03-13 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 18,6500 | 7 200 | 134 | 69 217 | ||||
| 2017-12-12 | 2017-12-10 | 4 | Gumaer Andrew | RILY | Common Stock | D | 18,3000 | -3 618 | -66 | 326 238 | ||||
| 2017-12-12 | 2017-12-10 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 18,3000 | -1 447 | -26 | 27 966 | ||||
| 2017-12-04 | 2017-12-01 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17,9500 | 5 000 | 90 | 62 017 | ||||
| 2017-12-04 | 2017-12-01 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 17,7993 | 26 072 | 464 | 4 066 258 | ||||
| 2017-12-04 | 2017-11-30 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 18,1504 | 7 500 | 136 | 57 017 | ||||
| 2017-11-20 | 2017-11-20 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17,7500 | 8 679 | 154 | 49 517 | ||||
| 2017-11-20 | 2017-11-17 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17,7000 | 5 413 | 96 | 40 838 | ||||
| 2017-11-20 | 2017-11-16 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17,1500 | 7 325 | 126 | 35 425 | ||||
| 2017-08-22 | 2017-08-18 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 2 606 | 2 606 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 2 606 | 2 606 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | Williams Mikel H | RILY | Common Stock | D | 2 606 | 46 840 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2 606 | 121 840 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | Todaro Richard L | RILY | Common Stock | D | 2 606 | 22 775 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | Sims Todd D. | RILY | Common Stock | D | 2 606 | 7 139 | ||||||
| 2017-07-13 | 2017-07-12 | 4 | Wunderlich Gary Kent JR | RILY | Common Stock | D | 81 744 | 245 194 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 18,3500 | -14 792 | -271 | 236 862 | ||||
| 2017-07-06 | 2017-07-03 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 3 058 | 251 654 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich III Trust | RILY | Warrants | I | 17,50 | 147 | 147 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Madison Wunderlich Trust | RILY | Warrants | I | 17,50 | 147 | 147 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich Jr. IRA - WFCS as Custodian Trust | RILY | Warrants | I | 17,50 | 246 | 246 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Alvin Wunderlich, Jr. Grandchildren's Trust | RILY | Warrants | I | 17,50 | 574 | 574 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Wunderlich Children's Trust | RILY | Warrants | I | 17,50 | 4 854 | 4 854 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR | RILY | Warrants | D | 17,50 | 63 541 | 63 541 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich III Trust | RILY | Common Stock | I | 787 | 787 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Madison Wunderlich Trust | RILY | Common Stock | I | 787 | 787 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich Jr. IRA - WFCS as Custodian Trust | RILY | Common Stock | I | 1 320 | 1 320 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Alvin Wunderlich, Jr. Grandchildren's Trust | RILY | Common Stock | I | 3 086 | 3 086 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Wunderlich Children's Trust | RILY | Common Stock | I | 9 707 | 9 707 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR | RILY | Common Stock | D | 163 450 | 163 450 | ||||||
| 2017-06-16 | 2017-06-15 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 15,5504 | 28 000 | 435 | 28 100 | ||||
| 2017-06-15 | 2017-06-13 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 24 194 | 72 951 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 8 710 | 29 413 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 38 710 | 4 040 186 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | Gumaer Andrew | RILY | Common Stock | D | 24 194 | 329 856 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | Forman Alan N | RILY | Common Stock | D | 14 516 | 42 517 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 19 355 | 74 763 | ||||||
| 2017-06-06 | 2017-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 14,5588 | 3 148 | 46 | 48 757 | ||||
| 2017-06-06 | 2017-06-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 14,5588 | 31 480 | 458 | 4 001 476 | ||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600 000 | ||||||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600 000 | ||||||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600 000 | ||||||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600 000 | ||||||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 14,7000 | -10 607 | -156 | 248 596 | ||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 43 402 | 259 203 | ||||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 26 024 | 215 801 | ||||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 189 777 | 189 777 | ||||||
| 2017-05-26 | 2017-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 14,1000 | -3 847 | -54 | 305 662 | ||||
| 2017-05-26 | 2017-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 14,1000 | -2 278 | -32 | 28 001 | ||||
| 2017-05-24 | 2017-05-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15,5000 | -125 | -2 | 2 344 193 | ||||
| 2017-04-27 | 2017-04-25 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15,1000 | -1 577 | -24 | 2 344 318 | ||||
| 2017-03-20 | 2017-03-16 | 4 | Sims Todd D. | RILY | Common Stock | D | 14,9658 | 3 300 | 49 | 4 533 | ||||
| 2017-03-16 | 2017-03-14 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15,0000 | -932 | -14 | 2 345 895 | ||||
| 2017-03-15 | 2017-03-13 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15,4000 | -507 | -8 | 2 346 827 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15,5500 | -990 | -15 | 2 347 334 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15,6000 | -650 | -10 | 2 348 324 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15,6500 | -1 000 | -16 | 2 348 974 | ||||
| 2017-03-07 | 2017-03-02 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15,6000 | -184 | -3 | 2 350 172 | ||||
| 2017-03-07 | 2017-03-03 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15,2500 | -198 | -3 | 2 349 974 | ||||
| 2017-03-06 | 2017-03-02 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15,6000 | -184 | -3 | 2 349 974 | ||||
| 2017-03-03 | 2017-03-01 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15,7000 | -1 067 | -17 | 2 350 356 | ||||
| 2017-03-02 | 2017-01-25 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20,8977 | -2 663 | -56 | 2 354 238 | ||||
| 2017-03-02 | 2017-01-27 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 21,0000 | -15 | -0 | 2 353 723 | ||||
| 2017-03-02 | 2017-01-27 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20,8000 | -500 | -10 | 2 353 738 | ||||
| 2017-03-02 | 2017-02-22 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16,0000 | -1 200 | -19 | 2 351 923 | ||||
| 2017-03-02 | 2017-02-22 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16,3000 | -500 | -8 | 2 353 123 | ||||
| 2017-03-02 | 2017-02-22 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16,3500 | -100 | -2 | 2 353 623 | ||||
| 2017-03-02 | 2017-02-28 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15,6500 | -500 | -8 | 2 351 423 | ||||
| 2017-02-24 | 2017-02-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16,0000 | -1 200 | -19 | 2 351 923 | ||||
| 2017-02-24 | 2017-02-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16,3000 | -500 | -8 | 2 353 123 | ||||
| 2017-02-24 | 2017-02-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16,3500 | -100 | -2 | 2 353 623 | ||||
| 2017-01-30 | 2017-01-27 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 21,0000 | -15 | -0 | 2 353 723 | ||||
| 2017-01-30 | 2017-01-27 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20,8000 | -500 | -10 | 2 353 738 | ||||
| 2017-01-26 | 2017-01-25 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20,8977 | -2 663 | -56 | 2 354 238 | ||||
| 2016-12-13 | 2016-12-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16,9000 | -5 789 | -98 | 3 969 996 | ||||
| 2016-12-13 | 2016-12-10 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 16,9000 | -1 448 | -24 | 20 703 | ||||
| 2016-12-13 | 2016-12-10 | 4 | Gumaer Andrew | RILY | Common Stock | D | 16,9000 | -3 618 | -61 | 309 509 | ||||
| 2016-12-13 | 2016-12-10 | 4 | Forman Alan N | RILY | Common Stock | D | 16,9000 | -2 112 | -36 | 30 279 | ||||
| 2016-12-13 | 2016-12-10 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 16,9000 | -2 894 | -49 | 55 408 | ||||
| 2016-12-13 | 2016-12-10 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 16,9000 | -3 618 | -61 | 45 609 | ||||
| 2016-11-09 | 2016-11-08 | 4 | Sims Todd D. | RILY | Common Stock | D | 1 233 | 1 233 | ||||||
| 2016-07-21 | 2016-07-19 | 4 | ASHER DANIEL | RILY | Common Stock, par value $0.0001 | D | 9,1000 | 149 700 | 1 362 | 2 356 901 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9,1000 | 87 500 | 796 | 2 207 201 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9,1000 | 600 | 5 | 2 119 701 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9,0800 | 2 900 | 26 | 2 119 101 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9,0600 | 3 200 | 29 | 2 116 201 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9,0400 | 610 | 6 | 2 113 001 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9,0250 | 400 | 4 | 2 112 391 | ||||
| 2016-07-15 | 2016-07-13 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9,0500 | 100 | 1 | 2 111 991 | ||||
| 2016-07-15 | 2016-07-05 | 4 | ASHER DANIEL | RILY | Common Stock, par value $0.0001 | D | 8,9200 | 100 | 1 | 2 111 891 | ||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2 200 000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2 200 000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4 100 000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2 200 000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4 100 000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4 100 000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4 100 000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2 200 000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2 200 000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4 100 000 | ||||||||
| 2016-07-12 | 2016-07-07 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 8,8600 | 3 275 | 29 | 2 111 791 | ||||
| 2016-07-12 | 2016-07-06 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 8,7800 | 4 816 | 42 | 2 108 516 | ||||
| 2016-07-12 | 2016-07-05 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 8,9200 | 3 700 | 33 | 2 103 700 | ||||
| 2016-06-21 | 2016-06-17 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2 632 | 119 234 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Williams Mikel H | RILY | Common Stock | D | 2 632 | 44 234 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Young Kenneth M | RILY | Common Stock | D | 2 632 | 7 521 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Todaro Richard L | RILY | Common Stock | D | 2 632 | 20 169 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 10 127 | 22 151 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40 507 | 3 975 785 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 25 317 | 313 127 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 15 190 | 32 391 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20 254 | 58 302 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 25 317 | 49 227 | ||||||
| 2016-05-09 | 2016-05-05 | 4 | Forman Alan N | RILY | Common Stock | D | 9,5000 | 3 000 | 28 | 17 201 | ||||
| 2016-05-09 | 2016-05-05 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 9,5000 | 4 000 | 38 | 38 048 | ||||
| 2016-05-09 | 2016-05-05 | 4 | Todaro Richard L | RILY | Common Stock | D | 9,5000 | 10 000 | 95 | 17 537 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By daughter | RILY | Common Stock | I | 9,5000 | 500 | 5 | 482 558 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By daughter | RILY | Common Stock | I | 9,5000 | 500 | 5 | 482 558 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By Daughter | RILY | Common Stock | I | 9,5000 | 500 | 5 | 600 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By wife | RILY | Common Stock | I | 9,5000 | 500 | 5 | 600 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV See Note | RILY | Common Stock | I | 9,5000 | 16 000 | 152 | 456 248 | ||||
| 2016-05-06 | 2016-05-05 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 9,5000 | 152 372 | 1 448 | 3 935 278 | ||||
| 2016-05-06 | 2016-05-05 | 4 | Williams Mikel H | O*IDYRU5 | Common Stock | D | 9,5000 | 40 000 | 380 | 41 602 | ||||
| 2016-05-06 | 2016-05-05 | 4 | D Agostino Robert P | RILY | Common Stock | D | 9,5000 | 40 000 | 380 | 116 602 | ||||
| 2015-11-04 | 2015-11-02 | 4 | Todaro Richard L | RILY | Common Stock | D | 2 051 | 7 537 | ||||||
| 2015-11-04 | 2015-11-02 | 4 | Young Kenneth M | RILY | Common Stock | D | 2 051 | 4 889 | ||||||
| 2015-11-04 | 2015-11-02 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1 602 | 76 602 | ||||||
| 2015-11-04 | 2015-11-02 | 4 | Williams Mikel H | RILY | Common Stock | D | 1 602 | 1 602 | ||||||
| 2015-10-27 | 3 | D Agostino Robert P | RILY | Common Stock | D | 150 000 | ||||||||
| 2015-10-27 | 3 | D Agostino Robert P | RILY | Common Stock | D | 150 000 | ||||||||
| 2015-05-12 | 3 | Young Kenneth M | RILY | Common Stock | D | 200 | ||||||||
| 2015-05-12 | 3 | Young Kenneth M | RILY | Common Stock | D | 200 | ||||||||
| 2015-05-12 | 2015-05-09 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 9 524 | 12 024 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Young Kenneth M | RILY | Common Stock | D | 357 | 2 838 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Young Kenneth M | RILY | Common Stock | D | 2 381 | 2 481 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | HILTON HUGH G | RILY | Common Stock | D | 5 000 | 16 953 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | HART MATTHEW J | RILY | Common Stock | D | 5 000 | 19 474 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 38 096 | 3 782 906 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Gumaer Andrew | RILY | Common Stock | D | 23 810 | 287 810 | ||||||
| 2015-05-12 | 2015-05-12 | 4 | Forman Alan N | RILY | Common Stock | D | 10,5000 | -85 | -1 | 14 201 | ||||
| 2015-05-12 | 2015-05-12 | 4 | Forman Alan N | RILY | Common Stock | D | 200 | 14 286 | ||||||
| 2015-05-12 | 2015-05-12 | 4 | Forman Alan N | RILY | Common Stock | D | 14 086 | 14 086 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 19 048 | 34 048 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Todaro Richard L | RILY | Common Stock | D | 2 381 | 5 486 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 23 810 | 23 910 | ||||||
| 2015-02-05 | 2014-12-26 | 5 | MILLER LLOYD I III | RILY | Common Stock | D | -10 858 | 606 267 | ||||||
| 2014-12-30 | 2014-12-29 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 5,0000 | -8 875 | -44 | 3 744 810 | ||||
| 2014-09-12 | 2014-09-10 | 4 | HILTON HUGH G | GAMR | Common Stock | D | 1 953 | 11 953 | ||||||
| 2014-09-12 | 2014-09-10 | 4 | HART MATTHEW J | GAMR | Common Stock | D | 1 953 | 14 474 | ||||||
| 2014-09-12 | 2014-09-10 | 4 | Todaro Richard L | GAMR | Common Stock | D | 1 953 | 3 105 | ||||||
| 2014-08-27 | 2014-08-26 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan | GAMR | Common Stock | I | 8,0000 | 100 | 1 | 100 | ||||
| 2014-08-27 | 2014-08-26 | 4 | RILEY BRYANT R | GAMR | Common Stock | D | 8,0000 | 400 | 3 | 3 753 685 | ||||
| 2014-08-27 | 2014-08-26 | 4 | KELLEHER THOMAS J /ADV | GAMR | Common Stock | D | 8,0000 | 500 | 4 | 440 748 | ||||
| 2014-08-05 | 3 | Todaro Richard L | GAMR | Common Stock | D | 2 304 | ||||||||
| 2014-08-05 | 3 | Todaro Richard L | GAMR | Common Stock | D | 2 304 | ||||||||
| 2014-07-25 | 3 | Middleton International Ltd | GAMR | Common Stock, par value $0.0001 per share | D | 2 998 540 | ||||||||
| 2014-07-25 | 3 | Middleton International Ltd | GAMR | Common Stock, par value $0.0001 per share | D | 2 998 540 | ||||||||
| 2014-07-25 | 3 | Liverpool Limited Partnership | GAMR | Common Stock, par value $0.0001 per share | D | 1 614 360 | ||||||||
| 2014-07-25 | 3 | Liverpool Limited Partnership | GAMR | Common Stock, par value $0.0001 per share | D | 1 614 360 | ||||||||
| 2014-06-26 | 2014-06-18 | 4 | KELLEHER THOMAS J /ADV | GAMR | Common Stock | D | 440 248 | 440 248 | ||||||
| 2014-06-20 | 2014-06-18 | 4 | RILEY BRYANT R By B. Riley and Co., LLC | GAMR | Common Stock | I | -3 437 | 0 | ||||||
| 2014-06-20 | 2014-06-18 | 4 | RILEY BRYANT R | GAMR | Common Stock | D | 3 751 264 | 3 753 285 | ||||||
| 2014-06-20 | 2014-05-19 | 4 | RILEY BRYANT R By the Robert Antin Children Irrevocable Trust | GAMR | Common Stock | I | 5,0000 | 200 000 | 1 000 | 200 000 | ||||
| 2014-05-28 | 3 | Hendrickson Brett | GAMR | Common Stock, par value $0.0001 per share | I | 48 000 000 | ||||||||
| 2014-05-28 | 3 | Hendrickson Brett | GAMR | Common Stock, par value $0.0001 per share | I | 48 000 000 | ||||||||
| 2014-05-28 | 3 | Hendrickson Brett | GAMR | Common Stock, par value $0.0001 per share | I | 48 000 000 | ||||||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III By Susan F. Miller | GAMR | Common Stock | I | 0,2500 | 4 000 000 | 1 000 | 4 000 000 | ||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III | GAMR | Common Stock | D | 0,2500 | 12 000 000 | 3 000 | 12 467 600 | ||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III By Milfam II L.P. | GAMR | Common Stock | I | 0,2500 | 12 000 000 | 3 000 | 16 507 362 | ||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0,2500 | 10 000 000 | 2 500 | 11 535 600 | ||||
| 2014-05-21 | 2014-05-19 | 4 | WEITZMAN HOWARD | GAMR | Common Stock | I | 0,2500 | 150 000 | 38 | 150 000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | WEITZMAN HOWARD | GAMR | Common Stock | D | 0,2500 | 50 000 | 12 | 50 000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | HART MATTHEW J | GAMR | Common Stock | D | 0,2500 | 200 000 | 50 | 250 435 | ||||
| 2014-05-21 | 2014-05-19 | 4 | HILTON HUGH G | GAMR | Common Stock | D | 0,2500 | 200 000 | 50 | 200 000 | ||||
| 2014-05-21 | 2011-05-02 | 4 | Carpenter Scott K | GAMR | Common Stock | D | 11 086 | 144 136 | ||||||
| 2014-05-21 | 2011-01-31 | 4 | Carpenter Scott K | GAMR | Common Stock | D | 33 863 | 133 050 | ||||||
| 2014-05-21 | 2014-05-19 | 4 | Carpenter Scott K | GAMR | Common Stock | D | 0,2500 | 856 000 | 214 | 1 000 136 | ||||
| 2014-05-21 | 2014-05-19 | 4 | Gumaer Andrew | GAMR | Common Stock | I | 0,2500 | 6 720 000 | 1 680 | 6 720 000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | Ahn Phillip J. | GAMR | Common Stock | D | 0,2500 | 300 000 | 75 | 300 000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | ELLIOTT ASSOCIATES, L.P. | GAMR | Common Stock, par value $0.0001 | D | 0,2500 | 13 692 000 | 3 423 | 16 143 600 | ||||
| 2014-05-21 | 2014-05-19 | 4 | ELLIOTT INTERNATIONAL, L.P. | GAMR | Common Stock, par value $0.0001 | D | 0,2500 | 26 308 000 | 6 577 | 29 985 400 | ||||
| 2013-12-31 | 2013-12-30 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0,2300 | 92 000 | 21 | 2 220 600 | ||||
| 2013-12-30 | 2013-12-27 | 4 | MILLER LLOYD I III By Milfam II L.P. | GAMR | Common Stock | I | 0,2000 | 70 600 | 14 | 467 600 | ||||
| 2013-11-18 | 2013-11-14 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0,2400 | 221 011 | 53 | 2 128 600 | ||||
| 2013-11-14 | 2013-11-13 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0,2400 | 268 000 | 64 | 1 907 589 | ||||
| 2013-11-13 | 2013-11-12 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0,2400 | 10 989 | 3 | 1 639 589 | ||||
| 2013-09-03 | 2013-08-30 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 0,2400 | 200 500 | 48 | 1 781 976 | ||||
| 2013-08-30 | 2013-08-29 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 0,2405 | 200 000 | 48 | 1 581 476 | ||||
| 2013-08-22 | 2013-08-21 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 0,2900 | 289 476 | 84 | 1 381 476 | ||||
| 2013-08-09 | 2013-08-07 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0,3300 | 93 600 | 31 | 1 628 600 | ||||
| 2013-02-12 | 2012-01-25 | 5 | LEVITT MICHAEL J | GAMR | Common Stock | I | -590 981 | 0 | ||||||
| 2013-02-12 | 2012-04-30 | 5 | Klein Mark D | GAMR | Common Stock | D | -93 750 | 184 880 | ||||||
| 2013-01-29 | 2013-01-25 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 546 000 | 1 092 000 | ||||||
| 2012-11-21 | 2012-11-20 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0,2560 | 250 000 | 64 | 1 535 000 | ||||
| 2012-11-19 | 2012-11-16 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0,3000 | 8 156 | 2 | 1 285 000 | ||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Milfam NG LLC | GAMR | Common Stock | I | 1 092 000 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust C - Lloyd I. Miller | GAMR | Common Stock | I | 135 000 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust D - Lloyd I. Miller | GAMR | Common Stock | I | 52 980 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust A-3 - Lloyd I. Miller | GAMR | Common Stock | I | 49 925 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 1 276 844 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Milfam II L.P. | GAMR | Common Stock | I | 397 000 | ||||||||
| 2010-09-29 | 3 | ELLIOTT INTERNATIONAL, L.P. | GAMR | Common Stock | D | 2 120 280 |
