Podstawowe statystyki
| CIK | 1406305 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Gateway Trust - Gateway Fund Class A
SEC Filings (Chronological Order)
Na tej stronie znajduje się pełna, chronologiczna lista zgłoszeń SEC, z wyłączeniem zgłoszeń własności, które udostępniamy gdzie indziej.
| August 9, 2024 |
August 9, 2024 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-0504 Attention: Ms. Christina Fettig VIA EDGAR Re: Registrants: Natixis Funds Trust I (9/30/23 and 12/31/23), Natixis Funds Trust II (11/30/23 and 12/31/23), Natixis ETF Trust (12/31/23), Natixis ETF Trust II (12/31/23), Gateway Trust (12/31/23), Loomis Sayles Funds I (09/ |
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| August 20, 2021 |
August 20, 2021 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-0504 Attention: Christina Fettig VIA EDGAR Re: Registrants: Natixis Funds Trust I (9/30/20 and 12/31/20), Natixis Funds Trust II (11/30/20 and 12/31/20), Natixis ETF Trust (12/31/20), Natixis ETF Trust II (12/31/20), Gateway Trust (12/31/20), Loomis Sayles Funds I (09/30/ |
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| May 28, 2021 |
HTML PORTFOLIO OF INVESTMENTS – as of March 31, 2021 (Unaudited) Gateway Fund Shares Description Value (†) Common Stocks – 98. |
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| May 28, 2021 |
PORTFOLIO OF INVESTMENTS – as of March 31, 2021 (Unaudited) Gateway Equity Call Premium Fund Shares Description Value (†) Common Stocks – 99. |
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| November 25, 2020 |
HTML PORTFOLIO OF INVESTMENTS – as of September 30, 2020 (Unaudited) Gateway Equity Call Premium Fund Shares Description Value (†) Common Stocks – 99. |
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| November 25, 2020 |
HTML PORTFOLIO OF INVESTMENTS – as of September 30, 2020 (Unaudited) Gateway Fund Shares Description Value (†) Common Stocks – 97. |
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| May 28, 2020 |
PORTFOLIO OF INVESTMENTS – as of March 31, 2020 (Unaudited) HTML PORTFOLIO OF INVESTMENTS – as of March 31, 2020 (Unaudited) Gateway Equity Call Premium Fund Shares Description Value (†) Common Stocks – 98. |
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| May 28, 2020 |
PORTFOLIO OF INVESTMENTS – as of March 31, 2020 (Unaudited) HTML PORTFOLIO OF INVESTMENTS – as of March 31, 2020 (Unaudited) Gateway Fund Shares Description Value (†) Common Stocks – 95. |
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| May 29, 2019 |
HTML PORTFOLIO OF INVESTMENTS – as of March 31, 2019 (Unaudited) Gateway Equity Call Premium Fund Shares Description Value (†) Common Stocks – 99. |
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| May 29, 2019 |
PORTFOLIO OF INVESTMENTS – as of March 31, 2019 (Unaudited) Gateway Equity Call Premium Fund Shares Description Value (†) Common Stocks – 99. |
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| November 29, 2018 |
Gateway Trust GATEWAY TRUST (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 888 Boylston Street, Suite 800, Boston, Massachusetts 02199-8197 (Address of principal executive offices) (Zip code) Russell L. |
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| November 29, 2018 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| May 30, 2018 |
Gateway Trust GATEWAY TRUST (Quarterly Schedule of Portfolio Holdings) Gateway Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 888 Boylston Street, Suite 800 Boston, Massachusetts 02199-8197 (Address of principal executive offices) (Zip code) Russell L. |
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| May 30, 2018 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| November 29, 2017 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| November 29, 2017 |
Gateway Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 888 Boylston Street, Suite 800, Boston, Massachusetts 02199-8197 (Address of principal executive offices) (Zip code) Russell L. |
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| October 20, 2017 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 16, 2017 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 16, 2017 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 28, 2017 |
Exhibit 77I(i) Effective March 31, 2017 the Registrant established Class T shares of the Gateway Equity Call Premium Fund and Gateway Fund. |
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| August 28, 2017 |
The Plan pursuant to Rule 18f-3 under the Investment Company Act of 1940, as amended, effective March 31, 2017 is incorporated by reference to exhibit (n)(1) of post-effective amendment No. 39 to the Registration Statement filed on Form Type 485BPOS on March 30, 2017 (Accession No. 0001193125-17-104262). Exhibit 77Q(1) |
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| May 30, 2017 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| May 30, 2017 |
Gateway Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Russell L. |
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| November 29, 2016 |
N-Q 1 d251683dnq.htm GATEWAY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices |
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| November 29, 2016 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| August 26, 2016 |
The Plan pursuant to Rule 18f-3 under the Investment Company Act of 1940, as amended, effective January 12, 2016 is incorporated by reference to exhibit (n)(1) of post- effective amendment No. 37 to the Registration Statement filed on Form Type 485BPOS on April 28, 2016 (Accession No. 0001193125-16-563947). Exhibit 77Q(1) |
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| May 31, 2016 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| May 31, 2016 |
N-Q 1 d193612dnq.htm GATEWAY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices |
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| November 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| November 27, 2015 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| October 28, 2015 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| October 28, 2015 |
N-Q 1 d24409dnq.htm GATEWAY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) |
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| May 28, 2015 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| May 28, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| April 28, 2015 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| April 28, 2015 |
N-Q 1 d905103dnq.htm GATEWAY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices |
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| February 27, 2015 |
GATEWAY EQUITY CALL PREMIUM FUND Advisory Agreement Exhibit 77Q1(e)(ii) GATEWAY EQUITY CALL PREMIUM FUND Advisory Agreement AGREEMENT made the 30th day of September, 2014, by and between GATEWAY TRUST, a Massachusetts business trust (the “Trust”), with respect to its Gateway Equity Call Premium Fund series (the “Series”), and Gateway Investment Advisers, LLC, a Delaware limited liability company (the “Manager”). |
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| February 27, 2015 |
Gateway Investment Advisers, LLC 312 Walnut Street Cincinnati, OH 45202 Exhibit 77Q1(e)(i) Gateway Investment Advisers, LLC 312 Walnut Street Cincinnati, OH 45202 July 1, 2014 Gateway Trust Gateway Fund 399 Boylston Street Boston, MA 02116 Attn: Coleen Downs Dinneen, Secretary Re: Gateway Fund Advisory Agreement Addendum Dear Ms. |
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| February 27, 2015 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Gateway Trust: In planning and performing our audits of the financial statements of Gateway Fund and Gateway Equity Call Premium Fund, each a series of Gateway Trust (the “Funds”) as of and for the year ended December 31, 2014, in accordance with the standards of the Public Company Accounting Overs |
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| January 28, 2015 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Gateway Trust: In planning and performing our audit of the financial statements of the Gateway International Fund, a series of Gateway Trust (the “Fund”) as of and for the year ended November 30, 2014, in accordance with the standards of the Public Company Accounting Oversight Board (United States) |
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| November 28, 2014 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| November 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| October 27, 2014 |
Gateway Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| October 27, 2014 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| October 3, 2014 |
CORRESP 1 filename1.htm October 3, 2014 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-0504 Attention: Stephanie Hui, Esq. VIA EDGAR Re: Registrant: Gateway Trust File No.: 811-22099 Filing Type: Form N-1A Dear Ms. Hui: This letter responds to additional comments of the staff (the “Staff”) of the Securities and Exchange Commission (t |
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| September 25, 2014 |
Gateway Trust September 25, 2014 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-0504 Attention: Stephanie Hui, Esq. VIA EDGAR Re: Registrant: Gateway Trust File No.: 811-22099 Filing Type: Form N-1A Dear Ms. Hui: This letter responds to comments of the staff (the “Staff”) of the Securities and Exchange Commission (the “Commission”) r |
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| July 17, 2014 |
GATEWAY TRUST July 17, 2014 Via EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Gateway Trust Post-Effective Amendment No. |
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| May 29, 2014 |
Quarterly Schedule of Portfolio Holdings - GATEWAY FUND Gateway Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| May 29, 2014 |
Gateway Trust Section 302 Certification 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| April 25, 2014 |
Quarterly Schedule of Portfolio Holdings - GATEWAY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| April 25, 2014 |
Gateway Trust Section 302 Certification EX-99.CERT 2 d678961dex99cert.htm CERTIFICATIONS Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. Giunta, certify that: 1. I have reviewed this report on Form N-Q of Gateway Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light o |
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| April 2, 2014 |
Gateway Trust April 2, 2014 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-0504 Attention: Stephanie Hui, Esq. VIA EDGAR Re: Registrant: Gateway Trust File No.: 811-22099 Filing Type: Form N-1A Dear Ms. Hui: This letter responds to an additional comment of the staff (the “Staff”) of the Securities and Exchange Commission (the “Commis |
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| March 26, 2014 |
SEC Response Letter March 26, 2014 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-0504 Attention: Stephanie Hui, Esq. VIA EDGAR Re: Registrant: Gateway Trust File No.: 811-22099 Filing Type: Form N-1A Dear Ms. Hui: This letter responds to comments of the staff (the “Staff”) of the Securities and Exchange Commission (the “Commission”) |
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| February 27, 2014 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Gateway Trust: In planning and performing our audit of the financial statements of Gateway Fund, a series of Gateway Trust (the “Fund”) as of and for the year ended December 31, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered th |
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| January 28, 2014 |
SUB-ITEM 77Q1(b): Copies of the text of any proposal described in answer to sub-item 77D Exhibit 77Q1(b)(i) SUB-ITEM 77Q1(b): Copies of the text of any proposal described in answer to sub-item 77D Changes to Investment Strategy It was voted that the proposed changes to the investment strategy for the Gateway International Fund, as presented at the meeting of the Board of Trustees of Gateway Trust, be approved. |
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| January 28, 2014 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Gateway Trust: In planning and performing our audit of the financial statements of Gateway International Fund, a series of Gateway Trust (the “Fund”) as of and for the year ended November 30, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we |
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| January 28, 2014 |
SEC Letter GATEWAY TRUST January 28, 2014 Via EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Gateway Trust Post-Effective Amendment No. |
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| January 28, 2014 |
SUB-ITEM 77D: Policies with Respect to Security Investments EX-99.77D POLICIES 3 exhibit77d.htm EXHIBIT 77D Exhibit 77D SUB-ITEM 77D: Policies with Respect to Security Investments Effective October 15, 2013, with respect the Gateway International Fund Under normal circumstances, the Fund invests in a broadly diversified portfolio of common stocks of non-U.S. companies, while also selling call options and buying put options on one or more non-U.S. equity in |
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| November 29, 2013 |
Quarterly Schedule of Portfolio Holdings - GATEWAY TRUST Gateway Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| November 29, 2013 |
Gateway Trust Section 302 Certification Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| October 29, 2013 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| October 29, 2013 |
Quarterly Schedule of Portfolio Holdings - GATEWAY TRUST Gateway Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| July 26, 2013 |
Exhibit 77C ADDITIONAL INFORMATION Shareholder Meetings At a special shareholders’ meeting held on March 18, 2013, shareholders of Gateway Trust voted for the following proposal: 1. |
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| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - GATEWAY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| May 30, 2013 |
Gateway Trust Section 302 Certification Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| May 10, 2013 |
Gateway Trust Section 302 Certification SECTION 302 CERTIFICATIONS Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| May 10, 2013 |
Quarterly Schedule of Portfolio Holdings - GATEWAY TRUST Gateway Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| April 24, 2013 |
Quarterly Schedule of Portfolio Holdings - GATEWAY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| April 24, 2013 |
Gateway Trust Section 302 Certification Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| February 28, 2013 |
Exhibit 77Q(1)(d) Gateway Trust Hansberger International Series Natixis Funds Trust I Natixis Funds Trust II Natixis Funds Trust IV Loomis Sayles Funds I Loomis Sayles Funds II Amended and Restated Plan pursuant to Rule 18f-3(d) under the Investment Company Act of 1940 Effective as of November 16, 2012 Each series of Gateway Trust, Hansberger International Series, Natixis Funds Trust I, Natixis Fu |
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| February 28, 2013 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 3 gateway.htm PWC LETTER Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Gateway Trust: In planning and performing our audit of the financial statements of Gateway Fund, a series of Gateway Trust (the “Fund”) as of and for the year ended December 31, 2012, in accordance with the standards of the Public Company Accounting Over |
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| January 28, 2013 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Gateway Trust: In planning and performing our audit of the financial statements of Gateway International Fund, a series of Gateway Trust (the “Fund”) as of and for the year ended November 30, 2012, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we |
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| January 18, 2013 |
Gateway Trust SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 18, 2013 |
Gateway Trust SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - GATEWAY TRUST Gateway Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| November 29, 2012 |
Gateway Trust Section 302 Certification CEO and CFO Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| October 25, 2012 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| October 25, 2012 |
Quarterly Schedule of Portfolio Holdings - GATEWAY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| July 24, 2012 |
Exhibit 77Q(1)(e) Investment Advisory Agreement dated March 28, 2012 between the Registrant, on behalf of Gateway International Fund, and Gateway Investment Advisers, LLC is incorporated by reference to exhibit (d)(2) to PEA No. 18 to the Registration Statement filed on March 28, 2012. |
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| May 29, 2012 |
Gateway Trust Section 302 Certification CEO & CFO Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| May 29, 2012 |
Quarterly Schedule of Portfolio Holdings - GATEWAY TRUST Gateway Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| March 2, 2012 |
Gateway Trust March 2, 2012 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-0504 Attention: Vince DiStefano, Esq. VIA EDGAR Re: Registrants: Gateway Trust and Natixis Funds Trust II File No.: 811-22099 and 811-00242 Filing Type: Form N-1A Dear Mr. DiStefano: This letter responds to comments of the staff (the “Staff”) of the Securities |
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| February 28, 2012 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Gateway Trust: In planning and performing our audit of the financial statements of Gateway Fund, the sole series of Gateway Trust (the “Fund”) as of and for the year ended December 31, 2011, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we consid |
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| January 3, 2012 |
SEC Cover Letter GATEWAY TRUST January 3, 2012 Via EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Gateway Trust Post-Effective Amendment No. |
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| November 28, 2011 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| November 28, 2011 |
Gateway Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| August 26, 2011 |
Gateway Trust Hansberger International Series Natixis Funds Trust I Natixis Funds Trust II Natixis Funds Trust IV Loomis Sayles Funds I Loomis Sayles Funds II Amended and Restated Plan pursuant to Rule 18f-3(d) under the Investment Company Act of 1940 Effective as of March 11, 2011 Each series of Gateway Trust, Hansberger International Series, Natixis Funds Trust I, Natixis Funds Trust II, Natixis |
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| June 16, 2011 |
June 16, 2011 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549-0504 Attention: Christina DiAngelo VIA EDGAR Re: Registrants: Natixis Funds Trusts I, Natixis Funds Trust II, Natixis Funds Trust IV, Gateway Trust, Hansberger International Series, Loomis Sayles Funds I and Loomis Sayles Funds II File Nos.: 811-04323, 811-00242, 811-09945, 8 |
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| May 27, 2011 |
Gateway Trust Section 302 Certification CEO & CFO Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| May 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| November 29, 2010 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| November 29, 2010 |
Gateway Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| August 27, 2010 |
Exhibit 77C ADDITIONAL INFORMATION Shareholder Meetings At a special shareholders meeting held on May 27, 2010, shareholders of Natixis Funds Trust I voted for the following proposals: 1. |
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| May 28, 2010 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| May 28, 2010 |
N-Q 1 dnq.htm GATEWAY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip |
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| April 29, 2010 |
April 29, 2010 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-0504 Attention: Vince DiStefano, Esq. VIA EDGAR AND OVERNIGHT MAIL Re: Registrants: Natixis Funds Trust I, Natixis Funds Trust II, Natixis Funds Trust IV, Gateway Trust File No.: 811-04323, 811-00242, 811-09945, 811-22099 Filing Type: Form N-1A Dear Mr. DiStefano: This let |
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| April 13, 2010 |
Gateway Trust - Definiitive Additional Materials SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 12, 2010 |
Gateway Trust Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 9, 2010 |
April 9, 2010 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-0504 Attention: Vince DiStefano, Esq. VIA EDGAR Re: Registrants: Natixis Funds Trust I, Natixis Funds Trust II, Natixis Funds Trust IV, Natixis Cash Management Trust ? Money Market Series, Loomis Sayles Funds I, Loomis Sayles Funds II, Gateway Trust and Hansberger Internati |
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| March 26, 2010 |
Gateway Trust SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 26, 2010 |
SEC Correspondence Letter NATIXIS FUNDS TRUST I NATIXIS FUNDS TRUST II NATIXIS FUNDS TRUST IV NATIXIS CASH MANAGEMENT TRUST LOOMIS SAYLES FUNDS I LOOMIS SAYLES FUNDS II GATEWAY TRUST HANSBERGER INTERNATIONAL SERIES (the “Trusts”) March 26, 2010 Via EDGAR Securities and Exchange Commission 450 Fifth Street, N. |
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| November 25, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| November 25, 2009 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| August 28, 2009 |
Exhibit 77Q1(d) Gateway Trust Hansberger International Series Natixis Cash Management Trust Natixis Funds Trust I Natixis Funds Trust II Natixis Funds Trust III Natixis Funds Trust IV Loomis Sayles Funds I Loomis Sayles Funds II Amended and Restated Plan pursuant to Rule 18f3(d) under the Investment Company Act of 1940 Effective as of May 1, 2009 Each series of Gateway Trust, Hansberger Internatio |
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| August 21, 2009 |
Gateway Trust August 21, 2009 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549-0504 Attention: Vince DiStefano, Esq. VIA EDGAR AND OVERNIGHT MAIL Re: Registrant: Gateway Trust File No.: 811-22099 Filing Type: Form N-1A Dear Mr. DiStefano: This letter responds to comments of the staff (the “Staff”) of the Securities and Exchange Commi |
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| May 29, 2009 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David Giunta, certify that: 1. |
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| May 29, 2009 |
Gateway Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| November 26, 2008 |
Gateway Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| November 26, 2008 |
Gateway Trust Section 302 Certification Section 302 Certifications Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David L. |
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| August 28, 2008 |
Exhibit 77M On February 15, 2008, the Gateway Fund (the "Acquired Fund"), a series of The Gateway Trust, an Ohio business trust, was reorganized into and with Gateway Fund (the "Acquiring Fund"), a series of Gateway Trust, a Massachusetts business trust. |
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| August 28, 2008 |
Exhibit 77I Effective February 15, 2008, pursuant to the Agreement and Plan of Reorganization described in Exhibit 77M of this Form N- SAR, the Gateway Fund, a series of The Gateway Trust, an Ohio business trust, was reorganized into Gateway Fund (the "Fund"), a series of Gateway Trust (the "Trust"), a Massachusetts business trust. |
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| August 28, 2008 |
Exhibit 77I(ii) Effective September 12, 2007, the Registrant's multi-class plan under Rule 18f- 3 of the Investment Company Act of 1940, as amended ("Rule 18f-3 Plan") was amended to allow exchanges from Class A shares to Class Y shares for certain accounts. The Registrant's amended and restated Rule 18f-3 Plan is filed herewith as Exhibit 77Q1(d). 3 |
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| August 28, 2008 |
Exhibit 77Q1(e) GATEWAY FUND Advisory Agreement AGREEMENT made the 16th day of February, 2008, by and between THE GATEWAY TRUST, a Massachusetts business trust (the "Fund"), with respect to its Gateway Fund series (the "Series"), and Gateway Investment Advisers, LLC, a Delaware limited liability company (the "Manager"). |
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| August 28, 2008 |
Exhibit 77Q1(d) Gateway Trust Hansberger International Series Natixis Cash Management Trust Natixis Funds Trust I Natixis Funds Trust II Natixis Funds Trust III Natixis Funds Trust IV Loomis Sayles Funds I Loomis Sayles Funds II Amended and Restated Plan pursuant to Rule 18f-3(d) under the Investment Company Act of 1940 Effective as of September, 2007 Each series of Gateway Trust, Hansberger Inter |
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| August 28, 2008 |
Exhibit 77Q1(g) AGREEMENT AND PLAN OF REORGANIZATION This Agreement and Plan of Reorganization (the "Agreement") is made as of February 13, 2008, by and between Gateway Fund (the "Acquired Fund"), a series of The Gateway Trust, an Ohio business trust (the "Existing Trust"), and Gateway Fund (the "Acquiring Fund"), a series of Gateway Trust, a Massachusetts business trust (the "New Trust"). |
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| May 29, 2008 |
Gateway Trust Section 302 Certification Exhibit (a)(1) Gateway Trust Exhibit to SEC Form N-Q Section 302 Certification I, David Giunta, certify that: 1. |
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| May 29, 2008 |
Gateway Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File Number: 811-22099 Gateway Trust (Exact name of registrant as specified in charter) 399 Boylston Street, Boston, Massachusetts 02116 (Address of principal executive offices) (Zip code) Coleen Downs Dinneen, Esq. |
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| February 25, 2008 |
Exhibit (13)(m) GATEWAY FUND DELEGATION AGREEMENT AGREEMENT made the 16th day of February, 2008, by and between Gateway Investment Advisers, LLC, a Delaware limited liability company (the "Manager"), and Natixis Asset Management Advisors, L. |
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| February 25, 2008 |
Exhibit (13)(c) February 18, 2008 The Gateway Trust 399 Boylston Street Boston, MA 02116 Re:Fee Waiver/Expense Reimbursement Ladies and Gentlemen: Gateway Investment Advisers, LLC ("Gateway") notifies you that it will reduce its management fee and if necessary, bear certain expenses of the Gateway Fund (the "Fund") through April 30, 2010 to the extent that the total annual fund operating expenses of each class of the Fund, exclusive of brokerage, interest, taxes and extraordinary expenses (such as litigation and indemnification, expenses), would exceed the following annual rate: Name of Fund Expense Cap - - Gateway Fund 0. |
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| February 25, 2008 |
Exhibit (6)(a) GATEWAY FUND Advisory Agreement AGREEMENT made the 16th day of February, 2008, by and between THE GATEWAY TRUST, a Massachusetts business trust (the "Fund"), with respect to its Gateway Fund series (the "Series"), and Gateway Investment Advisers, LLC, a Delaware limited liability company (the "Manager"). |
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| February 25, 2008 |
Exhibit (12) [LOGO] ROPES & GRAY LLP ONE INTERNATIONAL PLACE BOSTON, MA 02110-2624 617-951-7000 F 617-951-7050 BOSTON NEW YORK PALO ALTO SAN FRANCISCO WASHINGTON, DC www. |
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| February 25, 2008 |
Exhibit (7)(a) Gateway Trust Distribution Agreement AGREEMENT made this 19/th/ day of February by and between GATEWAY TRUST, a Massachusetts business trust (the "Trust"), on behalf of GATEWAY FUND (the "Fund") and NATIXIS DISTRIBUTORS, L. |
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| February 25, 2008 |
Exhibit (4) AGREEMENT AND PLAN OF REORGANIZATION This Agreement and Plan of Reorganization (the "Agreement") is made as of February 13, 2008, by and between Gateway Fund (the "Acquired Fund"), a series of The Gateway Trust, an Ohio business trust (the "Existing Trust"), and Gateway Fund (the "Acquiring Fund"), a series of Gateway Trust, a Massachusetts business trust (the "New Trust"). |
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| February 25, 2008 |
Exhibit (13)(l) [LOGO ] February 18, 2008 Gateway Trust 399 Boylston Street Boston, MA 02116 Re:Administrative Services Fee Waiver Ladies and Gentlemen: Natixis Asset Management Advisors, L. |
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| February 25, 2008 |
Exhibit (2) AMENDED AND RESTATED BY-LAWS OF GATEWAY TRUST Adopted on June 1, 2007, as Amended and Restated on September 14, 2007 ARTICLE 1 Agreement and Declaration of Trust and Principal Office 1. |
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| February 25, 2008 |
Exhibit (13)(k) October 1, 2007 Natixis Funds Trust I Natixis Funds Trust II Natixis Funds Trust III Natixis Funds Trust IV Natixis Cash Management Trust Loomis Sayles Funds I Loomis Sayles Funds II Hansberger International Series Gateway Trust/1/ (collectively, the "Funds") 399 Boylston Street Boston, MA 02116 Re: Administrative Services Fee Waiver Ladies and Gentlemen: Natixis Asset Management Advisors, L. |
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| February 25, 2008 |
Exhibit (9)(c) February 15, 2008 State Street Bank and Trust Company Lafayette Corporate Center 2 Avenue de Lafayette Boston, MA 02111 Attention: Jeffrey Mihalchik, Vice President Re:Gateway Trust (the "Fund") Ladies and Gentlemen: Please be advised that the undersigned Fund has been incorporated and registered as a management investment company under the Investment Company Act of 1940, as amended. |
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| February 25, 2008 |
As filed with the Securities and Exchange Commission on February 25, 2008 Securities Act File No. |
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| February 25, 2008 |
Exhibit (13)(j) SIXTH AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This Amendment made as of February 19, 2008, by and between Natixis Asset Management Advisors, L. |
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| February 25, 2008 |
Exhibit (13)(i) FIFTH AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This Amendment made as of February 1, 2008, by and between Natixis Asset Management Advisors, L. |
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| November 20, 2007 |
As filed with the Securities and Exchange Commission on November 20, 2007. 1933 Act File No. 333-144744 1940 Act File No. 811-22099 ================================================================================ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM N-1A - REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ] Pre-Effective Amendment No. 4 [X] Post-Effective A |
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| November 20, 2007 |
NATIXIS FUNDS 399 Boylston Street Boston, MA 02116 VIA EDGAR November 20, 2007 Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| November 20, 2007 |
[LOGO ROPES & GRAY LLP APPEARS ONE INTERNATIONAL PLACE BOSTON, MA 02110-2624 617-951-7000 F 617-951-7050 HERE] BOSTON NEW YORK PALO ALTO SAN FRANCISCO WASHINGTON, DC www. |
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| November 20, 2007 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions "Financial Performance" in the Prospectus and "Independent Registered Public Accounting Firm" and "Financial Statements" in the Statement of Additional Information and to the incorporation by reference of our report, dated February 7, 2007, on the financial statements and financial highlights of the Gateway Fund of The Gateway Trust included in the Annual Report to Shareholders for the fiscal year ended December 31, 2006, in Pre-Effective Amendment Number 4 to the Registration Statement (Form N-1A, No. |
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| November 19, 2007 |
Table of Contents ROPES & GRAY LLP ONE INTERNATIONAL PLACE BOSTON, MA 02110-2624 617-951-7000 F 617-951-7050 BOSTON NEW YORK PALO ALTO SAN FRANCISCO TOKYO WASHINGTON, DC www. |
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| November 8, 2007 |
[LOGO APPEARS HERE] ROPES & GRAY LLP ONE INTERNATIONAL PLACE BOSTON, MA 02110-2624 617-951-7000 F 617-951-7050 BOSTON NEW YORK PALO ALTO SAN FRANCISCO WASHINGTON, DC November 8, 2007 Alexandra Oprescu (202) 508-4622 (202) 383-8369 fax alexandra. |
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| November 8, 2007 |
As filed with the Securities and Exchange Commission on November 8, 2007. 1933 Act File No. 333-144744 1940 Act File No. 811-22099 ================================================================================ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM N-1A - REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ] Pre-Effective Amendment No. 3 [X] Post-Effective Am |
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| November 8, 2007 |
Opinion and Consent of Ropes & Gray LLP is incorporated by reference to exhibit Exhibit (i) [ROPES & GRAY LLP LETTERHEAD] November 8, 2007 Gateway Trust (the "Trust") 399 Boylston Street Boston, Massachusetts 02116 Dear Ladies and Gentlemen: You have informed us that you propose to register under the Securities Act of 1933, as amended (the "Act"), and offer and sell from time to time Class A, Class C and Class Y shares of beneficial interest, without par value, of your Gateway Fund ("Shares"), at not less than net asset value. |
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| November 6, 2007 |
Exhibit (h)(3) February , 2008 The Gateway Trust 399 Boylston Street Boston, MA 02116 Re: Fee Waiver/Expense Reimbursement Ladies and Gentlemen: Gateway Investment Advisers, LLC ("Gateway") notifies you that it will waive its management fee and, to the extent necessary, bear other expenses of the Gateway Fund (the "Fund") through April 30, 2010 to the extent that the total annual fund operating expenses of each class of the Fund, exclusive of brokerage, interest, taxes and extraordinary expenses, including litigation, indemnification and other extraordinary expenses, would exceed the following annual rate: Name of Fund Expense Cap - - Gateway Fund 0. |
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| November 6, 2007 |
[LOGO OF ROPES & GRAY] ROPES & GRAY LLP ON INTERNATIONAL PLACE BOSTON, MA 02110-2624 617-951-7000 F 617-951-7050 BOSTON NEW YORK PALO ALTO SAN FRANCISCO WASHINGTON, DC www. |
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| November 6, 2007 |
Exhibit (h)(2) APPENDIX A Funds and Portfolios Dated February , 2008 Natixis Cash Management Trust, a business trust organized under the laws of the Commonwealth of Massachusetts Natixis Cash Management Trust - Money Market Series (formerly CDC Nvest Cash Management Trust - Money Market Series) Natixis Funds Trust I, a business trust organized under the laws of the Commonwealth of Massachusetts CGM Advisor Targeted Equity Fund Hansberger International Fund Natixis Income Diversified Portfolio Natixis U. |
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| November 6, 2007 |
Exhibit (h)(10) February , 2008 The Gateway Trust 399 Boylston Street Boston, MA 02116 Re: Administrative Services Fee Waiver Ladies and Gentlemen: Natixis Asset Management Advisors, L. |
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| November 6, 2007 |
Exhibit (g)(3) [Form of Additional Fund Letter] February 15, 2008 State Street Bank and Trust Company Lafayette Corporate Center 2 Avenue de Lafayette Boston, MA 02111 Attention: Jeffrey Mihalchik, Vice President Re: Gateway Trust (the "Fund") Ladies and Gentlemen: Please be advised that the undersigned Fund has been incorporated and registered as a management investment company under the Investment Company Act of 1940, as amended. |
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| November 6, 2007 |
Exhibit (h)(11) GATEWAY FUND ADMINISTRATIVE SERVICES DELEGATION AGREEMENT AGREEMENT made the day of February, 2008, by and between Gateway Investment Advisers, LLC, a Delaware limited liability company (the "Manager"), and Natixis Asset Management Advisors, L. |
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| November 6, 2007 |
[LOGO OF ROPES & GRAY LLP ROPES & GRAY] ONE INTERNATIONAL PLACE BOSTON, MA 02110-2624 617-951-7000 F 617-951-7050 BOSTON NEW YORK PALO ALTO SAN FRANCISCO TOKYO WASHINGTON, DC www. |
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| November 6, 2007 |
Exhibit (d)(1) GATEWAY FUND Advisory Agreement AGREEMENT made the day of February, 2008, by and between THE GATEWAY TRUST, a Massachusetts business trust (the "Fund"), with respect to its Gateway Fund series (the "Series"), and Gateway Investment Advisers, LLC, a Delaware limited liability company (the "Manager"). |
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| November 6, 2007 |
Exhibit (p)(2) CODE OF ETHICS AND PERSONAL TRADING POLICY* 1.1 Overview This Code of Ethics and Personal Trading Policy has been adopted by Gateway Investment Advisers, L.P. ("Gateway") to set forth standards of conduct and personal trading guidelines for which every director, officer and employee of Gateway is expected to follow. Every director, officer and employee of Gateway will be required to |
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| November 6, 2007 |
Exhibit (g)(2) AMENDMENT NO. 1 TO MASTER CUSTODIAN AGREEMENT THIS AMENDMENT NO. 1 (this "Amendment") to that certain Master Custodian Agreement dated as of September 1, 2005, as amended, modified and supplemented from time to time (the "Custodian Agreement"), is entered into as of September 15, 2006, by and among each of the entities set forth on Appendix A attached hereto and State Street Bank an |
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| November 6, 2007 |
As filed with the Securities and Exchange Commission on November 6, 2007. 1933 Act File No. 333-144744 1940 Act File No. 811-22099 ================================================================================ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM N-1A - REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ] Pre-Effective Amendment No. 2 [X] Post-Effective Am |
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| November 6, 2007 |
Exhibit (p)(3) Code of Ethics Natixis Asset Management Advisors, L.P. Natixis Distributors, L.P. As Amended October 1, 2007 1 Introduction This is the Code of Ethics ("Code") of Natixis Asset Management Advisors, L.P. ("NAMA") and Natixis Distributors, L.P. ("ND") (the "Firms"). Statement of General Principles It is the policy of the Firms that no Supervised Person shall engage in any act, practic |
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| November 6, 2007 |
Exhibit (h)(8) FOURTH AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This Amendment made as of September 17, 2007, by and between Natixis Asset Management Advisors, L. |
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| November 6, 2007 |
Exhibit (e)(2) Natixis Distributors, L.P. 399 Boylston Street Boston, Massachusetts 02116 Dealer Agreement This dealer agreement ("Dealer Agreement") is entered into between Natixis Distributors, L.P. ("our", "us", or "we") and the undersigned company ("you"). We offer to sell to you shares of each of the mutual funds distributed by us (the "Funds" and each a "Fund"), for each of which Funds we ar |
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| November 6, 2007 |
Exhibit (h)(4) ADMINISTRATIVE SERVICES AGREEMENT AGREEMENT made as of the 3/rd/ day of January, 2005, by and between IXIS Asset Management Advisors, L. |
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| November 6, 2007 |
Exhibit (j) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions "Financial Performance" in the Prospectus and "Independent Registered Public Accounting Firm" and "Financial Statements" in the Statement of Additional Information and to the incorporation by reference of our report, dated February 7, 2007, on the financial statements and financial highlights of the Gateway Fund of The Gateway Trust included in the Annual Report to Shareholders for the fiscal year ended December 31, 2006, in Pre-Effective Amendment Number 2 to the Registration Statement (Form N-1A, No. |
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| November 6, 2007 |
Exhibit (e)(1) Gateway Trust Distribution Agreement AGREEMENT made this day of by and between GATEWAY TRUST, a Massachusetts business trust (the "Trust"), on behalf of GATEWAY FUND (the "Fund") and NATIXIS DISTRIBUTORS, L. |
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| November 6, 2007 |
Exhibit (h)(1) TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN EACH OF THE ENTITIES LISTED ON APPENDIX A AND BOSTON FINANCIAL DATA SERVICES, INC. |
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| November 6, 2007 |
Exhibit (h)(5) FIRST AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This Amendment made as of November 1, 2005, by and between IXIS Asset Management Advisors, L. |
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| November 6, 2007 |
") is incorporated by reference to exhibit (g)(1) to the Registration Statement Exhibit (g)(1) MASTER CUSTODIAN AGREEMENT This Agreement is made as of September 1, 2005 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 18. |
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| November 6, 2007 |
Exhibit (h)(6) SECOND AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This Amendment made as of January 1, 2006, by and between IXIS Asset Management Advisors, L. |
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| November 6, 2007 |
Exhibit (h)(9) FIFTH AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This Amendment made as of February , 2008, by and between Natixis Asset Management Advisors, L. |
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| November 6, 2007 |
Exhibit (h)(7) THIRD AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This Amendment made as of July 1, 2007, by and between IXIS Asset Management Advisors, L. |
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| October 30, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 September 18, 2007 DIVISION OF INVESTMENT MANAGEMENT Michael A. Szkodzinski, Esq. Ropes & Gray LLP One International Place Boston, MA 02110-2624 Re: Gateway Trust (the "Trust") File Numbers 333-141421; 811-22099 Dear Mr. Szkodzinski On July 20,2007, the Trust fied a registration statement on Form N-IA under the Securities Act |
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| October 24, 2007 |
Gateway Trust Correspondence Table of Contents Alexandra Oprescu 202-508-4622 Alexandra. |
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| October 23, 2007 |
SECOND AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT Second Amendment to Administrative Services Agreement Exhibit 13(f) SECOND AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This Amendment made as of January 1, 2006, by and between IXIS Asset Management Advisors, L. |
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| October 23, 2007 |
Exhibit 1 GATEWAY TRUST AGREEMENT AND DECLARATION OF TRUST THIS AGREEMENT AND DECLARATION OF TRUST made at Boston, Massachusetts, effective on May 29, 2007 by the Trustees hereunder and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided: WITNESSETH that WHEREAS, this Trust has been formed to carry on the business of an investment company; and WHEREAS, th |
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| October 23, 2007 |
FIFTH AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT Exhibit 13(i) FIFTH AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This Amendment made as of February , 2008, by and between Natixis Asset Management Advisors, L. |
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| October 23, 2007 |
GATEWAY FUND ADVISORY ADMINISTRATION AGREEMENT Advisory Administration Agreement Exhibit 13(k) GATEWAY FUND ADVISORY ADMINISTRATION AGREEMENT AGREEMENT made the day of February, 2008, by and between Gateway Investment Advisers, LLC, a Delaware limited liability company (the “Manager”), and Natixis Asset Management Advisors, L. |
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| October 23, 2007 |
Exhibit 10(c) Gateway Trust Hansberger International Series Natixis Cash Management Trust Natixis Funds Trust I Natixis Funds Trust II Natixis Funds Trust III Natixis Funds Trust IV Loomis Sayles Funds I Loomis Sayles Funds II Amended and Restated Plan pursuant to Rule 18f-3(d) under the Investment Company Act of 1940 Effective as of September, 2007 Each series of Gateway Trust, Hansberger Interna |
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| October 23, 2007 |
As filed with the Securities and Exchange Commission on October 23, 2007 Gateway Trust Table of Contents As filed with the Securities and Exchange Commission on October 23, 2007 Securities Act File No. |
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| October 23, 2007 |
APPENDIX A Funds and Portfolios Dated February , 2008 Exhibit 13(b) APPENDIX A Funds and Portfolios Dated February , 2008 Natixis Cash Management Trust, a business trust organized under the laws of the Commonwealth of Massachusetts Natixis Cash Management Trust ? Money Market Series (formerly CDC Nvest Cash Management Trust ? Money Market Series) Natixis Funds Trust I, a business trust organized under the laws of the Commonwealth of Massachusetts CGM Advisor Targeted Equity Fund Hansberger International Fund Natixis Income Diversified Portfolio Natixis U. |
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| October 23, 2007 |
ADMINISTRATIVE SERVICES AGREEMENT Exhibit 13(d) ADMINISTRATIVE SERVICES AGREEMENT AGREEMENT made as of the 3rd day of January, 2005, by and between IXIS Asset Management Advisors, L. |
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| October 23, 2007 |
Exhibit 9(a) MASTER CUSTODIAN AGREEMENT This Agreement is made as of September 1, 2005 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 18. |
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| October 23, 2007 |
THE GATEWAY TRUST GATEWAY FUND STATEMENT OF ADDITIONAL INFORMATION DATED MAY 1, 2007 Gateway Fund Statement of Additional Information Exhibit 17(b) THE GATEWAY TRUST GATEWAY FUND STATEMENT OF ADDITIONAL INFORMATION DATED MAY 1, 2007 This Statement is not a prospectus but should be read in conjunction with the current prospectus of the Gateway Fund dated May 1, 2007. |
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| October 23, 2007 |
THIRD AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT Exhibit 13(g) THIRD AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This Amendment made as of July 1, 2007, by and between IXIS Asset Management Advisors, L. |
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| October 23, 2007 |
FIRST AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT First Amendment to Administrative Services Agreement Exhibit 13(e) FIRST AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This Amendment made as of November 1, 2005, by and between IXIS Asset Management Advisors, L. |
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| October 23, 2007 |
GATEWAY FUND Class A 12b-1 Plan ( , 2007 Exhibit 10(a) GATEWAY FUND Class A 12b-1 Plan ( , 2007 This Plan (the ?Plan?) constitutes the Service Plan relating to the Class A shares of the Gateway Fund (the ?Series?), a series of the Gateway Trust, a Massachusetts business trust (the ?Trust?). |
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| October 23, 2007 |
[Form of Additional Fund Letter] Exhibit 9(c) [Form of Additional Fund Letter] February 15, 2008 State Street Bank and Trust Company Lafayette Corporate Center 2 Avenue de Lafayette Boston, MA 02111 Attention: Jeffrey Mihalchik, Vice President Re: Gateway Trust (the “Fund”) Ladies and Gentlemen: Please be advised that the undersigned Fund has been incorporated and registered as a management investment company under the Investment Company Act of 1940, as amended. |
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| October 23, 2007 |
FOURTH AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT Fourth Amendment to Administrative Services Agreement Exhibit 13(h) FOURTH AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This Amendment made as of September 17, 2007, by and between Natixis Asset Management Advisors, L. |
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| October 23, 2007 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Financial Statements, Incorporation by Reference” and “Financial Statements” included in the Statement of Additional Information and to the incorporation by reference of our report, dated February 7, 2007, on the financial statements and financial highlights of The Gateway Trust for the year ended December 31, 2006 included in the Prospectus/Proxy Statement of the Gateway Trust on Form N-14. |
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| October 23, 2007 |
Gateway Trust Distribution Agreement Form of Distribution Agreement Exhibit 7(a) Gateway Trust Distribution Agreement AGREEMENT made this day of by and between GATEWAY TRUST, a Massachusetts business trust (the “Trust”), on behalf of GATEWAY FUND (the “Fund”) and NATIXIS DISTRIBUTORS, L. |
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| October 23, 2007 |
Natixis Distributors, L.P. 399 Boylston Street Boston, Massachusetts 02116 Dealer Agreement Exhibit 7(b) Natixis Distributors, L.P. 399 Boylston Street Boston, Massachusetts 02116 Dealer Agreement This dealer agreement (?Dealer Agreement?) is entered into between Natixis Distributors, L.P. (?our?, ?us?, or ?we?) and the undersigned company (?you?). We offer to sell to you shares of each of the mutual funds distributed by us (the ?Funds? and each a ?Fund?), for each of which Funds we are |
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| October 23, 2007 |
Exhibit 17(d) SEMI-ANNUAL REPORT June 30, 2007 (Unaudited) GATEWAY FUND TOTAL RETURNS ? JUNE 30, 2007 (UNAUDITED) Average Annual Total Return 6/30/07 Price Per Share One Year Three Years Five Years Ten Years Since Inception on 12/7/77 GATEWAY FUND 11. |
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| October 23, 2007 |
GATEWAY FUND SUPPLEMENT DATED JUNE 29, 2007 TO THE PROSPECTUS DATED MAY 1, 2007 Exhibit 17(a) GATEWAY FUND SUPPLEMENT DATED JUNE 29, 2007 TO THE PROSPECTUS DATED MAY 1, 2007 The following material supplements the Prospectus dated May 1, 2007, for the Gateway Fund (the ?Fund?), a series of The Gateway Trust (the ?Trust?). |
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| October 23, 2007 |
GATEWAY TRUST POWER OF ATTORNEY Exhibit 16 GATEWAY TRUST POWER OF ATTORNEY We, the undersigned, hereby constitute John M. |
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| October 23, 2007 |
Exhibit 11 [ROPES & GRAY LLP LETTERHEAD] October 23, 2007 Gateway Trust 399 Boylston Street Boston, Massachusetts 02116 Re: Registration Statement on Form N-14 Ladies and Gentlemen: We have acted as counsel to Gateway Fund (the “Acquiring Fund”), a series of Gateway Trust, a Massachusetts business trust (the “Acquiring Fund Trust”), in connection with the Registration Statement of the Acquiring Fu |
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| October 23, 2007 |
Exhibit 2 AMENDED AND RESTATED BY-LAWS OF GATEWAY TRUST Adopted on June 1, 2007, as Amended and Restated on September 14, 2007 ARTICLE 1 Agreement and Declaration of Trust and Principal Office 1. |
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| October 23, 2007 |
GATEWAY FUND Advisory Agreement Exhibit 6(a) GATEWAY FUND Advisory Agreement AGREEMENT made the day of February, 2008, by and between THE GATEWAY TRUST, a Massachusetts business trust (the “Fund”), with respect to its Gateway Fund series (the “Series”), and Gateway Investment Advisers, LLC, a Delaware limited liability company (the “Manager”). |
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| October 23, 2007 |
GATEWAY FUND Class C Distribution and Service Plan ([ , 2007) Exhibit 10(b) GATEWAY FUND Class C Distribution and Service Plan ([ , 2007) This Plan (the ?Plan?) constitutes the Distribution and Service Plan relating to the Class C shares of the Gateway Fund (the ?Series?), a series of the Gateway Trust, a Massachusetts business trust (the ?Trust?). |
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| October 23, 2007 |
Exhibit 13(a) TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN EACH OF THE ENTITIES LISTED ON APPENDIX A AND BOSTON FINANCIAL DATA SERVICES, INC. |
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| October 23, 2007 |
Form of Fee Waiver/ Expense Reimbursement Agreement Exhibit 13(c) February , 2008 The Gateway Trust 399 Boylston Street Boston, MA 02116 Re: Fee Waiver/Expense Reimbursement Ladies and Gentlemen: Gateway Investment Advisers, LLC (“Gateway”) notifies you that it will waive its management fee and, to the extent necessary, bear other expenses of the Gateway Fund (the “Fund”) through April 30, 2010 to the extent that the total annual fund operating expenses of each class of the Fund, exclusive of brokerage, interest, taxes and extraordinary expenses, including litigation, indemnification and other extraordinary expenses, would exceed the following annual rate: Name of Fund Expense Cap Gateway Fund 0. |
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| October 23, 2007 |
Exhibit 13(j) February , 2008 The Gateway Trust 399 Boylston Street Boston, MA 02116 Re: Administrative Services Fee Waiver Ladies and Gentlemen: Natixis Asset Management Advisors, L. |
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| October 23, 2007 |
Exhibit 17(c) GATEWAY FUND TOTAL RETURNS ? DECEMBER 31, 2006 Average Annual Total Return 12/31/06 Price Per Share One Year Three Years Five Years Ten Years Since Inception on 12/7/77 GATEWAY FUND 10. |
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| October 23, 2007 |
AMENDMENT NO. 1 TO MASTER CUSTODIAN AGREEMENT Exhibit 9(b) AMENDMENT NO. 1 TO MASTER CUSTODIAN AGREEMENT THIS AMENDMENT NO. 1 (this ?Amendment?) to that certain Master Custodian Agreement dated as of September 1, 2005, as amended, modified and supplemented from time to time (the ?Custodian Agreement?), is entered into as of September 15, 2006, by and among each of the entities set forth on Appendix A attached hereto and State Street Bank and |
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| October 12, 2007 |
[NATIXIS LETTERHEAD] October 12, 2007 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 Re:Gateway Trust Registration Statement on Form N-1A File Nos. 333-144744; 811-22099 Ladies and Gentlemen: This letter is in regards to the Registration Statement on Form N-1A of Gateway Fund (the "Fund"), a series of Gateway Trust (the "Registran |
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| October 3, 2007 |
Exhibit (b) AMENDED AND RESTATED BY-LAWS OF GATEWAY TRUST Adopted on June 1, 2007, as Amended and Restated on September 14, 2007 ARTICLE 1 Agreement and Declaration of Trust and Principal Office 1. |
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| October 3, 2007 |
[LOGO] ROPES & GRAY LLP ONE INTERNATIONAL PLACE BOSTON, MA 02110-2624 617-951-7000 F 617-951-7050 BOSTON NEW YORK PALO ALTO SAN FRANCISCO WASHINGTON, DC October 3, 2007 Alexandra Oprescu (202) 508-4622 (202) 383-8369 fax alexandra. |
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| October 3, 2007 |
October 3, 2007 U.S. Securities and Exchange Commission Division of Investment Management 901 E Street, N.W. Washington, D.C. 20549-0504 Attention: Ms. Kimberly A. Browning VIA EDGAR AND OVERNIGHT MAIL Re:Registrant: Gateway Trust File Nos.: 333-141421; 811-22099 Filing Type: N-1A Dear Ms. Browning: Per your request, please find below our responses on behalf of Gateway Trust (the "Trust") to your |
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| October 3, 2007 |
Exhibit (n) Gateway Trust Hansberger International Series Natixis Cash Management Trust Natixis Funds Trust I Natixis Funds Trust II Natixis Funds Trust III Natixis Funds Trust IV Loomis Sayles Funds I Loomis Sayles Funds II Amended and Restated Plan pursuant to Rule 18f-3(d) under the Investment Company Act of 1940 Effective as of September, 2007 Each series of Gateway Trust, Hansberger Internati |
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| October 3, 2007 |
Exhibit (j) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions "Financial Performance" in the Prospectus and "Independent Registered Public Accounting Firm" and "Financial Statements" in the Statement of Additional Information and to the incorporation by reference of our report, dated February 7, 2007, on the financial statements and financial highlights of the Gateway Fund of The Gateway Trust included in the Annual Report to Shareholders for the fiscal year ended December 31, 2006, in Pre-Effective Amendment Number 1 to the Registration Statement (Form N-1A, No. |
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| October 3, 2007 |
As filed with the Securities and Exchange Commission on October 3, 2007. 1933 Act File No. 333-144744 1940 Act File No. 811-22099 ================================================================================ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [] Pre-Effective Amendment No. 1 [X] Post-Effective Amendmen |
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| October 3, 2007 |
As filed with the Securities and Exchange Commission on October 3, 2007 ================================================================================ U. |
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| July 20, 2007 |
As filed with the Securities and Exchange Commission on July 20, 2007. 1933 Act File No. 333- 1940 Act File No. 811-22099 ================================================================================ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] |
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| July 20, 2007 |
Exhibit (p)(1) Natixis Funds Trust I Natixis Funds Trust II Natixis Funds Trust III Natixis Funds Trust IV Natixis Cash Management Trust Loomis Sayles Funds I Loomis Sayles Funds II Gateway Trust Dated , 2007 CODE OF ETHICS In order to ensure that all acts, practices and courses of business engaged in by personnel of the above-named trusts (the "Trusts"), their advisers, subadvisers and underwriters reflect high standards of conduct and comply with the requirements of Section 17(j) of the Investment Company Act of 1940, as amended (the "1940 Act") and Rule 17j-1 thereunder, the Boards of Trustees of each Trust has determined that the Trust shall adopt this Code of Ethics. |
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| July 20, 2007 |
[LOGO OF ROPES & GRAY LLP ROPES & GRAY] ONE INTERNATIONAL PLACE BOSTON, MA 02110-2624 617-951-7000 F 617-951-7050 BOSTON NEW YORK PALO ALTO SAN FRANCISCO WASHINGTON, DC July 20, 2007 Michael A. |
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| July 20, 2007 |
Exhibit (a) GATEWAY TRUST AGREEMENT AND DECLARATION OF TRUST THIS AGREEMENT AND DECLARATION OF TRUST made at Boston, Massachusetts, effective on May 29, 2007 by the Trustees hereunder and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided: WITNESSETH that WHEREAS, this Trust has been formed to carry on the business of an investment company; and WHEREAS, |
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| July 20, 2007 |
Plan for Class A shares of Gateway Fund is incorporated by reference Exhibit (m)(1) GATEWAY FUND Class A 12b-1 Plan (, 2007) This Plan (the "Plan") constitutes the Service Plan relating to the Class A shares of the Gateway Fund (the "Series"), a series of the Gateway Trust, a Massachusetts business trust (the "Trust"). |
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| July 20, 2007 |
Exhibit (b) BY-LAWS OF GATEWAY TRUST ARTICLE 1 Agreement and Declaration of Trust and Principal Office 1. |
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| July 20, 2007 |
Plan for Class C shares of Gateway Fund is incorporated by reference Exhibit (m)(2) GATEWAY FUND Class C Distribution and Service Plan (, 2007) This Plan (the "Plan") constitutes the Distribution and Service Plan relating to the Class C shares of the Gateway Fund (the "Series"), a series of the Gateway Trust, a Massachusetts business trust (the "Trust"). |
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| July 20, 2007 |
Exhibit (q) GATEWAY TRUST POWER OF ATTORNEY We, the undersigned, hereby constitute John M. |
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| July 20, 2007 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such no |
