Podstawowe statystyki
| CIK | 1403275 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First Trust Dividend and Income Fund
SEC Filings (Chronological Order)
Na tej stronie znajduje się pełna, chronologiczna lista zgłoszeń SEC, z wyłączeniem zgłoszeń własności, które udostępniamy gdzie indziej.
| January 26, 2017 |
First Trust Dividend and Income Fund ORDR UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No. 32443 / January 25, 2017 _ In the Matter of : : FIRST TRUST DIVIDEND & INCOME FUND : 120 East Liberty Drive : Suite 400 : Wheaton, IL 60187 : : (811-22080) : : ORDER UNDER SECTION 8(f) OF THE INVESTMENT CO |
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| January 4, 2017 |
First Trust Dividend and Income Fund NTC SECURITIES AND EXCHANGE COMMISSION Release No. IC-32407 Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 December 30, 2016 The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of December 2016. A copy of each application may be obtained via the Commission’s website by se |
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| November 30, 2016 |
First Trust Dividend and Income Fund AMENDED APPLICATION FOR DEREGISTRATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8F APPLICATION FOR DEREGISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. GENERAL IDENTIFYING INFORMATION 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction I above): [X] MERGER [ ] LIQUIDATION [ ] ABANDONMENT OF REGISTRATION (Note: Abandonments of Registration answer only |
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| October 31, 2016 |
First Trust Dividend and Income Fund APPLICATION FOR DEREGISTRATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8F APPLICATION FOR DEREGISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. GENERAL IDENTIFYING INFORMATION 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction I above): [X] MERGER [ ] LIQUIDATION [ ] ABANDONMENT OF REGISTRATION (Note: Abandonments of Registration answer only |
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| October 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22080 - First Trust Dividend Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) (Zip c |
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| October 28, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| October 3, 2016 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ANNOUNCES JOINT SHAREHOLDER APPROVAL OF FIRST TRUST DIVIDEND AND INCOME FUND'S MERGER INTO FIRST TRUST HIGH INCOME ETF, AN ACTIVELY-MANAGED EXCHANGE-TRADED FUND Wheaton, IL - (BUSINESS WIRE) - October 3, 2016 - First Trust Advisors L.P. ("FTA") announced today that shareholders of First Trust Dividend and Income Fund (NYSE: FAV), a closed |
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| October 3, 2016 |
- - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 3, 2016 First Trust Dividend and Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22080 39-2057966 (State or Other Jurisdiction (Commiss |
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| September 26, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 9/23/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 1,898,751 8. SHARED VOTING P |
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| September 22, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 9/21/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 1,793,545 8. SHARED VOTING P |
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| August 30, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 8/29/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 1,688,924 8. SHARED VOTING P |
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| August 9, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 8/8/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 1,597,795 8. SHARED VOTING PO |
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| July 28, 2016 |
Submission of Matters to a Vote of Shareholders The Joint Annual Meeting of Shareholders of the Common Shares of the First Trust Dividend and Income Fund was held on April 22, 2016 (the "Annual Meeting"). |
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| July 27, 2016 |
First Trust Dividend and Income Fund ESP CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 July 27, 2016 VIA EDGAR CORRESPONDENCE Karen Rossotto, Esq. |
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| July 27, 2016 |
First Trust Dividend and Income Fund ESP 3983993.03.23.B.4030838.01.01.D.docx 4199659 FIRST TRUST DIVIDEND AND INCOME FUND FIRST TRUST HIGH INCOME ETF A MESSAGE FROM THE CHAIRMAN OF THE BOARD OF TRUSTEES _ _, 2016 Dear Shareholder: I am writing to you to ask for your vote on a very important matter that will significantly affect your investment in First Trust Dividend and Income Fund (“FAV”) or First Trust High Income ETF (“FTHI”), as ap |
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| July 27, 2016 |
First Trust Dividend and Income Fund ESP FIRST TRUST EXCHANGE-TRADED FUND VI 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON, ILLINOIS 60187 July 27, 2016 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, N. |
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| July 15, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 7/14/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 1,477,741 8. SHARED VOTING P |
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| July 5, 2016 |
First Trust Dividend and Income Fund ESP CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 July 5, 2016 VIA EDGAR CORRESPONDENCE Karen Rossotto, Esq. |
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| April 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22080 - First Trust Dividend Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) (Zip c |
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| April 25, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| April 21, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 04/20/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 1,393,362 8. SHARED VOTING |
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| March 23, 2016 |
First Trust Dividend and Income Fund DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on March 23, 2016. =============================================================================== 1940 Act File No. 811-22080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the registrant [X] Filed by a party o |
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| March 21, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 03/18/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 1,301,628 8. SHARED VOTING |
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| March 10, 2016 |
FAV / First Trust Dividend and Income Fund / MORGAN STANLEY - MSSB EXIT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.5)* FIRST TRUST DIVIDEND & INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33731L100 - (CUSIP Number) February 29, 2016 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| March 3, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 03/02/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 1,236,369 8. SHARED VOTING |
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| February 25, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SC 13D/A 1 thirda.txt SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 2/24/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 1,151, |
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| February 16, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 2/11/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 1,045,631 8. SHARED VOTING |
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| February 11, 2016 |
FAV / First Trust Dividend and Income Fund / MORGAN STANLEY - ST MSSB AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.4)* FIRST TRUST DIVIDEND & INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33731L100 - (CUSIP Number) December 31, 2015 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| February 4, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 2/3/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 943,652 8. SHARED VOTING POWE |
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| January 28, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 1/27/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 620,432 8. SHARED VOTING POW |
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| January 19, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 1/15/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 566,130 8. SHARED VOTING POW |
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| January 19, 2016 |
Exhibit A: Full Value Partners L.P. 250 Pehle Ave, Suite 708 Saddle Brook, NJ 07663 (201) 556-0092 // Fax: (201) 556-0097 // [email protected] January 15, 2016 W. Scott Jardine, Esq. Secretary and Chief Legal Officer First Trust Dividend and Income Fund 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 Dear Mr. Jardine: Full Value Partners L.P. is a member of the Bulldog Investors |
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| January 8, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of W. |
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| December 16, 2015 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 12/15/15 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 501,049 8. SHARED VOTING PO |
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| December 10, 2015 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 12/9/15 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 419,044 8. SHARED VOTING POW |
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| November 5, 2015 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SC 13D/A 1 thirda.txt SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 11/4/15 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 364,71 |
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| October 19, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22080 - First Trust Dividend Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) (Zip c |
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| October 19, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| October 6, 2015 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 10/5/15 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 416,483 8. SHARED VOTING POW |
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| September 25, 2015 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 9/15/15 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 371,923 8. SHARED VOTING POWER |
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| July 30, 2015 |
SUBMISSION OF MATTERS TO A VOTE OF SHAREHOLDERS The Joint Annual Meeting of Shareholders of the Common Shares of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund, First Trust Energy Income and Growth Fund, First Trust Enhanced Equity Income Fund, First Trust/Aberdeen Global Opportunity Income Fund, First Trust Mortgage Income Fund, First Trust Strategic High Income Fund |
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| July 28, 2015 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST TRUST DIVIDEND AND INCOME FUND WHEATON, IL - (BUSINESS WIRE) - July 28, 2015 - First Trust Advisors L.P. ("FTA") announced today that First Trust Dividend and Income Fund (NYSE: FAV) (the "Fund") intends to host a conference call with the Leveraged Finance Team of FTA and |
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| July 28, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 28, 2015 First Trust Dividend and Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22080 39-2057966 (State or Other Jurisdiction (Commissio |
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| April 28, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22080 - First Trust Dividend and Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) (Z |
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| April 28, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| March 9, 2015 |
First Trust Dividend and Income Fund DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on March 9, 2015. =============================================================================== 1940 Act File No. 811-22080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the registrant [X] Filed by a party ot |
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| February 17, 2015 |
FAV / First Trust Dividend and Income Fund / MORGAN STANLEY - MSSB AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.3)* FIRST TRUST DIVIDEND & INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33731L100 - (CUSIP Number) December 31, 2014 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| February 4, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 4, 2015 First Trust Dividend and Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22080 39-2057966 (State or Other Jurisdiction (Commis |
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| February 4, 2015 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST TRUST DIVIDEND AND INCOME FUND WHEATON, IL - (BUSINESS WIRE) - February 4, 2015 - First Trust Advisors L.P. ("FTA") announced today that First Trust Dividend and Income Fund (NYSE: FAV) (the "Fund") intends to host a conference call with the Leveraged Finance Team of FTA |
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| October 28, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| October 28, 2014 |
First Trust Dividend & Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22080 - First Trust Dividend and Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) (Z |
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| August 26, 2014 |
FAV / First Trust Dividend and Income Fund / Sims Capital Management LLC Activist Investment CUSIP No. 33731L100 Page of 8 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Dividend and Income Fund (Name of Issuer) Shares of beneficial interest, par value $0.01 per share (Title of Class of Securities) 33731L100 (CUSIP Number) David C. Sims, President, Sims Capital Management |
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| July 30, 2014 |
- - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 30, 2014 First Trust Dividend and Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22080 39-2057966 (State or Other Jurisdiction (Commissio |
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| July 30, 2014 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST DIVIDEND AND INCOME FUND WHEATON, IL - (BUSINESS WIRE) - July 30, 2014 - First Trust Advisors L.P. ("FTA") announced today that First Trust Dividend and Income Fund (NYSE: FAV) (the "Fund") intends to host a conference call with the Leveraged Finance Team of FTA and Chart |
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| July 29, 2014 |
The Joint Annual Meeting of Shareholders of the Common Shares of First Trust Energy Infrastructure Fund, Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund, First Trust Energy Income and Growth Fund, First Trust Enhanced Equity Income Fund, First Trust/Aberdeen Global Opportunity Income Fund, First Trust Mortgage Income Fund, First Trust Strategic High Income Fund II, First Trust/Aberdeen Emerging Opportunity Fund, First Trust Specialty Finance and Financial Opportunities Fund, First Trust Dividend and Income Fund, First Trust High Income Long/Short Fund, First Trust MLP and Energy Income Fund and First Trust Intermediated Duration Preferred & Income Fund was held on April 23, 2014 (the "Annual Meeting"). |
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| July 29, 2014 |
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this [ ] day of March, 2014 by and among First Trust Dividend and Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L. |
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| July 21, 2014 |
FIRST TRUST ADVISORS LP CORRESP - - First Trust Closed-End Funds First Trust Series Fund July 21, 2014 Securities and Exchange Commission 100 F Street, N. |
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| June 3, 2014 |
EX-7.1 2 cg414a.htm EXHIBIT 7.1 June 2, 2014 Board of Trustees First Trust Dividend and Income Fund (“Fund”) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 Re: First Trust Dividend and Income Fund (“Fund” or “FAV”) Gentlemen: We appreciate that Fund management, including First Trust CEO James Bowen and Trustee Robert Keith, recently took the time to meet with us, and to hear our views. We hop |
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| June 3, 2014 |
FAV / First Trust Dividend and Income Fund / Sims Capital Management LLC Activist Investment CUSIP No. 33731L100 Page 1 of 8 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Dividend and Income Fund (Name of Issuer) Shares of beneficial interest, par value $0.01 per share (Title of Class of Securities) 33731L100 (CUSIP Number) David C. Sims, President, Sims Capital Management |
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| May 28, 2014 |
- DEFINITIVE ADDITIONAL MATERIALS As filed with the Securities and Exchange Commission on May 28, 2014. =============================================================================== 1933 Act File No. 333-143792 1940 Act File No. 811-22080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the regist |
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| April 24, 2014 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22080 - First Trust Dividend and Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) (Z |
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| April 24, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| April 9, 2014 |
As filed with the Securities and Exchange Commission on April 9, 2014. =============================================================================== 1940 Act File No. 811-22080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the registrant [X] Filed by a party ot |
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| April 9, 2014 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 April 9, 2014 VIA EDGAR CORRESPONDENCE Ms. |
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| April 9, 2014 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, IL 60603 April 9, 2014 Securities and Exchange Commission 100 F Street, N. |
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| March 24, 2014 |
As filed with the Securities and Exchange Commission on March 24, 2014. =============================================================================== 1940 Act File No. 811-22080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the registrant [X] Filed by a party o |
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| March 24, 2014 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, IL 60603 March 24, 2014 Securities and Exchange Commission 100 F Street, N. |
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| March 12, 2014 |
As filed with the Securities and Exchange Commission on March 12, 2014. =============================================================================== 1940 Act File No. 811-22080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the registrant [X] Filed by a party o |
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| February 24, 2014 |
PRESS RELEASE SOURCE: First Trust Dividend and Income Fund & First Trust Enhanced Equity Income Fund FIRST TRUST DIVIDEND AND INCOME FUND & FIRST TRUST ENHANCED EQUITY INCOME FUND BOARD APPROVES INTERIM AND NEW INVESTMENT SUB-ADVISORY AGREEMENT WITH CHARTWELL INVESTMENT PARTNERS INC. |
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| February 24, 2014 |
Regulation FD Disclosure - CURRENT REPORT - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 21, 2014 First Trust Dividend and Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22080 39-2057966 (State or Other Jurisdiction (Commi |
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| February 10, 2014 |
FAV / First Trust Dividend and Income Fund / MORGAN STANLEY - MSSB AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2)* FIRST TRUST DIVIDEND & INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33731L100 - (CUSIP Number) December 31, 2013 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| January 8, 2014 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS ANNOUNCES PROPOSED CHANGE OF CONTROL OF CHARTWELL INVESTMENT PARTNERS L.P., INVESTMENT SUB-ADVISOR TO FIRST TRUST DIVIDEND AND INCOME FUND AND FIRST TRUST ENHANCED EQUITY INCOME FUND Wheaton, IL - (BUSINESS WIRE) - January 8, 2014 - First Trust Advisors L.P. ("FTA") announced today that Chartwell Investment Partners L.P. ("Chartw |
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| January 8, 2014 |
- - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 8, 2014 First Trust Dividend and Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22080 39-2057966 (State or Other Jurisdiction (Commiss |
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| November 8, 2013 |
FAV / First Trust Dividend and Income Fund / MORGAN STANLEY - MSSB AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* FIRST TRUST DIVIDEND & INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33731L100 - (CUSIP Number) October 31, 2013 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| October 17, 2013 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| October 17, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22080 - First Trust Active Dividend Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) |
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| August 29, 2013 |
- DEFINITIVE ADDITIONAL MATERIALS As filed with the Securities and Exchange Commission on August 29, 2013. =============================================================================== 1933 Act File No. 333-143792 1940 Act File No. 811-22080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the reg |
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| August 6, 2013 |
- DEFINITIVE ADDITIONAL MATERIALS As filed with the Securities and Exchange Commission on August 6, 2013. =============================================================================== 1933 Act File No. 333-143792 1940 Act File No. 811-22080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the regi |
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| July 29, 2013 |
SUBMISSION OF MATTERS TO A VOTE OF SHAREHOLDERS The Joint Annual Meeting of Shareholders of the Common Shares of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund, First Trust Energy Income and Growth Fund, First Trust Enhanced Equity Income Fund, First Trust/Aberdeen Global Opportunity Income Fund, First Trust Mortgage Income Fund, First Trust Strategic High Income Fund II, First Trust/Aberdeen Emerging Opportunity Fund, First Trust Specialty Finance and Financial Opportunities Fund, First Trust Dividend and Income Fund (formerly known as First Trust Active Dividend Income Fund), First Trust High Income Long/Short Fund and First Trust Energy Infrastructure Fund was held on April 17, 2013 (the "Annual Meeting"). |
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| July 10, 2013 |
As filed with the Securities and Exchange Commission on July 10, 2013. =============================================================================== 1933 Act File No. 333-143792 1940 Act File No. 811-22080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the regis |
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| June 28, 2013 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 June 28, 2013 VIA EDGAR CORRESPONDENCE - Ms. |
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| June 12, 2013 |
As filed with the Securities and Exchange Commission on June 12, 2013. =============================================================================== 1933 Act File No. 333-143792 1940 Act File No. 811-22080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the regis |
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| June 12, 2013 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, IL 60603 June 12, 2013 Securities and Exchange Commission 100 F Street, N. |
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| April 29, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22080 First Trust Active Dividend Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) ( |
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| April 29, 2013 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| March 19, 2013 |
As filed with the Securities and Exchange Commission on March 19, 2013. =============================================================================== 1940 Act File No. 811-22080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the registrant [X] Filed by a party o |
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| February 14, 2013 |
FAV / First Trust Dividend and Income Fund / MORGAN STANLEY - ST MSSB INITIAL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* FIRST TRUST ACTIVE DIVIDEND INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33731L100 - (CUSIP Number) December 31, 2012 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| October 26, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22080 - First Trust Active Dividend Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) |
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| October 26, 2012 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| July 26, 2012 |
The Joint Annual Meeting of Shareholders of the Common Shares of First Trust Energy Income and Growth Fund, First Trust Enhanced Equity Income Fund, First Trust/Aberdeen Global Opportunity Income Fund, First Trust Mortgage Income Fund, First Trust Strategic High Income Fund II, First Trust/Aberdeen Emerging Opportunity Fund, First Trust Specialty Finance and Financial Opportunities Fund, First Trust Active Dividend Income Fund, Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund, First Trust High Income Long/Short Fund and First Trust Energy Infrastructure Fund was held on Monday, April 18, 2012 (the "Annual Meeting"). |
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| June 19, 2012 |
PRESS RELEASE Source: First Trust Active Dividend Income Fund FIRST TRUST ACTIVE DIVIDEND INCOME FUND ANNOUNCES MODIFIED INVESTMENT STRATEGY AND ADDITION OF OPTION OVERLAY STRATEGY. |
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| June 19, 2012 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 18, 2012 First Trust Active Dividend Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22080 39-2057966 (State or Other Jurisdiction (Commis |
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| April 17, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22080 - First Trust Active Dividend Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) |
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| April 17, 2012 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| March 16, 2012 |
As filed with the Securities and Exchange Commission on March 16, 2012. =============================================================================== 1940 Act File No. 811-22080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the registrant [X] Filed by a party o |
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| October 19, 2010 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 October 19, 2010 Via EDGAR Correspondence - Mr. |
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| September 24, 2010 |
As filed with the Securities and Exchange Commission on September 24, 2010. =============================================================================== 1940 Act File No. 811-22080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the registrant [X] Filed by a par |
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| September 24, 2010 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 September 24, 2010 Securities and Exchange Commission 100 F Street, N. |
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| April 8, 2010 |
First Trust Active Dividend Income Fund 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 April 8, 2010 Securities and Exchange Commission 100 F Street, N. |
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| March 11, 2010 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 March 11, 2010 Securities and Exchange Commission 100 F Street, N. |
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| March 11, 2010 |
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 18th day of February, 2010 by and among First Trust Active Dividend Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L. |
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| March 11, 2010 |
As filed with the Securities and Exchange Commission on March 11, 2010 ================================================================================ 1933 Act File No. |
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| March 11, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. |
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| November 23, 2009 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 November 20, 2009 Securities and Exchange Commission 100 F Street, N. |
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| November 23, 2009 |
As filed with the Securities and Exchange Commission on November 20, 2009. =============================================================================== 1933 Act File No. 333-143792 1940 Act File No. 811-22080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Filed by the |
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| November 20, 2009 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 November 20, 2009 Securities and Exchange Commission 100 F Street, N. |
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| November 20, 2009 |
PRELIMINARY COPY-DRAFT OF NOVEMBER 20, 2009 FIRST TRUST ACTIVE DIVIDEND INCOME FUND 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 December , 2009 Dear Shareholders: The accompanying materials relate to the Special Meeting of Shareholders (referred to as the "Meeting") of First Trust Active Dividend Income Fund (the "Fund"). |
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| November 9, 2009 |
October 27, 2009 By Facsimile to 312-701-2361 Walter L. Draney, Esq. Chapman and Cutler LLP 111 West Monroe Street Chicago, Illinois 60603 Re: First Trust Active Dividend Income Fund (the “Fund”) File Nos. 811-22080 and 333-161666 Dear Mr. Draney: We have reviewed the registration statement on Form N-2 filed September 1, 2009, on behalf of the Fund to register additional shares of common stock in |
