Podstawowe statystyki
| LEI | 5493004TQH04FOW4AB32 |
| CIK | 913662 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to
SEC Filings (Chronological Order)
Na tej stronie znajduje się pełna, chronologiczna lista zgłoszeń SEC, z wyłączeniem zgłoszeń własności, które udostępniamy gdzie indziej.
| October 25, 2019 |
ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. N-8F ORDR - - begin 644 filename1 M)5!$1BTQ+C8-)>+CS],-"C0W(# @;V)J#3P\+TQI;F5A0C-=!^B&2# *VR"<4-"F5N9'-T7!E+U!A9V4^/@UE;F1O8FH-3 @ M,"!O8FH-/#PO1FEL=&5R+T9L871E1&5C;V1E+T9I$#"R@, M!F14I\I8\"BG9")WMTIG6PM",'*M6JKGTY#,%(O'-\W3Z>(4= M30/JG^*'!!6QK91-MV1>5H7,\6K9FN24DCLKUG6QE!3[[ M,08$PW#W\JCPF$?B;MUCI)JK]!:4KX8W3RF0%"4GPTWLS9V6Z<]W27%U'P M?1+G1WOL-M9&$% Z;*:;OOAHPUOQUB(?8\" *!V!7. |
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| September 27, 2019 |
ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. N-8F NTC - - begin 644 filename1 M)5!$1BTQ+C8-)>+CS],-"C,X(# @;V)J#3P\+TQI;F5A/6?@8F182N(R\"( M3OQG7/4'(, Q0,. |
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| July 16, 2019 |
ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. N-8F - - N-8F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8F APPLICATION FOR DEREGRISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for description, see Instruction 1 above): x Merger o Liquidation o Abandonment of Registration (Note: Abandonments of Registration answer only questi |
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| June 11, 2018 |
SC 13G/A 1 wfaberdeenem-00301t102x.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) ABERDEEN EMERGING MKTS SMALL (Name of Issuer) COM (Title of Class of Securities) 00301T102 (CUSIP Number) May 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| May 9, 2018 |
SCHEDULE 13G/A CUSIP No: 00301T102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 0 6)SHARED VOTING POWER: - 7)SOLE DISPOSITIVE |
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| April 30, 2018 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE AMERICAN LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 11, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) |
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| March 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor |
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| March 29, 2018 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| March 28, 2018 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| March 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor |
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| March 17, 2018 |
ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. 425 (Prospectus) Filed by Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Aberdeen Chile Fund, Inc. File No. 333-221577 FOR IMMEDIATE RELEASE For More Information Contact: Aberdeen Asset Management Inc. Investor Relation |
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| February 6, 2018 |
SCHEDULE 13G/A CUSIP No: 00301T102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,367,382 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| January 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) ABERDEEN EMERGING MKTS SMALL (Name of Issuer) COM (Title of Class of Securities) 00301T102 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| January 26, 2018 |
CH / Aberdeen Chile Fund, Inc. 425 (Prospectus) Filed by Aberdeen Chile Fund, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?) Subject Companies: The Asia Tigers Fund, Inc. Exchange Act File No. 005-52869 Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.; Exchange Act File No. 005-47548 Aberdee |
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| January 9, 2018 |
SCHEDULE 13G/A CUSIP No: 00301T102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,367,382 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| December 29, 2017 |
XETFX / Aberdeen Emerging Markets Small 425 (Prospectus) Filed by Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. Investment Company Act File No. 811-08076 Aberdeen Chile Fund, Inc. Investme |
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| November 15, 2017 |
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT EX-99.9.a AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Amended and Restated Master Custodian Agreement (the ?Agreement?) is made as of June 1, 2010 by and among each management investment company identified on Appendix A hereto (each such management investment company and each management investment company made subject to this Agreement in accordance with Section 21.5 below, shall hereinaf |
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| November 15, 2017 |
EX-99.13.B 8 a17-246361ex99d13db.htm EX-99.13.B EX-99.13.b SUB-ADMINISTRATION AGREEMENT Agreement dated as of June 1, 2010 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”), and Aberdeen Asset Management Inc., a Delaware corporation (the “Administrator”). WHEREAS, Aberdeen Funds (the “Trust”) is an open-end management investment company com |
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| November 15, 2017 |
ABERDEEN CHILE FUND, INC. (a Maryland Corporation) POWER OF ATTORNEY EX-99.16.B 15 a17-246361ex99d16db.htm EX-99.16.B EX-99.16.b ABERDEEN CHILE FUND, INC. (a Maryland Corporation) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned as officers of ABERDEEN CHILE FUND, INC. (the “Fund”), a Maryland Corporation, hereby constitutes and appoints Alan Goodson, Megan Kennedy, Jennifer Nichols and Lucia Sitar, and each of them with power to act w |
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| November 15, 2017 |
Exhibit 99.9.b January 29, 2014 State Street Bank and Trust Company 1200 Crown Colony Drive Crown Colony Office Park Quincy, MA 02169 Attention: Judith I. Charny, Vice President Re: Each Aberdeen fund identified on Exhibit A hereto (each, a “Fund”) Ladies and Gentlemen: Please be advised that each Fund has been incorporated and registered as a closed-end management investment company under the Inv |
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| November 15, 2017 |
AMENDMENT NO. 1 INVESTMENT ADVISORY AGREEMENT EX-99.6.b AMENDMENT NO. 1 TO INVESTMENT ADVISORY AGREEMENT AMENDMENT, effective as of the day of , 2017 between ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC. (the ?Company?) (formerly known as the Aberdeen Chile Fund Inc.) and ABERDEEN ASSET MANAGERS LIMITED (the ?Adviser?) to that certain Investment Advisory Agreement between the Company and the Adviser dated March 1, 2012 (the ?Agreement?). |
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| November 15, 2017 |
AMENDMENT TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT EX-99.9.d AMENDMENT TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Amendment to Amended and Restated Custodian Agreement (the ?Amendment?) is made as June 1, 2015, by and among each Fund (as defined below) and State Street Bank and Trust Company, a Massachusetts trust company (?Custodian?). WHEREAS, each management investment company identified on Appendix A thereto (each, a ?Fund?) and C |
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| November 15, 2017 |
As filed with the Securities and Exchange Commission on November 15, 2017 As filed with the Securities and Exchange Commission on November 15, 2017 Securities Act File No. |
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| November 15, 2017 |
ABERDEEN CHILE FUND, INC. (a Maryland Corporation) POWER OF ATTORNEY EX-99.16.a ABERDEEN CHILE FUND, INC. (a Maryland Corporation) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned as directors of ABERDEEN CHILE FUND, INC. (the ?Fund?), a Maryland Corporation, hereby constitutes and appoints Alan Goodson, Megan Kennedy, Jennifer Nichols, Lucia Sitar and Christian Pittard, and each of them with power to act without the others, his or her |
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| November 15, 2017 |
FORM OF ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC. EXPENSE LIMITATION AGREEMENT EX-99.13.p FORM OF ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC. EXPENSE LIMITATION AGREEMENT AGREEMENT, effective as of [ ], between Aberdeen Emerging Markets Equity Income Fund, Inc. (the “Fund”), a Maryland corporation, and Aberdeen Asset Managers Limited, a Scottish company (the “Adviser”). WHEREAS, the Fund is a closed-end fund registered under the Investment Company Act of 1940, as amen |
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| November 15, 2017 |
Third Amendment to Registrar Transfer Agency and Service Agreement EX-99.13.n Third Amendment to Registrar Transfer Agency and Service Agreement This Third Amendment (?Amendment?), effective as of December 4, 2012 (?Effective Date?), is to the Registrar Transfer Agency and Service Agreement (the ?Agreement?) made as of March 1, 2003, between Computershare Inc. f/k/a EquiServe, Inc. (?Computershare?), and Computershare Trust Company, N.A. f/k/a EquiServe Trust Com |
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| November 15, 2017 |
AMENDMENT TO SUB-ADMINISTRATION AGREEMENT EX-99.13.D 10 a17-246361ex99d13dd.htm EX-99.13.D EX-99.13.d AMENDMENT TO SUB-ADMINISTRATION AGREEMENT This Amendment to Sub-Administration Agreement (the “Amendment”) is made as of June 1, 2015, by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”), and Aberdeen Asset Management Inc., a Delaware corporation (the “Administrator”). WHEREAS, the S |
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| November 15, 2017 |
FORM OF AMENDMENT TO MASTER CUSTODIAN AGREEMENT Exhibit 99.9.c FORM OF AMENDMENT TO MASTER CUSTODIAN AGREEMENT THIS AMENDMENT TO THE MASTER CUSTODIAN AGREEMENT (the ?Amendment?) is made and entered into as of March 5, 2014 by and among the funds that are parties to the Master Custodian Agreement dated as of June 1, 2010, as amended (the ?Agreement?) as listed on Appendix A, which shall be amended from time to time (the ?Fund Parties?), and STAT |
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| November 15, 2017 |
EX-99.16.C 16 a17-246361ex99d16dc.htm EX-99.16.C EX-99.16.c CERTIFICATE OF SECRETARY The undersigned Secretary for Aberdeen Funds (the “Trust”) hereby certifies that the Board of Trustees of the Trust duly adopted the following resolution on October 2, 2017: RESOLVED, that the Board of Directors of the Acquiring Fund hereby approve and authorize the use of the Powers of Attorney, presented to and |
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| November 15, 2017 |
EX-99.13.C 9 a17-246361ex99d13dc.htm EX-99.13.C EX-99.13.c January 29, 2014 State Street Bank and Trust Company 4 Copley Place, 5th Floor Boston, MA 02116 Attention: Fund Administration Legal Department Re: Each Aberdeen fund identified on Exhibit A hereto (each, a “Fund”) Ladies and Gentlemen: Please be advised that each Fund has been incorporated and registered as a closed-end management investm |
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| November 15, 2017 |
Exhibit 99.13.a ADMINISTRATION AGREEMENT Agreement made as of this 1st day of April, 2014, by and between the funds listed in Exhibit A, each a Maryland corporation (each a ?Fund? and together, the ?Funds?), and Aberdeen Asset Management Inc., a Delaware corporation (the ?Administrator?) (this ?Agreement?). WHEREAS, each Fund operates as a closed-end non-diversified management investment company, |
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| November 15, 2017 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 November 15, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Aberdeen Chile Fund, Inc. |
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| November 15, 2017 |
EX-99.13.O 12 a17-246361ex99d13do.htm EX-99.13.O EX-99.13.o FEE AND SERVICE SCHEDULE FOR STOCK TRANSFER SERVICES between Each of The Aberdeen Closed-End Funds Listed on Schedule A and COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A. This Fee and Service Schedule is by and between, Computershare Inc. (“Computershare”) and Computershare Trust Company, N.A. (the “Trust Company”), (collectivel |
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| October 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) |
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| October 5, 2017 |
EXHIBIT A Standstill Agreement This Agreement is entered into as of October 3, 2017 (including the exhibit(s) hereto, this "Agreement"), by and between City of London Investment Management Company Limited ("CoL") and, severally and not jointly, each fund identified in Exhibit A, as may be mutually agreed to and amended from time to time (each a "Fund" and together the "Funds") (each Fund with CoL, the "Parties," and each individually a "Party"). |
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| October 4, 2017 |
Aberdeen Chile Fund 425 (Prospectus) Filed by Aberdeen Chile Fund, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended (the Exchange Act) Subject Companies: Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.; Exchange Act File No. 005-47548 Aberdeen Latin America Equity Fund, Inc. Exchange Act File No. 005 |
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| September 28, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| September 28, 2017 |
Aberdeen Emerging Markets Smaller Co Opportunities Fund, Inc. - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor |
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| July 26, 2017 |
SCHEDULE 13D CUSIP No: 00301T102 1)NAME OF REPORTING PERSON Public Employees Retirement System of Ohio I. |
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| June 29, 2017 |
EX-99.77D POLICIES 2 77DABE.txt DIVERSIFICATION Sub-Item 77D(b) The Fund was previously registered as a non- diversified investment company. Pursuant to current positions of the SEC staff, an investment company that is non-diversified but then operates continuously as diversified for three years becomes a diversified investment company. Accordingly, the Fund has become a diversified investment com |
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| June 29, 2017 |
Sub Item 77Q1 A m e n d m e n t t o t h e B y - L a w s o f Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. |
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| June 21, 2017 |
Exhibit 16.1 June 20, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K, as part of the Form 8-K of Aberdeen Emerging Mark |
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| June 21, 2017 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2017 Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-08076 13-3739905 (State or other j |
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| March 31, 2017 |
Aberdeen Emerging Markets Smaller Co Opportunities Fund, Inc. - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor |
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| March 31, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| March 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 0 |
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| February 16, 2017 |
Aberdeen Emerging Markets Small DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| February 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 7, 2017 |
SCHEDULE 13G/A CUSIP No: 00301T102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,857,316 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| January 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) ABERDEEN EMERGING MKTS SMALL (Name of Issuer) COM (Title of Class of Securities) 00301T102 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| January 18, 2017 |
Aberdeen Emerging Markets Small 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2017 Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-08076 13-3739905 (State or othe |
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| January 18, 2017 |
Amendment to the By-Laws of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. Ex- 3(ii) Amendment to the By-Laws of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. |
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| December 30, 2016 |
Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. |
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| September 28, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| September 28, 2016 |
Aberdeen Emerging Markets Small N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor |
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| March 30, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| March 30, 2016 |
Aberdeen Emerging Markets Small N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 a16-56733nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08076 Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (Exact name of registrant as specified in charter) 1735 Market Street, 32nd Floor Philadelphia, |
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| February 18, 2016 |
Aberdeen Emerging Markets Small DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| February 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 4, 2016 |
SCHEDULE 13G/A CUSIP No: 00301T102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,864,222 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| September 24, 2015 |
Aberdeen Emerging Markets Small N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor |
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| September 24, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| July 17, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2015 Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-08076 13-3739905 (State or other j |
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| July 17, 2015 |
Exhibit 99.1 Press Release FOR IMMEDIATE RELEASE For More Information Contact: Aberdeen Asset Management Inc. Investor Relations 800-522-5465 [email protected] ABERDEEN EMERGING MARKETS SMALLER COMPANY OPPORTUNITIES FUND, INC. ANNOUNCES CHANGE IN NYSE-MKT TICKER SYMBOL Philadelphia, July 17, 2015 ? Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (the ?Fund?) a |
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| April 8, 2015 |
SCHEDULE 13G/A CUSIP No: 00301T102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,933,784 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| April 8, 2015 |
r13daemergingmarketstelecommfundtrans SCHEDULE 13D/A CUSIP No: 00301T102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS 2/17/2015 (2,200) 13. |
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| April 8, 2015 |
r13daEmerging Market Telecom SCHEDULE 13D/A CUSIP No: 00301T102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| March 25, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 a15-59842ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a mater |
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| March 25, 2015 |
Aberdeen Emerging Markets Small N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor |
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| February 19, 2015 |
CH / Aberdeen Chile Fund, Inc. DEF 14A - - DEF 14A DEF 14A 1 a15-36041def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| February 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 30, 2014 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. |
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| November 6, 2014 |
r13daemergingmarketstelecommfundtrans SCHEDULE 13D/A CUSIP No: 00301T102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 7/25/2014 (100) 14. |
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| November 6, 2014 |
SC 13D/A 1 r13daemerg.htm SCHEDULE 13D/A CUSIP No: 00301T102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 05-0530199 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a)o (b)o 3)SEC USE ONLY: 4)SOURCE OF FUNDS: OO 5)CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): o 6)CITIZENSHIP OR PLACE OF ORGANIZATIO |
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| September 25, 2014 |
Aberdeen Emerging Markets Smaller Co Opportunities Fund, Inc. - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor |
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| September 25, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| March 27, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (formerly, Aberdeen Emerging Markets Telecommunications and Infrastruct |
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| March 27, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 a14-87483ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (formerly, Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc.); |
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| February 19, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 30, 2013 |
To the Board of Directors and Shareholders To the Board of Directors and Shareholders of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. |
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| September 26, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (formerly, Aberdeen Emerging Markets Telecommunications and Infrastruct |
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| September 26, 2013 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (formerly, Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc.); 2. Based on my knowledge, this report does not |
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| June 28, 2013 |
ABERDEEN EMERGING MARKETS SMALLER COMPANY OPPORTUNITIES FUND, INC. (formerly, Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc.) Registration No. 811-08076 FORM N-SAR Semi-Annual Period Ended April 30, 2013 SUB-ITEM 77D: Policies with respect to security investments The response to question 77D regarding policies with respect to security investments submitted to a vote of |
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| June 28, 2013 |
EX-99.77C VOTES 2 ex77c.htm SHAREHOLDER VOTES ABERDEEN EMERGING MARKETS SMALLER COMPANY OPPORTUNITIES FUND, INC. (formerly, Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc.) Registration No. 811-08076 FORM N-SAR Semi-Annual Period Ended April 30, 2013 SUB-ITEM 77C: Matters submitted to a vote of security holders The response to question 77C regarding Matters submitted to |
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| March 26, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (Formerly, Aberdeen Emerging Markets Telecommunications and Infrastruct |
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| March 26, 2013 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (formerly, Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc.); 2. Based on my knowledge, this report does not |
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| February 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| January 14, 2013 |
CORRESP 19 filename19.htm 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 January 14, 2013 VIA EDGAR Ed Bartz Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc. Preliminary Proxy Statement Filed on December 26, 2012 Investment Compa |
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| January 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| December 28, 2012 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc. |
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| December 28, 2012 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc. |
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| December 26, 2012 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 VIA EDGAR December 26, 2012 Securities and Exchange Commission 100 F Street, N. |
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| December 26, 2012 |
PRE 14A 1 a12-299441pre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| December 10, 2012 |
EX-1 3 r13da-emergtran.htm SCHEDULE 13D/A CUSIP No: 00301T102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 9/14/2012 200 20.68 10/25/2012 (6,150) 20.64 11/1/2012 (8,500) 20.67 11/2/2012 (8,770) 20.75 11/5/2012 (2,300) 20.68 11/6/2012 (12,457) 20.61 11/7/2012 (700) 20.32 11/12/2012 (2,432) 20.06 11/13/2012 (2,3 |
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| December 10, 2012 |
SC 13D/A 1 r13daemerg.htm SCHEDULE 13D/A CUSIP No: 00301T102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 05-0530199 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a)o (b)o 3)SEC USE ONLY: 4)SOURCE OF FUNDS: OO 5)CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): o 6)CITIZENSHIP OR PLACE OF ORGANIZATIO |
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| September 26, 2012 |
Exhibit 99.CERT Section 302 Certification I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| September 26, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc. Address of principal executive offices: c/o 1735 Market Street, |
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| August 6, 2012 |
August 6, 2012 VIA EDGAR Christina DiAngelo Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| June 29, 2012 |
Results of Annual General Meeting of Shareholders Results of Annual General Meeting of Shareholders (unaudited) The Annual Meeting of Shareholders of the Fund was held on March 22, 2012 at 1735 Market Street, Philadelphia, Pennsylvania. |
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| March 30, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc. Address of principal executive offices: c/o 1735 Market Stree |
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| March 30, 2012 |
Exhibit 99.CERT Section 302 Certification I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| February 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| February 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 29, 2011 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc. |
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| October 7, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| September 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc. Address of principal executive offices: c/o 1735 Market Stree |
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| August 3, 2011 |
SCHEDULE 13D/A CUSIP No: 00301T102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| August 3, 2011 |
SCHEDULE 13D/A CUSIP No: 00301T102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 6/9/2011 (1,000) 18. |
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| July 28, 2011 |
SCHEDULE 13D/A CUSIP No: 00301T102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 5/26/2011 (1,900) 18. |
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| July 28, 2011 |
r13daEmerging Market Telecom SCHEDULE 13D/A CUSIP No: 00301T102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| May 20, 2011 |
SCHEDULE 13D/A CUSIP No: 00301T102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| May 20, 2011 |
SCHEDULE 13D/A CUSIP No: 00301T102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 4/1/2011 (53,185) 18.83 4/5/2011 (1,119) 19.06 4/8/201 (801) 19.18 5/3/2011 (7,100) 19.06 5/3/2011 3,100 19.11 5/4/2011 3,500 19.15 5/16/2011 (25,000) 18.64 5/18/2011 (8,319) 18.75 |
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| March 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc. Address of principal executive offices: c/o 1735 Market Stree |
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| March 30, 2011 |
I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| March 9, 2011 |
SCHEDULE 13D/A CUSIP No: 00301T102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| March 9, 2011 |
SCHEDULE 13D/A CUSIP No: 00301T102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 2/24/2011 (-1,201) 17.62 2/25/2011 (-8,809) 17.70 3/1/2011 (-400) 17.78 3/2/2011 (-11,600) 17.70 3/08/2011 (-17,990) 17.84 |
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| February 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| December 30, 2010 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Aberdeen Emerging Markets Telecommunications and Infrastructure Fund, Inc. |
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| November 18, 2010 |
SCHEDULE 13D/A CUSIP No: 00301T102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 11/17/2009 -80,000 18.30 |
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| November 18, 2010 |
SCHEDULE 13D/A CUSIP No: 00301T102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| September 28, 2010 |
I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Telecommunications Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
|
| September 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Telecommunications Fund, Inc. Address of principal executive offices: c/o 1735 Market Street, 32nd Floor Phila |
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| March 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: Aberdeen Emerging Markets Telecommunications Fund, Inc. Address of principal executive offices: c/o 1735 Market Street, 32nd Floor Phila |
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| March 30, 2010 |
Exhibit 99.CERT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Emerging Markets Telecommunications Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
|
| February 9, 2010 |
EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 4, 2010 |
SCHEDULE 13D/A CUSIP No: 290890102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 12/23/2009 (-900) 16.54 |
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| February 4, 2010 |
SCHEDULE 13D/A CUSIP No: 290890102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| February 3, 2010 |
SCHEDULE 13D/A CUSIP No: 290890102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| February 3, 2010 |
r13daemergingmarketstelecommfundtrans SCHEDULE 13D/A CUSIP No: 290890102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 12/23/2009 (-900) 16.54 |
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| January 27, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| December 30, 2009 |
SUB-ITEM 77Q2: Item 405 The Emerging Markets Telecommunications Fund, Inc. Section 16(a) Beneficial Ownership Reporting Compliance A Form 3 for the below individuals was not filed within the required regulatory timeframe: Hugh Young Vice President Vincent McDevitt Chief Compliance Officer William Baltrus Vice President Jennifer Nichols Vice President Lucia Sitar Vice President Alan Goodson Vice Pr |
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| December 30, 2009 |
INVESTMENT ADVISORY AGREEMENT THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. SUB-ITEM 77Q1: Exhibit 1 INVESTMENT ADVISORY AGREEMENT THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. |
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| December 30, 2009 |
On December 31, 2008, Aberdeen Asset Management PLC, entered into an agreement to purchase parts of the asset management business of Credit Suisse. |
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| December 30, 2009 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of The Emerging Markets Telecommunications Fund In planning and performing our audit of the financial statements of The Emerging Markets Telecommunications Fund (lithe Fund") as of and for the year ended October 31,2009, in accordance with the standards of the Public Company Accounting Oversight Board |
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| September 29, 2009 |
I, Christian Pittard, certify that: Exhibit 99.CERT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of The Emerging Markets Telecommunications Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| September 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-08076 Exact name of registrant as specified in charter: The Emerging Markets Telecommunications Fund, Inc. Address of principal executive offices: c/o 1735 Market Street, 32nd Floor Philadelph |
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| September 18, 2009 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting p |
|
| August 14, 2009 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting p |
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| August 7, 2009 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting p |
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| August 4, 2009 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting p |
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| July 30, 2009 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned's true and lawful attorneys-in-fact to: 1. |
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| July 30, 2009 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. Bieber, David J. Harris, David M. Geffen, Brian S. Vargo, Karl Paulson Egbert, Victoria M. Szybillo, Jennifer Nichols, Lucia Sitar, Alan Goodson, Megan Kennedy William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorne |
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| July 30, 2009 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned's true and lawful attorneys-in-fact to: 1. |
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| July 30, 2009 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned's true and lawful attorneys-in-fact to: 1. |
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| July 30, 2009 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned's true and lawful attorneys-in-fact to: 1. |
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| July 30, 2009 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned's true and lawful attorneys-in-fact to: 1. |
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| July 28, 2009 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. |
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| July 27, 2009 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. |
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| July 27, 2009 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting p |
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| July 27, 2009 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting p |
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| July 27, 2009 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting p |
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| July 27, 2009 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting p |
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| July 23, 2009 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. |
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| July 23, 2009 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned?s true and lawful attorneys-in-fact to: 1. |
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| July 23, 2009 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. |
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| July 23, 2009 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned?s true and lawful attorneys-in-fact to: 1. |
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| July 23, 2009 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. |
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| July 23, 2009 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. |
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| July 23, 2009 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. |
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| June 26, 2009 |
SUB-ITEM 77Q2: Item 405 The Emerging Markets Telecommunications Fund, Inc. Section 16(a) Beneficial Ownership Reporting Compliance Director Filing Status Form # Transaction Enrique Arzac Late Form 4 2 James Cattano Late Form 4 2 Walter Eberstadt Late Form 4 1 Steven Rappaport Late Form 4 2 Martin Torino Late Form 4 1 |
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| June 26, 2009 |
THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. ARTICLES SUPPLEMENTARY Exhibit 77Q1a THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. ARTICLES SUPPLEMENTARY THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC., a Maryland corporation having its principal Maryland office in Baltimore City, Maryland (hereinafter called the ?Corporation?), hereby certifies to the State Department of Assessments and Taxation of Maryland (the ?Department?) that: FIRST: Under a power conta |
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| May 8, 2009 |
SCHEDULE 13G/A(#1) - EMERGING MARKETS TELECOMMUNICATIONS ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| April 7, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| March 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| March 23, 2009 |
I, George R. Hornig, certify that: Exhibit 99.CERT I, George R. Hornig, certify that: 1. I have reviewed this report on Form N-Q of The Emerging Markets Telecommunications Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| March 23, 2009 |
Item 1: Schedule of Investments SIGNATURES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08076 THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. (Exact name of registrant as specified in charter) c/o Credit Suisse Asset Management, LLC Eleven Madison Avenue New York, New York 10010 |
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| January 9, 2009 |
CITY OF LONDON INVESTMENT MANAGEMENT CO. ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 - SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 30, 2008 |
Report of Independent Registered Public Accounting Firm Exhibit 77.B Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of The Emerging Markets Telecommunications Fund, Inc. In planning and performing our audit of the financial statements of The Emerging Markets Telecommunications Fund, Inc. (the “Fund”) as of and for the year ended October 31, 2008, in accordance with the standards of the Public Company |
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| December 9, 2008 |
CITY OF LONDON INVESTMENT MANAGEMENT CO. ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 - SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| September 26, 2008 |
I, George R. Hornig, certify that: Exhibit 99.CERT I, George R. Hornig, certify that: 1. I have reviewed this report on Form N-Q of The Emerging Markets Telecommunications Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| September 26, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08076 THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. (Exact name of registrant as specified in charter) c/o Credit Suisse Asset Management, LLC Eleven Madison Avenue New York, New York 10010 |
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| March 28, 2008 |
Item 1: Schedule of Investments SIGNATURES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08076 THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. (Exact name of registrant as specified in charter) c/o Credit Suisse Asset Management, LLC Eleven Madison Avenue New York, New York 10010 |
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| March 28, 2008 |
I, Lawrence D. Haber, certify that: Exhibit 99.CERT I, Lawrence D. Haber, certify that: 1. I have reviewed this report on Form N-Q of The Emerging Markets Telecommunications Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| March 3, 2008 |
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT N/A 1. NAME OF REPORTING PERSON Phillip Goldstein 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA 7. SOLE VOTING POWER 420,456 8. SHARED VOTING POWER 0 9. SOLE DISPOSITI |
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| December 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| September 24, 2007 |
Item 1: Schedule of Investments SIGNATURES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08076 THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. (Exact name of registrant as specified in charter) c/o Credit Suisse Asset Management, LLC Eleven Madison Avenue New York, New York 10010 |
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| September 24, 2007 |
/s/Keith M. Schappert Name: Keith M. Schappert Title: Chief Executive Officer Exhibit 99.CERT I, Keith M. Schappert, certify that: 1. I have reviewed this report on Form N-Q of The Emerging Markets Telecommunications Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
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| June 29, 2007 |
AMENDMENT TO THE SECOND AMENDED AND RESTATED BYLAWS OF THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. |
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| June 15, 2007 |
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 5/31/07 1. NAME OF REPORTING PERSON Phillip Goldstein 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA 7. SOLE VOTING POWER 637,786 8. SHARED VOTING POWER 0 9. SOLE DISPO |
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| March 28, 2007 |
I, Keith M. Schappert, certify that: Exhibit 99.CERT I, Keith M. Schappert, certify that: 1. I have reviewed this report on Form N-Q of The Emerging Markets Telecommunications Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
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| March 28, 2007 |
Item 1: Schedule of Investments SIGNATURES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08076 THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. (Exact name of registrant as specified in charter) c/o Credit Suisse Asset Management, LLC Eleven Madison Avenue New York, New York 10010 |
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| December 28, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| September 28, 2006 |
Exhibit 99.CERT I, Steven Plump, certify that: 1. I have reviewed this report on Form N-Q of The Emerging Markets Telecommunications Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| September 28, 2006 |
Item 1: Schedule of Investments SIGNATURES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-8076 THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. (Exact name of registrant as specified in charter) c/o Credit Suisse Asset Management, LLC 466 Lexington Avenue New York, New York 10017 ( |
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| June 29, 2006 |
For the Period Novermber 01, 2005 through April 30, 2006 10f-3 Transactions Emerging Markets Telecommunications Fund, Inc. |
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| June 12, 2006 |
EMERGING MARKETS TELECOMMUNICATIONS FUND SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Emerging Markets Telecommunications Fund - - (Name of Issuer) Capital Stock - - (Title of Class of Securities) 290890102 - - (CUSIP Number) La |
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| May 12, 2006 |
EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. May 12, 2006 SEC Headquarters 100 F Street, NE Washington, D.C. 20549 To Whom It May Concern: Please be advised that the submission made on May 10, 2006 on behalf of The Emerging Markets Telecommunications Fund, Inc. (the "Fund") (811-08076) (Accession No: 0000891804-06-001630) on Form N-8A/A under the Investment Company Act of 1940 should be disregarded as it was made in error. Should you have an |
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| May 11, 2006 |
AMENDMENT TO FORM 8-A/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 10, 2006 |
AMENDMENT TO FORM 8-A/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 1, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 811-08076 - The Emerging Markets Telecommunications Fund, Inc., New York Stock Exchange - - (Exact name of Issuer as specified in its charter, and name of Exchange where security |
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| March 31, 2006 |
I, Steven Plump, certify that: Exhibit 99.Cert I, Steven Plump, certify that: 1. I have reviewed this report on Form N-Q of The Emerging Markets Telecommunications Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| March 31, 2006 |
Item 1: Schedule of Investments SIGNATURES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-8076 THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. (Exact name of registrant as specified in charter) c/o Credit Suisse Asset Management, LLC 466 Lexington Avenue New York, New York 10017 (A |
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| March 1, 2006 |
Amendment No.2 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* The Emerging Markets Telecommunications Fund, Inc. (Name of Issuer) Capital Stock, par value $0.001 per share (Title of Class of Securities) 290890102 (CUSIP Number) January 30, 2006 (Date of Event Which Requires Filing of |
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| February 13, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The Emerging Markets Telecommunications Fund, Inc. (Name of Issuer) Capital Stock, par value $0.001 per share (Title of Class of Securities) 290890102 (CUSIP Number) December 31, 2005 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| January 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant /X/ Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule |
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| October 24, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 The Emerging Markets Telecommunications Fund, Inc. (Name of Issuer) Capital Stock, par value $0.001 per share (Title of Class of Securities) 290890102 (CUSIP Number) October 18, 2005 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| September 29, 2005 |
I, Steven Plump, certify that: Exhibit 99.CERT I, Steven Plump, certify that: 1. I have reviewed this report on Form N-Q of The Emerging Markets Telecommunications Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| September 29, 2005 |
Item 1: Schedule of Investments SIGNATURES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-8076 THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. (Exact name of registrant as specified in charter) c/o Credit Suisse Asset Management, LLC 466 Lexington Avenue New York, New York 10017 (A |
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| June 29, 2005 |
RESULTS OF ANNUAL MEETING OF SHAREHOLDERS (UNAUDITED) After the failure to achieve a quorum of shareholders on the original meeting date of February 4, 2005 and reconvened meetings held on February 25, 2005 and March 1, 2005, the Board of Directors concluded that a quorum of shareholders was not likely to be achieved at its 2005 Annual Meeting of Shareholders (the "Meeting") and therefore the Meeting was not reconvened. |
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| March 31, 2005 |
I, Michael E. Kenneally, certify that: Exhibit 99.CERT I, Michael E. Kenneally, certify that: 1. I have reviewed this report on Form N-Q of The Emerging Markets Telecommunications Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| March 31, 2005 |
Item 1: Schedule of Investments SIGNATURES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-8076 THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. (Exact name of registrant as specified in charter) c/o Credit Suisse Asset Management, LLC 466 Lexington Avenue New York, New York 10017 (A |
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| February 14, 2005 |
SCHEDULE 13G/A CUSIP No: 290890102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,018,945 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| January 31, 2005 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [ ] Filed by a Party other than the Registrant [X] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Sec. |
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| January 28, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant /X/ Filed by a party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) |
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| January 20, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| January 19, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant /X/ Filed by a party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) |
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| January 19, 2005 |
DEFINITIVE ADDITIONAL MATERIALS SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 18, 2005 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [ ] Filed by a Party other than the Registrant [X] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [] Definitive Additional Materials [ ] Soliciting Material Pursuant to Sec. |
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| January 10, 2005 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [ ] Filed by a Party other than the Registrant [X] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [] Definitive Additional Materials [ ] Soliciting Material Pursuant to Sec. |
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| January 7, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant /X/ Filed by a party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) |
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| September 29, 2004 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 99.Cert CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Michael E. Kenneally, certify that: 1. I have reviewed this report on Form N-Q of The Emerging Market Telecommunications Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light o |
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| September 29, 2004 |
Item 1: Schedule of Investments SIGNATURES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-8076 THE EMERGING MARKET TELECOMMUNICATIONS FUND, INC. (Exact name of registrant as specified in charter) c/o Credit Suisse Asset Management, LLC 466 Lexington Avenue New York, New York 10017 (A |
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| September 14, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 14, 2004 THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. (Exact name of registrant as specified in its charter) Maryland 005-47548 133739905 - - - - (State or other juris |
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| September 14, 2004 |
Exhibit 99.1 The Emerging Markets Telecommunications Fund, Inc. 466 Lexington Avenue New York, New York 10017 FOR IMMEDIATE RELEASE Contact: Investor Relations (800) 293-1232 THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. DISCLOSES INFORMATION TO BE PRESENTED AT A MEETING WITH AN INVESTOR NEW YORK, SEPTEMBER 14, 2004 Credit Suisse Asset Management, LLC ("CSAM"), the investment adviser to The E |
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| July 28, 2004 |
EX77C On March 25, 2004, the Annual Meeting (the "Meeting") of Shareholders of The Emerging Markets Telecommunications Fund, Inc. |
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| February 27, 2004 |
SCHEDULE 13G/A CUSIP No: 290890102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,017,045 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| February 23, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant /X/ Filed by a party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) |
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| February 17, 2004 |
r13gaemergingmktfund SCHEDULE 13G/A CUSIP No: 290890102 1)NAME OF REPORTING PERSON S. |
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| February 5, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant /X/ Filed by a party other than the Registrant / / Check the appropriate box: /X/ Preliminary Proxy Statement / / CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE |
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| January 8, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements filed Pursuant to Rules 13d-1(b), (c), and (d) and Amendments thereto filed Pursuant to Rule 13d-2(b) (Amendment No. 1)1 The Emerging Markets Telecommunications Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 290890102 (CUSIP Number) December 31, 20 |
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| December 18, 2003 |
SCHEDULE 13D DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 12/18/2003 1. NAME OF REPORTING PERSON Phillip Goldstein 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA 7. SOLE VOTING POWER 371,168 8. SHARED VOTING POWER |
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| February 27, 2003 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 18, 2003 |
SCHEDULE 13G/A CUSIP No: 290890102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Freres & Co. LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: New York NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,176,945 6)SHARED VOTING POWER: 3,573 7)SOLE DISP |
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| February 12, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. |
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| January 14, 2003 |
5 1 f5smith-etf011403.txt - OMB APPROVAL - OMB Number: 3235-0362 Expires: January 31, 2005 Estimated average burden hours per response.........1.0 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Compan |
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| December 10, 2002 |
SCHEDULE 13G Amendment No. 3 The Emerging Markets Telecommunications Fund Incorporated Common Stock Cusip #290890102 Cusip #290890102 Item 1: Reporting Person - FMR Corp. Item 4: Commonwealth of Massachusetts Item 5: 0 Item 6: 0 Item 7: 0 Item 8: 0 Item 9: 0 Item 11: 0.000% Item 12: HC Cusip #290890102 Item 1: Reporting Person - Edward C. Johnson 3d Item 4: United States of America Item 5: 0 Item |
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| December 10, 2002 |
SCHEDULE 13G Amendment No. 2 The Emerging Markets Telecommunications Fund Incorporated Common Stock Cusip #290890102 Cusip #290890102 Item 1: Reporting Person - FMR Corp. Item 4: Commonwealth of Massachusetts Item 5: 0 Item 6: 0 Item 7: 634,769 Item 8: 0 Item 9: 634,769 Item 11: 5.00% Item 12: HC Cusip #290890102 Item 1: Reporting Person - Edward C. Johnson 3d Item 4: United States of America Item |
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| December 6, 2002 |
Exhibit (b)(3) SECOND AMENDMENT TO CREDIT AGREEMENT This Second Amendment to Credit Agreement (this "SECOND AMENDMENT") is entered into as of this 20TH day of June, 2001, by and among each investment management company identified on the signature pages hereof, on behalf of itself or its respective investment portfolios identified thereon, severally and not jointly (collectively, the "BORROWERS", a |
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| December 6, 2002 |
THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. - - OFFER TO PURCHASE FOR CASH UP TO 1,902,606 OF ITS ISSUED AND OUTSTANDING SHARES AT 95% OF NET ASSET VALUE PER SHARE - - THE OFFER WILL EXPIRE AT 5:00 P.M. EASTERN TIME ON NOVEMBER 21, 2001, UNLESS THE OFFER IS EXTENDED. TO THE SHAREHOLDERS OF THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC.: The Emerging Markets Telecommunications Fund, Inc. |
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| December 6, 2002 |
LETTER OF TRANSMITTAL TO ACCOMPANY SHARES OF COMMON STOCK, $0.001 PAR VALUE OF THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. (THE "FUND") TENDERED PURSUANT TO THE OFFER TO PURCHASE DATED OCTOBER 24, 2001 - - THE OFFER WILL EXPIRE AT 5:00 P.M. EASTERN TIME ON NOVEMBER 21, 2001, UNLESS THE OFFER IS EXTENDED - - THE DEPOSITARY: EQUISERVE TRUST COMPANY, N.A. DEPOSITARY ADDRESSES: BY FIRST CLASS M |
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| December 6, 2002 |
THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. 466 LEXINGTON AVENUE 16TH FLOOR NEW YORK, NEW YORK 10017 OCTOBER 24, 2001 DEAR SHAREHOLDER: The Emerging Markets Telecommunications Fund, Inc. (the "Fund") is offering to purchase 1,902,606 of its issued and outstanding shares of common stock at a price equal to 95% of the net asset value per share determined as of the close of the regular trading |
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| December 6, 2002 |
GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 OBTAINING A NUMBER If you do not have a taxpayer identification number or you do not know your number, obtain Form SS-5, Application for a Social Security Number Card, or Form SS-4, Application for Employer Identification Number, at the local office of the Social Security Administration or the Internal Revenue Service (the "IRS") and apply for a number. |
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| December 6, 2002 |
EX-99.(A)(5) 7 a2093965zex-99a5.txt EXHIBIT 99.(A)(5) FORM OF LETTER TO CLIENTS OF BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES REGARDING THE OFFER BY THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. TO PURCHASE FOR CASH 1,617,215 OF ITS ISSUED AND OUTSTANDING SHARES AT 95% OF NET ASSET VALUE PER SHARE To Our Clients: Pursuant to your request, enclosed for your consider |
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| December 6, 2002 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 8, 2002 - - - - SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 6, 2002 |
FORM OF LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES REGARDING THE OFFER BY THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. |
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| December 6, 2002 |
NOTICE OF GUARANTEED DELIVERY REGARDING THE OFFER BY THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. |
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| December 6, 2002 |
NOTICE OF GUARANTEED DELIVERY REGARDING THE OFFER BY THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. |
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| December 6, 2002 |
THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. - - OFFER TO PURCHASE FOR CASH UP TO 1,617,215 OF ITS ISSUED AND OUTSTANDING SHARES AT 95% OF NET ASSET VALUE PER SHARE - - THE OFFER WILL EXPIRE AT 5:00 P.M. EASTERN TIME ON NOVEMBER 6, 2002, UNLESS THE OFFER IS EXTENDED. TO THE SHAREHOLDERS OF THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC.: The Emerging Markets Telecommunications Fund, Inc., |
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| December 6, 2002 |
Exhibit (a)(10) The Emerging Markets Telecommunications Fund, Inc. (NYSE: ETF) November 28, 2001 FOR IMMEDIATE RELEASE - - Contact: Investor Relations Credit Suisse Asset Management, LLC 1-800-293-1232 Emerging Markets Telecommunications Fund Announces Final Results of Tender Offer New York, November 28, 2001 - The Emerging Markets Telecommunications Fund, Inc. (the "Fund") today announced that, i |
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| December 6, 2002 |
As filed with the Securities and Exchange Commission on October 2, 2002 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 6, 2002 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 24, 2001 - - - - SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 6, 2002 |
FORM OF LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES REGARDING THE OFFER BY THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. |
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| December 6, 2002 |
Exhibit (a)(9) The Emerging Markets Telecommunications Fund, Inc. (NYSE: ETF) November 21, 2001 FOR IMMEDIATE RELEASE Contact: Investor Relations Credit Suisse Asset Management, LLC 1-800-293-1232 Emerging Markets Telecommunications Fund Announces Preliminary Results of Tender Offer NEW YORK-(BUSINESS WIRE)-November 21, 2001-The Emerging Markets Telecommunications Fund, Inc. (the "Fund") today ann |
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| December 6, 2002 |
LETTER OF TRANSMITTAL TO ACCOMPANY SHARES OF COMMON STOCK, $0.001 PAR VALUE OF THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. (THE "FUND") TENDERED PURSUANT TO THE OFFER TO PURCHASE DATED OCTOBER 8, 2002 - - THE OFFER WILL EXPIRE AT 5:00 P.M. EASTERN TIME ON NOVEMBER 6, 2002, UNLESS THE OFFER IS EXTENDED - - THE DEPOSITARY: EQUISERVE TRUST COMPANY, N.A. DEPOSITARY ADDRESSES: BY FIRST CLASS MAI |
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| December 6, 2002 |
AMENDMENT NO. 1 TO TENDER OFFER STATEMENT SC TO-I/A 1 emt976465a.txt AMENDMENT NO. 1 TO TENDER OFFER STATEMENT As filed with the Securities and Exchange Commission on November 29, 2001 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - Schedule TO/A Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amen |
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| December 6, 2002 |
As filed with the Securities and Exchange Commission on October 10, 2001 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 6, 2002 |
FORM OF LETTER TO CLIENTS OF BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES REGARDING THE OFFER BY THE EMERGING MARKETS TELECOMMUNICATIONS FUND, INC. |
