Podstawowe statystyki
| CIK | 1027596 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Advisors Series Trust - VegTech Plant-based Innovation & Climate ETF
SEC Filings (Chronological Order)
Na tej stronie znajduje się pełna, chronologiczna lista zgłoszeń SEC, z wyłączeniem zgłoszeń własności, które udostępniamy gdzie indziej.
| March 31, 2026 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com March 31, 2026 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the following series of ADVISORS SERIES TRUST, under the Exchan |
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| March 30, 2026 |
As filed with the Securities and Exchange Commission on March 30, 2026 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 3, 2026 |
SCHARF INVESTMENTS, LLC STATEMENT OF POLICIES AND PROCEDURES December 2025 Page ii INTRODUCTION 1 A. |
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| February 3, 2026 |
Filed with the U.S. Securities and Exchange Commission on February 3, 2026 1933 Act Registration File No. 333-17391 1940 Act File No. 811-07959 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ X ] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 1188 [ X ] and REGISTRATION STATEMENT UNDER THE INV |
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| February 3, 2026 |
As the independent verification firm for Scharf Investments, LLC (“Scharf”), we hereby consent Docusign Envelope ID: 011A4AFF-3BA2-4669- A0C8-9B91C37FBA12 CONSENT OF INDEPENDENT VERIFICATION FIRM As the independent verification firm for Scharf Investments, LLC (“Scharf”), we hereby consent to reference to the firm-wide Global Investment Performance Services (GIPS) verification of Scharf for the period through December 31, 2024, issued by Adviser Compliance Associates, LLC doing business as ACA Group, successor by merger to ACA Performance Services, LLC, and to related references to our firm, included in or made a part of the Prospectus dated January 28, 2026, for the Scharf Multi-Asset Opportunity Fund. |
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| September 29, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated September 19, 2025, relating to the financial statements and financial highlights of Coho Relative Value Equity Fund, a series of Managed Portfolio Series, which are included in Form N-CSR for the year ended July 31, 2025, and |
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| September 29, 2025 |
POWER OF ATTORNEY Each undersigned Trustee of Advisors Series Trust (the “'Trust”) hereby appoints Jeffrey T. |
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| September 29, 2025 |
As filed with the U.S. Securities and Exchange Commission on September 26, 2025 Registration No. 333- U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] (Check appropriate box or boxes) ADVISORS SERIES TRUST (Exact Name of Registrant as Specified in Charter |
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| September 29, 2025 |
4906-5089-7260, v.1 Advisors Series Trust on behalf of Huber Select Large Cap Value Fund c/o U.S. Bank Global Fund Services PO Box 701 Milwaukee WI 53201 Managed Portfolio Series on behalf of Coho Relative Value Equity Fund 777 East Wisconsin Avenue, 5th Floor Milwaukee, Wisconsin 53202 Re:Acquisition of Assets of Coho Relative Value Equity Fund Ladies and Gentlemen: You have asked for our opinion |
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| September 29, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Advisors Series Trust and to the use of our report dated December 30, 2024 on the financial statements and financial highlights of the Huber Select Large Cap Value Fund, Huber Small Cap Value Fund, Huber Large Cap Value Fund, and Huber Mid Cap Value Fund, each a series of Advisor Series Trust, appearing in Form N-CSR for the year ended October 31, 2024 which are also incorporated by reference into the Registration Statement. |
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| September 29, 2025 |
[PROXY ID NUMBER HERE] [BAR CODE HERE] [CUSIP HERE] PROXY CARD Coho Relative Value Equity Fund SIGN, DATE AND VOTE ON THE REVERSE SIDE PROXY VOTING OPTIONS YOUR VOTE IS IMPORTANT NO MATTER HOW MANY SHARES YOU OWN. |
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| September 29, 2025 |
September 26, 2025 Huber Select Large Cap Value Fund, a series of Advisors Series Trust 615 East Michigan Street Milwaukee, WI 53202 Ladies and Gentlemen: We have been requested by Advisors Series Trust, a Delaware statutory trust with transferable shares (the “Trust”) established under an Amended and Restated Agreement and Declaration of Trust dated October 18, 2018 (the “Declaration”), for our opinion with respect to certain matters relating to the Huber Select Large Cap Value Fund (the “Acquiring Fund”). |
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| August 28, 2025 |
August 22, 2025 Advisors Series Trust, a Delaware statutory trust, on behalf of Scharf Global Opportunity Fund Advisors Series Trust, a Delaware statutory trust, on behalf of Scharf Global Opportunity ETF 615 East Michigan Street Milwaukee, Wisconsin 53202 Re: Acquisition of Assets of Scharf Global Opportunity Fund Ladies and Gentlemen: You have asked for our opinion as to certain Federal income tax consequences of the transactions described below. |
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| August 28, 2025 |
August 22, 2025 Advisors Series Trust, a Delaware statutory trust, on behalf of Scharf Fund Advisors Series Trust, a Delaware statutory trust, on behalf of Scharf ETF 615 East Michigan Street Milwaukee, Wisconsin 53202 Re: Acquisition of Assets of Scharf Fund Ladies and Gentlemen: You have asked for our opinion as to certain Federal income tax consequences of the transactions described below. |
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| August 28, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 28, 2025 Registration No. 333-287091 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 Pre-Effective Amendment No. Post-Effective Amendment No. 1 (Check appropriate box or boxes.) ADVISORS SERIES TRUST (Exact Name of Registrant as Specified in Charter) 615 East Michigan Street Milwaukee, Wisconsin 53202 (Add |
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| August 22, 2025 |
The Nasdaq Stock Market LLC, 1100 New York Ave. NW, Suite 310E, Washington, DC 20005 Eun Ah Choi Senior Vice President Global Head of Regulatory Operations August 22, 2025 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on August 5, 2025, The Nasdaq Stock Market (the "Exchange |
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| August 5, 2025 |
As filed with the Securities and Exchange Commission on August 5, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 24, 2025 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 July 24, 2025 VIA EDGAR TRANSMISSION Ms. Mindy Rotter U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Dear Ms. Rotter: This correspondence resp |
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| July 18, 2025 |
UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No. |
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| July 15, 2025 |
URGENT: YOUR RESPONSE IS CRITICAL Filed by Advisors Series Trust (SEC File No. 333-17391) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Scharf Fund and Scharf Global Opportunity Fund SEC File No. 811-07959 URGENT: YOUR RESPONSE IS CRITICAL Dear Shareholder: The Scharf Fund has called a special meeting |
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| June 20, 2025 |
SCHARF FUND Issues you care about are up for a vote. Please vote your proxy now. Dear valued investor, We have yet to receive your proxy voting instructions for Scharf Fund. Make your voice heard. Vote today so we can avoid adjournment of the special shareholder meeting scheduled on August 6, 2025. Join your fellow shareholders and vote now. If you have questions or need assistance, call 1-844-202 |
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| June 18, 2025 |
SECURITIES AND EXCHANGE COMMISSION Investment Company Act Release No. 35642; 812-15789 Advisors Series Trust and Distribution Cognizant, LLC June 17, 2025. AGENCY: Securities and Exchange Commission (“Commission” or “SEC”). ACTION: Notice. Notice of an application under section 6(c) of the Investment Company Act of 1940 (“Act”) for an exemption from section 15(a) of the Act, as well as from certai |
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| June 6, 2025 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 June 6, 2025 Ms. Samantha A. Brutlag and Ms. Mindy Rotter U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File No.: 333-287091 Dear Ms. Brutlag and Ms. Rotter: This correspondenc |
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| June 4, 2025 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 June 4, 2025 Ms. Samantha A. Brutlag and Ms. Mindy Rotter U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File No.: 333-287091 Dear Ms. Brutlag and Ms. Rotter: This correspondenc |
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| May 20, 2025 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 May 20, 2025 Ms. Mindy Rotter U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File No.: 333-287091 Dear Ms. Rotter: This correspondence is being filed in response to comments the |
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| May 9, 2025 |
Filed with the U.S. Securities and Exchange Commission on May 8, 2025 1933 Act Registration File No. 333-17391 1940 Act File No. 811-07959 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ X ] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 1173 [ X ] and REGISTRATION STATEMENT UNDER THE INVESTME |
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| May 9, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form N-1A of our report dated May 7, 2025, relating to the special purpose schedules of investments as of January 31, 2025, to be acquired by Scharf ETF and Scharf Global Opportunity ETF, and to the reference to our firm under the heading “Financial Statements” in the Statement of Additional Information. |
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| May 8, 2025 |
ADVISORS SERIES TRUST DISTRIBUTION PLAN (12b-1 Plan) ADVISORS SERIES TRUST DISTRIBUTION PLAN (12b-1 Plan) The following Distribution Plan (the “Plan”) has been adopted pursuant to Rule 12b‑1 under the Investment Company Act of 1940, as amended (the “Act”), by Advisors Series Trust (the “Trust”), a Delaware statutory trust, on behalf of the series of the Trust listed on Schedule A as may be amended from time to time (each, a “Fund”). |
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| May 8, 2025 |
date Advisors Series Trust, a Delaware statutory trust, on behalf of Scharf Fund and Scharf Global Opportunity Fund Advisors Series Trust, a Delaware statutory trust, on behalf of Scharf ETF and Scharf Global Opportunity ETF 615 East Michigan Street Milwaukee, Wisconsin 53202 Re: Acquisition of Assets of Scharf Fund and Scharf Global Opportunity Fund Ladies and Gentlemen: You have asked for our opinion as to certain Federal income tax consequences of the transactions described below. |
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| May 8, 2025 |
ADVISORS SERIES TRUST INVESTMENT SUB-ADVISORY AGREEMENT TIDAL INVESTMENTS LLC ADVISORS SERIES TRUST INVESTMENT SUB-ADVISORY AGREEMENT with TIDAL INVESTMENTS LLC This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of May 7, 2025 by and between SCHARF INVESTMENTS, LLC, a Delaware limited liability company (the “Adviser”), ADVISORS SERIES TRUST (the “Trust”), and TIDAL INVESTMENTS LLC, a Delaware limited liability company with its principal place of business located at 234 West Florida Street, Milwaukee, Wisconsin 53204 (the “Sub-Adviser”). |
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| May 8, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Advisors Series Trust and to the use of our report dated November 27, 2024 on the financial statements and financial highlights of the Scharf Fund and Scharf Global Opportunity Fund, each a series of Advisors Series Trust, appearing in Form N-CSR for the year ended September 30, 2024, which are also incorporated by reference into the Registration Statement. |
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| May 8, 2025 |
FORM OF AMENDMENT TO THE ADVISORS SERIES TRUST FUND SERVICING AGREEMENT Redacted - Fees have been excluded because they are both (1) not material and (2) would likely cause competitive harm to the Registrant if publicly disclosed. |
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| May 8, 2025 |
May 7, 2025 Scharf ETF and Scharf Global Opportunity ETF, each a series of Advisors Series Trust 615 East Michigan Street Milwaukee, WI 53202 Ladies and Gentlemen: We have been requested by Advisors Series Trust, a Delaware statutory trust with transferable shares (the “Trust”) established under an Amended and Restated Agreement and Declaration of Trust dated October 18, 2018 (the “Declaration”), for our opinion with respect to certain matters relating to the Scharf ETF and Scharf Global Opportunity ETF (each, an “Acquiring Fund”). |
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| May 8, 2025 |
POWER OF ATTORNEY Each undersigned Trustee of Advisors Series Trust (the “'Trust”) hereby appoints Jeffrey T. |
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| May 8, 2025 |
THIRD AMENDMENT TO THE ETF DISTRIBUTION AGREEMENT THIRD AMENDMENT TO THE ETF DISTRIBUTION AGREEMENT THIS THIRD AMENDMENT to the ETF Distribution Agreement dated as of December 28, 2021 (the “Agreement”), is entered into by and between the ADVISORS SERIES TRUST, a Delaware business trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor"), with an effective date of May 8, 2025. |
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| May 8, 2025 |
KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date SCHARF INVESTMENTS 615 EAST MICHIGAN STREET MILWAUKEE, WISCONSIN 53202 1. |
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| May 8, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form N-14 of our report dated May 7, 2025, relating to the special purpose schedules of investments as of January 31, 2025, to be acquired by Scharf ETF and Scharf Global Opportunity ETF. |
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| May 8, 2025 |
FORM OF AMENDMENT TO THE ADVISORS SERIES TRUST CUSTODY AGREEMENT Redacted - Fees have been excluded because they are both (1) not material and (2) would likely cause competitive harm to the Registrant if publicly disclosed. |
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| May 8, 2025 |
As filed with the U.S. Securities and Exchange Commission on May 8, 2025 Registration No. 333-[ ] U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] (Check appropriate box or boxes) ADVISORS SERIES TRUST (Exact Name of Registrant as Specified in Charter) 61 |
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| May 8, 2025 |
ADVISORS SERIES TRUST INVESTMENT ADVISORY AGREEMENT SCHARF INVESTMENTS, LLC ADVISORS SERIES TRUST INVESTMENT ADVISORY AGREEMENT with SCHARF INVESTMENTS, LLC This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of May 7, 2025 by and between ADVISORS SERIES TRUST (the “Trust”), a Delaware statutory trust, and SCHARF INVESTMENTS, LLC, a Delaware limited liability company (the “Adviser”). |
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| April 3, 2025 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 April 3, 2025 Deborah O’Neal U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Poplar Forest Partners Fund (S000027249) Poplar Forest Cornerstone |
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| April 1, 2025 |
Logan Capital Broad Innovative Growth ETF Logan Capital Broad Innovative Growth ETF Schedule of Investments January 31, 2025 (Unaudited) COMMON STOCKS - 99. |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RECORD OF AUTOMATIC WITHDRAWAL FORM APP WDG Pursuant to Investment Company Act Rule 0‐5(f)(2)(ii) Applicant Name: Advisors Series Trust, et al. File Number: 812-15667 The applicants did not file an amendment within 30 days responsive to the comments the Commission staff provided on the above-referenced application on January 1 |
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| February 26, 2025 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: oPreliminary Proxy Statement. oConfidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). xDefi |
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| February 25, 2025 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 February 25, 2025 Soo Im-Tang, Esq. U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Poplar Forest Partners Fund (S000027249) Poplar Forest Corn |
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| February 19, 2025 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 February 19, 2025 Mr. David Orlic U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 VegTech™ Plant-based Innovation & Climate ETF Dear Mr. Orlic: |
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| February 11, 2025 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: xPreliminary Proxy Statement. oConfidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). oDefi |
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| December 30, 2024 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com December 30, 2024 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Advisors Series Trust Issuer CIK: 0001027596 Issuer File Number: 333-17391/811-07959 Form Type: 8-A12B Filing Date: December 30, 2024 To Whom It May Concern: Cboe BZX Exchange, Inc. certifies its approval |
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| December 30, 2024 |
As filed with the Securities and Exchange Commission on December 30, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-41192 Advisors Series Trust NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 615 East Michig |
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| November 6, 2024 |
November 6, 2024 Lillian A. Kabakali ADVISORS SERIES TRUST c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 Re: Advisors Series Trust, et al. (File Nos. 812-15639; 803-00272) Dear Ms. Kabakali: By Form APP-WD filed with the Securities and Exchange Commission on October 23, 2024, the above-captioned application, filed under the Investment Company Act of 1940, w |
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| November 6, 2024 |
November 6, 2024 Lillian A. Kabakali ADVISORS SERIES TRUST c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 Re: Advisors Series Trust, et al. (File Nos. 812-15639; 803-00272) Dear Ms. Kabakali: By Form APP-WD filed with the Securities and Exchange Commission on October 23, 2024, the above-captioned application, filed under the Investment Company Act of 1940, w |
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| October 24, 2024 |
ADVISORS SERIES TRUST c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 October 23, 2024 U.S. Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, D.C. 20549 Re: Request for Withdrawal of Application (the “Application”) for an Order of Exemption pursuant to Section 6(c) of the Investment Company Act of 1940, as amended (the “1940 Act”), |
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| July 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). x Def |
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| July 10, 2024 |
SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (FINAL AMENDMENT) Reverb ETF (Name of Issuer) Exchange-Traded Fund (Title of Class of Securities) 00770X253 (CUSIP Number) June 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 9, 2024 |
EX-99.A 2 d751401dex99a.htm EX-99.A EXHIBIT A AGREEMENT February 9, 2024 The undersigned hereby agree to file a joint statement on Schedule 13G under the Securities and Exchange Act of 1934, as amended (the “Act”) with respect to the fund shares issued by Reverb ETF. Each of the undersigned states that it is entitled to individually use Schedule 13G pursuant to Rule 13d-1(b) of the Act. Each of th |
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| February 9, 2024 |
SC 13G 1 d751401dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Reverb ETF (Name of Issuer) Exchange-Traded Fund (Title of Class of Securities) 00770X253 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| October 17, 2023 |
October 17, 2023 Advisors Series Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Advisors Series Trust (the “Trust”) Securities Act Registration No: 333-17391 Investment Company Act Registration No: 811- |
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| September 8, 2023 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 September 8, 2023 Ms. Deborah O’Neal U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Semper MBS Total Return Fund Semper Short Duration Fund De |
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| August 30, 2023 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 August 30, 2023 VIA EDGAR TRANSMISSION Ms. Mindy Rotter U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Dear Ms. Rotter: This correspondence re |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). x Def |
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| August 10, 2023 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 August 10, 2023 Ms. Deborah O’Neal U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Semper MBS Total Return Fund (S000041568) Semper Short Durat |
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| August 9, 2023 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 August 9, 2023 Ms. Deborah O’Neal U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Semper MBS Total Return Fund (S000041568) Semper Short Durati |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement. o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defini |
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| July 7, 2023 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 July 7, 2023 Mr. Bernard Nolan U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Fort Pitt Capital Total Return Fund (S000032592) Dear Mr. Nolan: |
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| May 23, 2023 |
Davidson Multi-Cap Equity Fund Schedule of Investments March 31, 2023 (Unaudited) Shares COMMON STOCKS - 94. |
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| May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| May 1, 2023 |
SEMPER MBS TOTAL RETURN FUND Schedule of Investments - February 28, 2023 (Unaudited) Principal Amount/Shares Value ASSET-BACKED SECURITIES - NON-AGENCY - 0. |
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| May 1, 2023 |
SEMPER SHORT DURATION FUND Schedule of Investments - February 28, 2023 (Unaudited) Principal Amount/Shares Value ASSET-BACKED SECURITIES - NON-AGENCY - 4. |
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| April 20, 2023 |
NPORT-EX 2 mbsfund4.htm PIA MBS BOND FUND Schedule of Investments - February 28, 2023 (Unaudited) Principal Amount/Shares Value ASSET-BACKED SECURITIES 2.2 % Other Asset-Backed Securities 2.2 % CF Hippolyta Issuer LLC $ 1,353,760 1.69%, due 7/15/60, Series 2020-1 Class A (b) $ 1,213,305 Total Asset-Backed Securities (cost $1,353,573) 1,213,305 MORTGAGE-BACKED SECURITIES 91.7 % Commercial Mortgage- |
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| April 20, 2023 |
PIA HIGH YIELD (MACS) FUND Schedule of Investments - February 28, 2023 (Unaudited) Principal Amount/Shares Value COMMON STOCKS 0. |
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| April 20, 2023 |
PIA SHORT-TERM SECURITIES FUND PIA SHORT-TERM SECURITIES FUND Schedule of Investments - February 28, 2023 (Unaudited) Principal Amount/Shares Value ASSET-BACKED SECURITIES 4. |
|
| April 20, 2023 |
PIA HIGH YIELD FUND Schedule of Investments - February 28, 2023 (Unaudited) Principal Amount/Shares Value COMMON STOCKS 0. |
|
| April 20, 2023 |
PIA BBB BOND FUND Schedule of Investments - February 28, 2023 (Unaudited) Principal Amount/Shares Value CORPORATE BONDS 93. |
|
| April 3, 2023 |
Huber Select Large Cap Value Fund NPORT-EX 2 slcv.htm Huber Select Large Cap Value Fund SCHEDULE OF INVESTMENTS at January 31, 2023 (Unaudited) Shares Value COMMON STOCKS - 95.95% Aerospace & Defense - 4.85% 8,593 Northrop Grumman Corp. $ 3,850,008 Automotive - 1.60% 113,227 Goodyear Tire & Rubber Co. (a) 1,273,804 Banking - 18.89% 78,846 Bank of America Corp. 2,797,456 63,368 Citigroup, Inc. 3,309,077 1,000 First Citizens BancSha |
|
| April 3, 2023 |
Reverb ETF Schedule of Investments January 31, 2023 (Unaudited) Shares Value COMMON STOCKS - 97. |
|
| April 3, 2023 |
Huber Large Cap Value Fund SCHEDULE OF INVESTMENTS at January 31, 2023 (Unaudited) Shares Value COMMON STOCKS - 99. |
|
| April 3, 2023 |
NPORT-EX 2 mcv.htm Huber Mid Cap Value Fund SCHEDULE OF INVESTMENTS at January 31, 2023 (Unaudited) Shares Value COMMON STOCKS - 96.71% Aerospace & Defense - 0.76% 150 Northrop Grumman Corp. $ 67,206 Asset Management - 0.26% 109 Virtus Investment Partners, Inc. 23,422 Automotive - 1.03% 8,100 Goodyear Tire & Rubber Co. (a) 91,125 Banking - 18.86% 5,800 Citigroup, Inc. 302,876 450 First Citizens Ba |
|
| April 3, 2023 |
NPORT-EX 2 scv.htm Huber Small Cap Value Fund SCHEDULE OF INVESTMENTS at January 31, 2023 (Unaudited) Shares Value COMMON STOCKS - 93.23% Asset Management - 2.05% 5,681 Virtus Investment Partners, Inc. $ 1,220,733 Automotive - 5.38% 53,048 Commercial Vehicle Group, Inc. (a) 444,542 58,181 Goodyear Tire & Rubber Co. (a) 654,536 72,396 Miller Industries, Inc. 2,100,208 3,199,286 Banking - 21.62% 20, |
|
| March 30, 2023 |
Edgar Lomax Value Fund Schedule of Investments January 31, 2023 (Unaudited) Shares COMMON STOCKS - 95. |
|
| March 30, 2023 |
First Sentier American Listed Infrastructure Fund First Sentier American Listed Infrastructure Fund Schedule of Investments at January 31, 2023 (Unaudited) Shares Value COMMON STOCKS: 81. |
|
| March 30, 2023 |
First Sentier Global Listed Infrastructure Fund First Sentier Global Listed Infrastructure Fund Schedule of Investments at January 31, 2023 (Unaudited) Shares Value COMMON STOCKS: 88. |
|
| March 29, 2023 |
NPORT-EX 2 logan3.htm Logan Capital Broad Innovative Growth ETF Schedule of Investments January 31, 2023 (Unaudited) Shares Value COMMON STOCKS - 99.10% Capital Goods - 7.71% Fastenal Co. 21,433 $ 1,083,438 Lincoln Electric Holdings, Inc. 5,328 889,083 Nordson Corp. 2,884 701,677 United Rentals, Inc. (a) 2,368 1,044,170 3,718,368 Commercial & Professional Services - 4.81% Cintas Corp. 2,529 1,122, |
|
| March 28, 2023 |
Fort Pitt Capital Total Return Fund Fort Pitt Capital Total Return Fund SCHEDULE OF INVESTMENTS January 31, 2023 (Unaudited) COMMON STOCKS - 96. |
|
| March 28, 2023 |
VegTech Plant-based Innovation & Climate ETF NPORT-EX 2 vegtechnport3.htm VegTech Plant-based Innovation & Climate ETF Schedule of Investments - January 31, 2023 (Unaudited) Shares Value COMMON STOCKS 92.4 % Advanced Materials & Production 1.1 % 2,000 Ultrafabrics Holdings Co. Ltd. (c) $ 56,467 Agricultural Chemicals 0.3 % 8,860 Desert Control AS (b) (c) 13,457 Agricultural Operations 10.8 % 6,960 AppHarvest, Inc. (b) 16,983 13,540 Fresh Del |
|
| March 1, 2023 |
Poplar Forest Partners Fund Schedule of Investments at December 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 96. |
|
| March 1, 2023 |
Poplar Forest Cornerstone Fund Schedule of Investments at December 31, 2022 (Unaudited) Shares/Principal Amount Value COMMON STOCKS - 68. |
|
| March 1, 2023 |
Scharf Multi-Asset Opportunity Fund Schedule of Investments December 31, 2022 (Unaudited) Shares COMMON STOCKS - 64. |
|
| March 1, 2023 |
Scharf Global Opportunity Fund Schedule of Investments December 31, 2022 (Unaudited) Shares COMMON STOCKS - 94. |
|
| March 1, 2023 |
Scharf Fund Schedule of Investments December 31, 2022 (Unaudited) Shares COMMON STOCKS - 90. |
|
| February 28, 2023 |
Chase Growth Fund Schedule of Investments at December 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 97. |
|
| February 24, 2023 |
NPORT-EX 2 sdlive.htm Shenkman Capital Short Duration High Income Fund Schedule of Investments December 31, 2022 (Unaudited) Principal Fair Amount Value CORPORATE BONDS - 87.35% (e) AEROSPACE & DEFENSE - 2.91% Howmet Aerospace, Inc. 5.125%, 10/01/2024 $ 5,785,000 $ 5,725,415 TransDigm, Inc. 8.00%, 12/15/2025 (c) 4,503,000 4,577,769 6.25%, 03/15/2026 (c) 13,029,000 12,877,733 6.375%, 06/15/2026 10, |
|
| February 24, 2023 |
Shenkman Capital Floating Rate High Income Fund Schedule of Investments December 31, 2022 (Unaudited) Principal Fair Amount Value BANK LOANS - 83. |
|
| February 7, 2023 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 February 7, 2023 Ms. Samantha Brutlag U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Shenkman Capital Short Duration High Income Fund Dear Ms. |
|
| January 31, 2023 |
CORRESP 1 filename1.htm Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 January 31, 2023 Mr. Bernard Nolan U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Semper MBS Total Return Fund Semper |
|
| January 30, 2023 |
NPORT-EX 2 sc2.htm NPORT-EX Pzena Small Cap Value Fund Schedule of Investments November 30, 2022 (Unaudited) Shares Fair Value COMMON STOCKS - 96.97% Basic Materials - 6.56% Koppers Holdings, Inc. 17,050 $ 507,920 Olin Corp. 50,027 2,850,538 Orion Engineered Carbons S.A. (b) 157,898 2,965,324 6,323,782 Consumer Discretionary - 14.05% Adient PLC (a)(b) 46,432 1,808,062 Dana, Inc. 164,314 2,893,570 |
|
| January 30, 2023 |
NPORT-EX 2 isc3.htm NPORT-EX Pzena International Small Cap Value Fund Schedule of Investments November 30, 2022 (Unaudited) Shares Fair Value COMMON STOCKS - 95.17% Austria - 2.41% ANDRITZ AG 6,715 $ 363,009 Canada - 5.72% Celestica, Inc. (a) 23,385 260,944 Linamar Corp. 7,014 344,299 Transcontinental, Inc. - Class A 20,433 257,321 862,564 France - 5.63% Rexel S.A. 29,700 539,309 Societe BIC S.A. |
|
| January 30, 2023 |
NPORT-EX 2 iv3.htm NPORT-EX Pzena International Value Fund Schedule of Investments November 30, 2022 (Unaudited) Shares Fair Value COMMON STOCKS - 94.41% Brazil - 2.04% Ambev S.A. (a) 244,200 $ 747,750 Ambev S.A. - ADR 13,543 41,306 789,056 China - 3.53% Alibaba Group Holding, Ltd. (a) 72,800 744,688 Alibaba Group Holding, Ltd. - ADR (a) 563 49,296 Trip.com Group, Ltd. - ADR (a) 17,831 569,701 1,3 |
|
| January 30, 2023 |
NPORT-EX 2 em3.htm NPORT-EX Pzena Emerging Markets Value Fund Schedule of Investments November 30, 2022 (Unaudited) Shares Fair Value COMMON STOCKS - 82.44% Brazil - 4.24% Ambev S.A. (a) 9,108,200 $ 27,889,678 Neoenergia S.A. 3,600,950 10,942,985 38,832,663 China - 17.52% Alibaba Group Holding, Ltd. (a) 2,496,700 25,539,317 Baidu, Inc. - ADR (a) 83,918 9,113,495 Baidu, Inc. - Class A (a) 818,650 1 |
|
| January 30, 2023 |
NPORT-EX 2 mc4.htm NPORT-EX Pzena Mid Cap Value Fund Schedule of Investments November 30, 2022 (Unaudited) Shares Fair Value COMMON STOCKS - 98.88% Basic Materials - 6.72% Dow, Inc. 99,810 $ 5,087,315 Olin Corp. 62,764 3,576,293 8,663,608 Consumer Discretionary - 17.35% Gap, Inc. 262,203 3,812,432 Gildan Activewear, Inc. (b) 134,666 3,890,501 Lear Corp. 38,836 5,601,705 Newell Brands, Inc. 266,306 |
|
| January 26, 2023 |
NPORT-EX 2 ast-at3nport.htm American Trust Allegiance Fund Schedule of Investments at November 30, 2022 (Unaudited) Shares COMMON STOCKS: 94.02% Value Administrative Support and Services: 2.68% 9,075 PayPal Holdings, Inc.* $ 711,571 Air Transportation: 1.79% 10,000 Alaska Air Group, Inc.* 474,400 Apparel Manufacturing: 1.93% 15,570 VF Corp. 511,007 Chemical Manufacturing: 2.48% 26,940 Cameco Corp. |
|
| January 9, 2023 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 January 9, 2023 Ms. Deborah L. O’Neal U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Stewart Investors Worldwide Leaders Sustainability Fund D |
|
| December 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). x Def |
|
| December 28, 2022 |
O’Shaughnessy Market Leaders Value Fund Schedule of Investments at October 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 90. |
|
| December 23, 2022 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 December 23, 2022 Mr. David Orlic U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Semper MBS Total Return Fund (S000041568) Semper Short Durati |
|
| December 21, 2022 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 December 21, 2022 Mr. David Orlic U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Scharf Fund Scharf Multi-Asset Opportunity Fund Scharf Global |
|
| December 9, 2022 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 December 9, 2022 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Ladies and Gentlemen: On behalf of the Tr |
|
| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement. o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
|
| December 9, 2022 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 December 9, 2022 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Semper Short Duration Fund (S000044807) S |
|
| November 28, 2022 |
NPORT-EX 2 capadv.htm Capital Advisors Growth Fund Schedule of Investments at September 30, 2022 (Unaudited) Shares Value COMMON STOCKS - 88.04% Asset Management - 2.47% 3,725 BlackRock, Inc. $ 2,049,793 Auto Manufacturers - 2.03% 52,550 General Motors Co. 1,686,330 Banks - Global - 3.23% 25,654 JPMorgan Chase & Co. 2,680,843 Biotechnology - 1.26% 6,520 Beam Therapeutics, Inc.* 310,613 13,195 Inte |
|
| November 28, 2022 |
Davidson Multi-Cap Equity Fund Schedule of Investments September 30, 2022 (Unaudited) Shares COMMON STOCKS - 94. |
|
| November 3, 2022 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com By Electronic Mail November 3, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Advisors Series Trust Issuer CIK: 0001027596 Issuer File Number: 333-17391 / 811-07959 Form Type: 8-A12B Filing Date: November 3, 2022 To Whom It May Concern: Please be advised that Cboe |
|
| October 31, 2022 |
NPORT-EX 2 nport-piahymacs.htm PIA HIGH YIELD (MACS) FUND Schedule of Investments - August 31, 2022 (Unaudited) Principal Amount/ Shares Value COMMON STOCKS 0.2 % Building Materials 2,996 Northwest Hardwoods (d) (e) $ 239,680 Total Common Stocks (cost $137,017) 239,680 CORPORATE BONDS 90.9 % Advertising 0.7 % Clear Channel Outdoor Holdings, Inc. $ 1,050,000 7.75%, due 4/15/28 (b) 855,960 Advertisi |
|
| October 31, 2022 |
PIA SHORT-TERM SECURITIES FUND PIA SHORT-TERM SECURITIES FUND Schedule of Investments - August 31, 2022 (Unaudited) Principal Amount/Shares Value ASSET-BACKED SECURITIES 5. |
|
| October 31, 2022 |
PIA MBS BOND FUND Schedule of Investments - August 31, 2022 (Unaudited) Principal Amount/Shares Value ASSET-BACKED SECURITIES 2. |
|
| October 31, 2022 |
SEMPER MBS TOTAL RETURN FUND Schedule of Investments - August 31, 2022 (Unaudited) Principal Amount/Shares Value COMMERCIAL MORTGAGE-BACKED SECURITIES - AGENCY - 0. |
|
| October 31, 2022 |
PIA BBB BOND FUND Schedule of Investments - August 31, 2022 (Unaudited) Principal Amount/Shares Value CORPORATE BONDS 93. |
|
| October 31, 2022 |
SEMPER SHORT DURATION FUND Schedule of Investments - August 31, 2022 (Unaudited) Principal Amount/Shares Value ASSET-BACKED SECURITIES - AGENCY - 0. |
|
| October 31, 2022 |
PIA HIGH YIELD FUND Schedule of Investments - August 31, 2022 (Unaudited) Prinicipal Amount/ Shares Value COMMON STOCKS 0. |
|
| October 27, 2022 |
8-A12B 1 reverbetf8-a12b.htm 8-A12B As filed with the Securities and Exchange Commission on October 27, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORS SERIES TRUST (Exact name of registrant as specified in its charter) Delaware (S |
|
| October 19, 2022 |
October 19, 2022 Advisors Series Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Advisors Series Trust (the ?Trust?) Securities Act Registration No: 333-17391 Investment Company Act Registration No: 811- |
|
| September 29, 2022 |
Huber Large Cap Value Fund SCHEDULE OF INVESTMENTS at July 31, 2022 (Unaudited) Shares COMMON STOCKS - 95. |
|
| September 29, 2022 |
Huber Mid Cap Value Fund SCHEDULE OF INVESTMENTS at July 31, 2022 (Unaudited) Shares COMMON STOCKS - 88. |
|
| September 29, 2022 |
Huber Select Large Cap Value Fund Huber Select Large Cap Value Fund SCHEDULE OF INVESTMENTS at July 31, 2022 (Unaudited) Shares COMMON STOCKS - 98. |
|
| September 29, 2022 |
Fort Pitt Capital Total Return Fund Fort Pitt Capital Total Return Fund SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) COMMON STOCKS - 96. |
|
| September 29, 2022 |
Huber Small Cap Value Fund SCHEDULE OF INVESTMENTS at July 31, 2022 (Unaudited) Shares COMMON STOCKS - 92. |
|
| September 28, 2022 |
First Sentier American Listed Infrastructure Fund First Sentier American Listed Infrastructure Fund Schedule of Investments at July 31, 2022 (Unaudited) Shares Value COMMON STOCKS: 82. |
|
| September 28, 2022 |
First Sentier Global Listed Infrastructure Fund First Sentier Global Listed Infrastructure Fund Schedule of Investments at July 31, 2022 (Unaudited) Shares Value COMMON STOCKS: 92. |
|
| September 28, 2022 |
Edgar Lomax Value Fund Schedule of Investments July 31, 2022 (Unaudited) Shares COMMON STOCKS - 95. |
|
| September 27, 2022 |
VegTech Plant-based Innovation & Climate ETF VegTech Plant-based Innovation & Climate ETF Schedule of Investments - July 31, 2022 (Unaudited) Shares Value COMMON STOCKS 98. |
|
| September 26, 2022 |
Logan Capital Large Cap Growth Fund Schedule of Investments 7/31/2022 (Unaudited) Shares Value COMMON STOCKS - 99. |
|
| August 29, 2022 |
Chase Growth Fund Schedule of Investments at June 30, 2022 (Unaudited) Shares Value COMMON STOCKS - 94. |
|
| August 29, 2022 |
Scharf Multi-Asset Opportunity Fund Schedule of Investments June 30, 2022 (Unaudited) Shares COMMON STOCKS - 64. |
|
| August 29, 2022 |
Poplar Forest Partners Fund Schedule of Investments at June 30, 2022 (Unaudited) Shares Value COMMON STOCKS - 97. |
|
| August 29, 2022 |
Scharf Fund Schedule of Investments June 30, 2022 (Unaudited) Shares COMMON STOCKS - 91. |
|
| August 29, 2022 |
Scharf Global Opportunity Fund Schedule of Investments June 30, 2022 (Unaudited) Shares COMMON STOCKS - 91. |
|
| August 29, 2022 |
Poplar Forest Cornerstone Fund Schedule of Investments at June 30, 2022 (Unaudited) Shares Value COMMON STOCKS - 70. |
|
| August 26, 2022 |
Shenkman Capital Short Duration High Income Fund Schedule of Investments June 30, 2022 (Unaudited) Principal Fair Amount Value CORPORATE BONDS - 92. |
|
| August 26, 2022 |
Shenkman Capital Floating Rate High Income Fund Schedule of Investments June 30, 2022 (Unaudited) Principal Fair Amount Value BANK LOANS - 86. |
|
| August 5, 2022 | ||
| August 5, 2022 |
As filed with the Securities and Exchange Commission on August 5, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 29, 2022 |
American Trust Allegiance Fund Schedule of Investments at May 31, 2022 (Unaudited) Shares COMMON STOCKS: 86. |
|
| July 29, 2022 |
Pzena International Value Fund Schedule of Investments May 31, 2022 (Unaudited) Shares Fair Value COMMON STOCKS - 93. |
|
| July 29, 2022 |
Pzena Emerging Markets Value Fund Schedule of Investments May 31, 2022 (Unaudited) Shares Fair Value COMMON STOCKS - 90. |
|
| July 29, 2022 |
Pzena Mid Cap Value Fund Schedule of Investments May 31, 2022 (Unaudited) Shares Fair Value COMMON STOCKS - 96. |
|
| July 29, 2022 |
Pzena International Small Cap Value Fund Schedule of Investments May 31, 2022 (Unaudited) Shares Fair Value COMMON STOCKS - 96. |
|
| July 29, 2022 |
Pzena Small Cap Value Fund Schedule of Investments May 31, 2022 (Unaudited) Shares Fair Value COMMON STOCKS - 97. |
|
| July 13, 2022 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 July 13, 2022 Ms. Deborah O?Neal U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the ?Trust?) File Nos.: 333-17391 and 811-07959 Reverb ETF (the ?Fund?) Dear Ms. O?Neal: This correspondence i |
|
| July 8, 2022 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 July 8, 2022 VIA EDGAR TRANSMISSION Ms. Christina D. Fettig U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the ?Trust?) File Nos.: 333-17391 and 811-07959 Dear Ms. Fettig: This correspondenc |
|
| June 28, 2022 |
O'Shaughnessy Market Leaders Value Fund Schedule of Investments at April 30, 2022 (Unaudited) Shares Value COMMON STOCKS - 91. |
|
| May 27, 2022 |
Davidson Multi-Cap Equity Fund Schedule of Investments March 31, 2022 (Unaudited) Shares COMMON STOCKS - 95. |
|
| May 26, 2022 |
Capital Advisors Growth Fund Schedule of Investments at March 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 88. |
|
| May 11, 2022 |
COVER 2 filename2.htm Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 May 10, 2022 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Ladies and Gentlemen: Pursuant t |
|
| April 29, 2022 |
SEMPER SHORT DURATION FUND Schedule of Investments - February 28, 2022 (Unaudited) Principal Amount/Shares Value ASSET-BACKED SECURITIES - AGENCY - 0. |
|
| April 29, 2022 |
PIA SHORT-TERM SECURITIES FUND PIA SHORT-TERM SECURITIES FUND Schedule of Investments - February 28, 2022 (Unaudited) Principal Amount/Shares Value ASSET-BACKED SECURITIES 0. |
|
| April 29, 2022 |
PIA BBB BOND FUND Schedule of Investments - February 28, 2022 (Unaudited) Principal Amount/Shares Value CORPORATE BONDS 90. |
|
| April 29, 2022 |
PIA HIGH YIELD FUND Schedule of Investments - February 28, 2022 (Unaudited) Principal Amount/Shares Value COMMON STOCKS 0. |
|
| April 29, 2022 |
PIA HIGH YIELD (MACS) FUND Schedule of Investments - February 28, 2022 (Unaudited) Principal Amount/Shares Value COMMON STOCKS 0. |
|
| April 29, 2022 |
SEMPER MBS TOTAL RETURN FUND Schedule of Investments - February 28, 2022 (Unaudited) Principal Amount/Shares Value COMMERCIAL MORTGAGE-BACKED SECURITIES - AGENCY - 0. |
|
| April 29, 2022 |
PIA MBS BOND FUND Schedule of Investments - February 28, 2022 (Unaudited) Principal Amount/Shares Value ASSET-BACKED SECURITIES 2. |
|
| April 29, 2022 |
SEMPER BRENTVIEW DIVIDEND GROWTH EQUITY FUND Schedule of Investments - February 28, 2022 (Unaudited) Shares Value COMMON STOCKS - 94. |
|
| April 26, 2022 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 April 26, 2022 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Advisors Series Trust (the ?Trust?) Securities Act Registration No: 333-17391 Investment Company Act Registration No: 811-07959 To |
|
| April 20, 2022 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 April 20, 2022 Mr. John Grveskiewicz Mr. David Manion U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) N-14 File No.: 333-263615 Logan Capital Broad Innovative Growth ETF (S000070 |
|
| April 1, 2022 |
Huber Small Cap Value Fund SCHEDULE OF INVESTMENTS at January 31, 2022 (Unaudited) Shares COMMON STOCKS - 94. |
|
| April 1, 2022 |
Edgar Lomax Value Fund Schedule of Investments January 31, 2022 (Unaudited) Shares COMMON STOCKS - 97. |
|
| April 1, 2022 |
Huber Large Cap Value Fund SCHEDULE OF INVESTMENTS at January 31, 2022 (Unaudited) Shares COMMON STOCKS - 99. |
|
| April 1, 2022 |
Huber Mid Cap Value Fund SCHEDULE OF INVESTMENTS at January 31, 2022 (Unaudited) Shares COMMON STOCKS - 98. |
|
| April 1, 2022 |
Huber Select Large Cap Value Fund Huber Select Large Cap Value Fund SCHEDULE OF INVESTMENTS at January 31, 2022 (Unaudited) Shares COMMON STOCKS - 99. |
|
| March 31, 2022 |
Logan Capital Large Cap Growth Fund Schedule of Investments January 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 98. |
|
| March 30, 2022 |
First Sentier American Listed Infrastructure Fund First Sentier American Listed Infrastructure Fund Schedule of Investments at January 31, 2022 (Unaudited) Shares Value COMMON STOCKS: 81. |
|
| March 30, 2022 |
First Sentier Global Listed Infrastructure Fund First Sentier Global Listed Infrastructure Fund Schedule of Investments at January 31, 2022 (Unaudited) Shares Value COMMON STOCKS: 88. |
|
| March 29, 2022 |
VegTech Plant-based Innovation & Climate ETF VegTech Plant-based Innovation & Climate ETF Schedule of Investments - January 31, 2022 (Unaudited) Shares Value COMMON STOCKS 99. |
|
| March 29, 2022 |
VegTech Plant-based Innovation & Climate ETF VegTech Plant-based Innovation & Climate ETF Schedule of Investments - January 31, 2022 (Unaudited) Shares Value COMMON STOCKS 99. |
|
| March 28, 2022 |
Fort Pitt Capital Total Return Fund Fort Pitt Capital Total Return Fund SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) COMMON STOCKS - 96. |
|
| March 16, 2022 |
, 2022 Advisors Series Trust on behalf of Logan Capital Large Cap Growth Fund c/o U. |
|
| March 16, 2022 |
Power of Attorney (Mertens, Redwine and Woolson) POWER OF ATTORNEY Each undersigned Trustee of Advisors Series Trust (the “'Trust”) hereby appoints Jeff Rauman or Elaine E. |
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| March 16, 2022 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 March 16, 2022 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Advisors Series Trust (the “Trust”) File Nos. 333-17391 and 811-07959 Dear Sir or Madam: On behalf of the Trust, transmitted herewith f |
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| March 16, 2022 |
Consent of Independent Registered Public Accounting Firm Tait, Weller & Baker LLP – Filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Advisors Series Trust and to the use of our report dated April 30, 2021 on the financial statements and financial highlights of the Logan Capital Large Cap Growth Fund, a series of the Advisors Series Trust. |
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| March 16, 2022 |
N-14 1 loganetfn-14.htm LOGAN CAPITAL BROAD INNOVATIVE GROWTH ETF N-14 As filed with the U.S. Securities and Exchange Commission on March 16, 2022 Registration No. 333- U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] (Check appropriate box or boxes) ADVI |
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| March 16, 2022 |
March 16, 2022 Logan Capital Broad Innovative Growth ETF, a series of Advisors Series Trust 615 East Michigan Street Milwaukee, WI 53202 Ladies and Gentlemen: We have been requested by Advisors Series Trust, a Delaware statutory trust with transferable shares (the “Trust”) established under an Amended and Restated Agreement and Declaration of Trust dated October 18, 2018 (the “Declaration”), for our opinion with respect to certain matters relating to the Logan Capital Broad Innovative Growth ETF (the “Acquiring Fund”), a series of the Trust. |
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| March 11, 2022 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 March 11, 2022 Ms. Samantha Brutlag U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 Logan Capital Large Cap Growth ETF (S000070990) Dear Ms. Br |
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| March 7, 2022 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 March 4, 2022 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Advisors Series Trust (the ?Trust?) Securities Act Registration No: 333-17391 Investment Company Act Registration No: 811-07959 To W |
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| March 1, 2022 |
Chase Growth Fund Schedule of Investments at December 31, 2021 (Unaudited) Shares COMMON STOCKS - 97. |
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| March 1, 2022 |
Poplar Forest Cornerstone Fund Schedule of Investments at December 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 73. |
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| March 1, 2022 |
Poplar Forest Partners Fund Schedule of Investments at December 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 96. |
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| February 25, 2022 |
Shenkman Capital Short Duration High Income Fund Schedule of Investments December 31, 2021 (Unaudited) Principal Fair Amount Value CORPORATE BONDS - 92. |
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| February 25, 2022 |
Scharf Global Opportunity Fund Schedule of Investments December 31, 2021 (Unaudited) Shares COMMON STOCKS - 93. |
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| February 25, 2022 |
Shenkman Capital Floating Rate High Income Fund Schedule of Investments December 31, 2021 (Unaudited) Principal Fair Amount Value BANK LOANS - 87. |
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| February 25, 2022 |
Scharf Multi-Asset Opportunity Fund Schedule of Investments December 31, 2021 (Unaudited) Shares COMMON STOCKS - 68. |
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| February 25, 2022 |
Aasgard Small & Mid-Cap Fund Schedule of Investments at December 31, 2021 (Unaudited) Shares COMMON STOCKS - 88. |
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| February 25, 2022 |
Scharf Fund Schedule of Investments December 31, 2021 (Unaudited) Shares COMMON STOCKS - 95. |
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| January 28, 2022 |
Pzena International Value Fund Schedule of Investments November 30, 2021 (Unaudited) Shares Fair Value COMMON STOCKS - 92. |
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| January 28, 2022 |
Pzena Small Cap Value Fund Schedule of Investments November 30, 2021 (Unaudited) Shares Fair Value COMMON STOCKS - 95. |
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| January 28, 2022 |
American Trust Allegiance Fund Schedule of Investments at November 30, 2021 (Unaudited) Shares COMMON STOCKS: 87. |
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| January 28, 2022 |
Pzena Emerging Markets Value Fund Schedule of Investments November 30, 2021 (Unaudited) Shares Fair Value COMMON STOCKS - 90. |
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| January 28, 2022 |
Pzena Mid Cap Value Fund Schedule of Investments November 30, 2021 (Unaudited) Shares Fair Value COMMON STOCKS - 96. |
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| January 28, 2022 |
Pzena International Small Cap Value Fund Schedule of Investments November 30, 2021 (Unaudited) Shares Fair Value COMMON STOCKS - 96. |
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| December 30, 2021 |
O'Shaughnessy Market Leaders Value Fund Schedule of Investments at October 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 87. |
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| December 23, 2021 |
As filed with the Securities and Exchange Commission on December 23, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 23, 2021 | ||
| December 14, 2021 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 December 14, 2021 Ms. Christina DiAngelo Fettig U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File No.: 333-260977 Scharf Alpha Opportunity Fund (“Acquired Fund”) Scharf Multi- |
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| December 9, 2021 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 December 9, 2021 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Advisors Series Trust (the ?Trust?) File No. 333-260977 Dear Mses. Brutlag and DiAngelo Fettig: The Trust respectfully requests, pursuant to |
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| December 9, 2021 |
EX-14 3 scharfn-14legalopinion12x9.htm EX-14 December 9, 2021 Scharf Multi-Asset Opportunity Fund, a series of Advisors Series Trust 615 East Michigan Street Milwaukee, WI 53202 Ladies and Gentlemen: We have been requested by Advisors Series Trust, a Delaware statutory trust with transferable shares (the “Trust”) established under an Amended and Restated Agreement and Declaration of Trust dated Oc |
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| December 9, 2021 |
N-14/A 1 scharfn-14a.htm N-14/A SEC Filing Number: 333-260977 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 /X/ Pre-Effective Amendment No. 1 / / Post-Effective Amendment No. ADVISORS SERIES TRUST (Exact Name of Registrant as Specified in Charter) 615 East Michigan Street Milwaukee, Wisconsin 53202 (Address of Princ |
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| December 9, 2021 |
Consent of Independent Registered Public Accounting Firm Tait, Weller & Baker LLP – Filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Advisors Series Trust and to the use of our report dated November 29, 2021 on the financial statements and financial highlights of the Scharf Multi-Asset Opportunity Fund, and Scharf Alpha Opportunity Fund, each a series of Advisors Series Trust. |
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| December 9, 2021 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 December 9, 2021 Ms. Christine DiAngelo Fettig Ms. Samantha Brutlag U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File No.: 333-260977 Scharf Alpha Opportunity Fund (“Acquired |
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| December 1, 2021 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 December 1, 2021 Ms. Samantha Brutlag U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the “Trust”) File Nos.: 333-17391 and 811-07959 VegTech Environmental Impact and Plant-based Innovation E |
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| November 30, 2021 |
DEL AM 1 scharffundsdelamdecember20.htm SCHARF FUNDS N-14 DEL AM Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 November 30, 2021 VIA EDGAR SUBMISSION – FORM DEL AM Ms. Samantha Brutlag and Ms. Christina DiAngelo Fettig U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Delaying Amendment for |
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| November 29, 2021 |
Davidson Multi-Cap Equity Fund Schedule of Investments September 30, 2021 (Unaudited) Shares COMMON STOCKS - 93. |
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| November 24, 2021 |
Capital Advisors Growth Fund Schedule of Investments at September 30, 2021 (Unaudited) Shares Value COMMON STOCKS - 88. |
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| November 19, 2021 |
DEFA14A 1 osamdefa14acombined.htm OSAM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for use of the Commission |
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| November 10, 2021 |
SEC Filing Number: 333- U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 / / Pre-Effective Amendment No. / / Post-Effective Amendment No. ADVISORS SERIES TRUST (Exact Name of Registrant as Specified in Charter) 615 East Michigan Street Milwaukee, Wisconsin 53202 (Address of Principal Executive Offices) (Zip Code) (Regi |
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| November 10, 2021 |
Consent of Independent Registered Public Accounting Firm Tait, Weller & Baker LLP – Filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Advisors Series Trust and to the use of our report dated November 30, 2020 on the financial statements and financial highlights of the Scharf Multi-Asset Opportunity Fund, and Scharf Alpha Opportunity Fund, each a series of Advisors Series Trust. |
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| November 10, 2021 |
EX-12 4 scharfswtaxopinion.htm EX-12 TAX OPINION [ ], 2021 Advisors Series Trust on behalf of Scharf Multi-Asset Opportunity Fund c/o U.S. Bank Global Fund Services PO Box 701 Milwaukee WI 53201 Advisors Series Trust on behalf of Scharf Alpha Opportunity Fund c/o U.S. Bank Global Fund Services PO Box 701 Milwaukee WI 53201 Re: Acquisition of Assets of Scharf Alpha Opportunity Fund Ladies and Gentl |
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| November 10, 2021 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 November 10, 2021 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Advisors Series Trust (the “Trust”) File Nos. 333-17391 and 811-07959 Dear Sir or Madam: On behalf of the Trust, transmitted herewith for f |
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| November 10, 2021 |
November 10, 2021 Scharf Multi-Asset Opportunity Fund, a series of Advisors Series Trust 615 East Michigan Street Milwaukee, WI 53202 Ladies and Gentlemen: We have been requested by Advisors Series Trust, a Delaware statutory trust with transferable shares (the “Trust”) established under an Amended and Restated Agreement and Declaration of Trust dated October 18, 2018 (the “Declaration”), for our opinion with respect to certain matters relating to the Scharf Multi-Asset Opportunity Fund (the “Acquiring Fund”), a series of the Trust. |
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| November 10, 2021 |
Power of Attorney for the Trustees of the Registrant - Filed herewith. EX-16 6 scharfpowerofattorney.htm EX-16 POWER OF ATTORNEY POWER OF ATTORNEY Each undersigned Trustee of Advisors Series Trust (the ''Trust") hereby appoints Jeffrey T. Rauman, Cheryl L. King, or Elaine E. Richards, each an officer of the Trust, each individually with power of substitution or resubstitution, his or her true and lawful attorneys-in-fact and agents (each, an "Attorney-in-Fact") with |
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| November 10, 2021 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 November 10, 2021 VIA EDGAR TRANSMISSION Ms. Deborah O’Neal-Johnson U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 RE: Advisors Series Trust (the “Trust”) File Nos. 333-17391; 811-07959 Dear Ms. O’Neal-Johnson: Pursua |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). x Def |
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| November 10, 2021 |
EX-7.E 2 scharfquasarnovationagreem.htm EX-7.E QUASAR NOVATION AGREEMENT Distribution Agreement THIS DISTRIBUTION AGREEMENT ("Agreement"), effective as of the closing of the Transaction (as defined below) (the "Closing Date"), is by and between Quasar Distributors, LLC (the "Distributor"), Advisors Series Trust ("Fund Company") and Scharf Investments, LLC ("Adviser"). WHEREAS, a majority of the in |
|
| November 1, 2021 |
SEMPER BRENTVIEW DIVIDEND GROWTH EQUITY FUND SEMPER BRENTVIEW DIVIDEND GROWTH EQUITY FUND Schedule of Investments - August 31, 2021 (Unaudited) COMMON STOCKS - 94. |
|
| November 1, 2021 |
SEMPER SHORT DURATION FUND Schedule of Investments - August 31, 2021 (Unaudited) Principal Amount/Shares Value ASSET-BACKED SECURITIES - AGENCY - 0. |
|
| November 1, 2021 |
Semper MBS Total Return Fund Schedule of Investments - August 31, 2021 (Unaudited) Principal Amount/Shares Value COMMERCIAL MORTGAGE-BACKED SECURITIES - AGENCY - 0. |
|
| October 29, 2021 |
PIA HIGH YIELD FUND Schedule of Investments - August 31, 2021 (Unaudited) Principal Amount/Shares Value COMMON STOCKS 0. |
|
| October 29, 2021 |
PIA BBB BOND FUND Schedule of Investments - August 31, 2021 (Unaudited) Principal Amount/Shares Value ASSET-BACKED SECURITIES 0. |
|
| October 29, 2021 |
PIA MBS BOND FUND Schedule of Investments - August 31, 2021 (Unaudited) Principal Amount/Shares Value MORTGAGE BACKED SECURITIES 88. |
|
| October 29, 2021 |
PIA SHORT-TERM SECURITIES FUND PIA SHORT-TERM SECURITIES FUND Schedule of Investments - August 31, 2021 (Unaudited) Principal Amount/Shares Value ASSET-BACKED SECURITIES 0. |
|
| October 29, 2021 |
PIA HIGH YIELD (MACS) FUND Schedule of Investments - August 31, 2021 (Unaudited) Principal Amount/Shares Value COMMON STOCKS 0. |
|
| October 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement. o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
|
| October 22, 2021 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 October 22, 2021 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Advisors Series Trust (the “Trust”) (File Nos. 333-17391 and 811-07959) O’Shaughnessy Market Leaders Value Fund (S000052915) Ladies |
|
| September 28, 2021 |
Huber Large Cap Value Fund SCHEDULE OF INVESTMENTS at July 31, 2021 (Unaudited) Shares COMMON STOCKS - 99. |
|
| September 28, 2021 |
Huber Select Large Cap Value Fund Huber Select Large Cap Value Fund SCHEDULE OF INVESTMENTS at July 31, 2021 (Unaudited) Shares COMMON STOCKS - 99. |
|
| September 28, 2021 |
First Sentier Global Listed Infrastructure Fund First Sentier Global Listed Infrastructure Fund Schedule of Investments at July 31, 2021 (Unaudited) Shares Value COMMON STOCKS: 84. |
|
| September 28, 2021 |
Huber Small Cap Value Fund SCHEDULE OF INVESTMENTS at July 31, 2021 (Unaudited) Shares COMMON STOCKS - 95. |
|
| September 28, 2021 |
First Sentier American Listed Infrastructure Fund First Sentier American Listed Infrastructure Fund Schedule of Investments at July 31, 2021 (Unaudited) Shares Value COMMON STOCKS: 78. |
|
| September 28, 2021 |
Huber Mid Cap Value Fund SCHEDULE OF INVESTMENTS at July 31, 2021 (Unaudited) Shares COMMON STOCKS - 93. |
|
| September 27, 2021 |
Logan Capital Large Cap Growth Fund Schedule of Investments July 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 99. |
|
| September 27, 2021 |
Edgar Lomax Value Fund Schedule of Investments July 31, 2021 (Unaudited) Shares COMMON STOCKS - 97. |
|
| September 23, 2021 |
Fort Pitt Capital Total Return Fund Fort Pitt Capital Total Return Fund SCHEDULE OF INVESTMENTS July 31, 2021 (Unaudited) COMMON STOCKS - 96. |
|
| September 10, 2021 |
Advisors Series Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 September 10, 2021 Mr. David Orlic U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Advisors Series Trust (the ?Trust?) File Nos.: 333-17391 and 811-07959 Stewart Investors Worldwide Leaders Sustainability Fund Dear |
|
| August 30, 2021 |
Scharf Fund Schedule of Investments June 30, 2021 (Unaudited) Shares COMMON STOCKS - 95. |
|
| August 30, 2021 |
Poplar Forest Partners Fund Schedule of Investments at June 30, 2021 (Unaudited) Shares Value COMMON STOCKS - 96. |
|
| August 30, 2021 |
Scharf Global Opportunity Fund Schedule of Investments June 30, 2021 (Unaudited) Shares COMMON STOCKS - 90. |
|
| August 30, 2021 |
Scharf Alpha Opportunity Fund Schedule of Investments June 30, 2021 (Unaudited) Shares COMMON STOCKS - 98. |
|
| August 30, 2021 |
Scharf Multi-Asset Opportunity Fund Schedule of Investments June 30, 2021 (Unaudited) Shares COMMON STOCKS - 69. |
|
| August 30, 2021 |
Poplar Forest Cornerstone Fund Schedule of Investments at June 30, 2021 (Unaudited) Shares Value COMMON STOCKS - 71. |
|
| August 30, 2021 |
Aasgard Small & Mid-Cap Fund Schedule of Investments at June 30, 2021 (Unaudited) Shares COMMON STOCKS - 91. |
|
| August 26, 2021 |
Shenkman Capital Floating Rate High Income Fund Schedule of Investments June 30, 2021 (Unaudited) Principal Fair Amount Value BANK LOANS - 86. |
|
| August 26, 2021 |
Shenkman Capital Short Duration High Income Fund Schedule of Investments June 30, 2021 (Unaudited) Principal Fair Amount Value CORPORATE BONDS - 93. |
