Podstawowe statystyki
| CIK | 759718 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Berkshire Bancorp Inc
SEC Filings (Chronological Order)
Na tej stronie znajduje się pełna, chronologiczna lista zgłoszeń SEC, z wyłączeniem zgłoszeń własności, które udostępniamy gdzie indziej.
| December 24, 2013 |
BERK / Berkshire Bancorp, Inc. / Marx Moses - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 22)* BERKSHIRE BANCORP INC. (Name of Issuer) COMMON STOCK, $.10 PAR VALUE (Title of Class of Securities) 084597-10-3 (CUSIP Number) Emanuel J. Adler Blank Rome LLP 405 Lexington Avenue New York, New York 10174 (212) 885-5000 (Name, Address and Telephone Number of Person Authorized |
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| November 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-13649 BERKSHIRE BANCORP INC. (Exact name of registrant as specified in its |
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| November 26, 2013 |
Financial Statements and Exhibits, 8-K - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 26, 2013 BERKSHIRE BANCORP INC. (Exact name of registrant as specified in its charter) Delaware 0-13649 94-2563513 (State or other jurisdiction of incorporation) (Commission |
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| November 26, 2013 |
Berkshire Bancorp Inc. Declares Cash Dividend in Respect of Its Common Stock EX-99.1 2 v36160699-1.htm EXHIBIT 99.1 Berkshire Bancorp Inc. Declares Cash Dividend in Respect of Its Common Stock (New York, NY; November 26, 2013) Berkshire Bancorp Inc. (NASDAQ: BERK) announced today that its Board of Directors has declared a cash dividend in respect of the common stock of the Company, in the amount of $.08 per share. The cash dividend will be paid on December 20, 2013 to the |
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| November 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-13649 BERKSHIRE BANCORP INC. - The NASDAQ Global Market (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 160 Br |
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| November 13, 2013 |
10-Q 1 v35945610q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) xQUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 or ¨TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission f |
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| November 8, 2013 |
EX-99.1 2 v359909ex99-1.htm EXHIBIT 99.1 BERKSHIRE BANCORP INC. Berkshire Bancorp Inc. Announces Intent to Delist and Deregister Its Common Stock (New York, NY; November 8, 2013) The Board of Directors (the "Board") of Berkshire Bancorp Inc. (Nasdaq: BERK) (the "Company"), announced today that the Company has today notified The Nasdaq Stock Market LLC of the Company's intent to voluntarily delist |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2013 BERKSHIRE BANCORP INC. (Exact name of registrant as specified in its charter) Delaware 0-13649 94-2563513 (State or other jurisdiction (Commission File Number) (IRS E |
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| October 30, 2013 |
As filed with the Securities and Exchange Commission on October 30, 2013 Registration No. |
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| October 30, 2013 |
S-8 POS 1 v358564s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on October 30, 2013 Registration No. 333-41708 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO REGISTRATION STATEMENT ON FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BERKSHIRE BANCORP INC. (Exact name of registrant as specified in its charter) Dela |
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| August 20, 2013 |
August 20, 2013 Via E-mail Joseph Fink President, Chief Executive Officer and Chief Financial Officer Berkshire Bancorp, Inc. |
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| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) xQUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 or ¨TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE BA |
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| August 1, 2013 |
Berkshire Bancorp, Inc. 160 Broadway New York, New York 10038 July 31, 2013 By E-mail Mr. Gus Rodriguez Accounting Branch Chief Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Reference: July 19, 2013 response to our July 11, 2013 letter Berkshire Bancorp Inc. Form 10-K for the fiscal year ended December 31, 2012 Filed on April 16, 2013 File No. 000-13649 De |
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| July 19, 2013 |
July 19, 2013 Via E-mail Joseph Fink President, Chief Executive Officer and Chief Financial Officer Berkshire Bancorp, Inc. |
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| July 12, 2013 |
Berkshire Bancorp Inc. 160 Broadway – First Floor New York, New York 10038 Tel. (212) 791-5362 July 11, 2013 Mr. Gus Rodriguez Accounting Branch Chief Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Reference: June 18, 2013 comment letter Berkshire Bancorp Inc. Form 10-K for the fiscal year ended December 31, 2012 Filed on April 16, 2013 File No. 000-13649 D |
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| June 25, 2013 |
June 24, 2013 Mr. Gus Rodriguez Accounting Branch Chief Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Reference: June 18, 2013 comment letter Berkshire Bancorp Inc. Form 10-K for the Fiscal year ended December 31, 2012 Filed on April 16, 2013 File No. 000-13649 Dear Mr. Rodriguez: This will confirm the telephone conversation that I had today with Mr. Paul |
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| June 18, 2013 |
June 18, 2013 Via E-mail Joseph Fink President and Chief Financial Officer Berkshire Bancorp, Inc. |
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| June 14, 2013 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2013 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 01-13649 94-2563513 (State or other jurisdiction (Commission File Number) (IRS Emp |
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| May 15, 2013 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 March 25, 2013 Exhibit 10.2 BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 March 25, 2013 Mr. Steven Rosenberg 57 Fairview Avenue Port Washington, NY 11050 Dear Steven: On behalf of the Board of Directors of Berkshire Bancorp Inc., I want to thank you for the years of dedicated service to and achievements for the Company. This letter will serve as a separation agreement between you (“Employee” or “he” if |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 15, 2013 |
Amendment No. 7 To Employment Agreement EX-10.3 3 v344538ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 Amendment No. 7 To Employment Agreement Amendment No. 7, effective as of April 25, 2013, by and between The Berkshire Bank, a New York banking corporation("Employer"), and David Lukens("Employee"), to the Agreement, dated as of January 1, 2001, between Employer and Employee (the "Employment Agreement"). WITNESSETH: WHEREAS, Employer and Employe |
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| April 16, 2013 |
EX-21 3 v337582ex21.htm EXHIBIT 21 Exhibit 21 SUBSIDIARIES OF REGISTRANT Jurisdiction of Incorporation or Name Organization Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York Berkshire 1031 Exchange, LLC New York |
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| April 16, 2013 |
Amendment No. 6 to Employment Agreement EX-10.9 2 v337582ex10-9.htm EXHIBIT 10.9 Exhibit 10.9 Amendment No. 6 to Employment Agreement Amendment No. 6, dated as of March 25, 2013, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and Moses Krausz ("Employee"), to the Agreement, dated as of May 1, 1999, between Employer and Employee (the "Employment Agreement"). W I T N E S S E T H: WHEREAS, Employer and Empl |
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| April 16, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-13649 Berkshire Bancorp Inc. (Exac |
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| March 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2013 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number) |
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| March 29, 2013 |
NT 10-K 1 v339878nt10k.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 000-13649 FORM 12b-25 CUSIP NUMBER 084597202 NOTIFICATION OF LATE FILING (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: DECEMBER 31, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ T |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKS |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| May 16, 2012 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2012 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number) 94 |
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| May 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| April 12, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-13649 Berkshire Bancorp Inc. (Exac |
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| March 30, 2012 |
Amendment No. 5 To Employment Agreement EX-10.9 3 v241643ex10-9.htm EXHIBIT 10.9 Exhibit 10.9 Amendment No. 5 To Employment Agreement Amendment No. 5, dated as of December 2, 2011, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and David Lukens ("Employee"), to the Agreement, dated as of January 1, 2001, between Employer and Employee (the "Employment Agreement"). WITNESSETH: WHEREAS, Employer and Employe |
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| March 30, 2012 |
Amendment No. 5 To Employment Agreement EX-10.8 2 v241643ex10-8.htm EXHIBIT 10.8 Exhibit 10.8 Amendment No. 5 To Employment Agreement Amendment No. 5, dated as of December 5, 2011, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and Moses Krausz ("Employee"), to the Agreement, dated as of May 1, 1999, between Employer and Employee (the "Employment Agreement"). WITNESSETH: WHEREAS, Employer and Employee en |
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| March 30, 2012 |
EX-21 4 v241643ex21.htm EXHIBIT 21 Exhibit 21 SUBSIDIARIES OF REGISTRANT Jurisdiction of Incorporation or Name Organization Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York Berkshire 1031 Exchange, LLC New York Berkshire Capital Trust I Delaware Berkshire Capital Trust II Delaware |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKS |
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| November 10, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response....10.4 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* BERKSHIRE BANCORP INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 084597-10-3 (CUSIP Number) October 31, 2011 (Date of Event Which Requir |
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| November 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2011 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number |
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| November 2, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 21)* BERKSHIRE BANCORP INC. (Name of Issuer) COMMON STOCK, $.10 PAR VALUE (Title of Class of Securities) 084597-10-3 (CUSIP Number) Emanuel J. Adler Blank Rome LLP 405 Lexington Avenue New York, New York 10174 (212) 885-5000 (Name, Address and Telephone Number of Person Authorized |
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| August 8, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| May 25, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 20)* BERKSHIRE BANCORP INC. (Name of Issuer) COMMON STOCK, $.10 PAR VALUE (Title of Class of Securities) 084597-10-3 (CUSIP Number) Emanuel J. Adler Blank Rome LLP 405 Lexington Avenue New York, New York 10174 (212) 885-5000 (Name, Address and Telephone Number of Person Authorized |
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| May 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2011 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number) 94 |
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| May 17, 2011 |
Submission of Matters to a Vote of Security Holders 8-K 1 v2231228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2011 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commis |
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| May 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 or x TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| April 13, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 24, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-13649 Berkshire Bancorp Inc. (Exac |
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| March 24, 2011 |
EX-21 2 v215811ex21.htm Exhibit 21 SUBSIDIARIES OF REGISTRANT Jurisdiction of Incorporation or Name Organization Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York Berkshire 1031 Exchange, LLC New York Berkshire Capital Trust I Delaware Berkshire Capital Trust II Delaware |
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| March 16, 2011 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 19)* BERKSHIRE BANCORP INC. (Name of Issuer) COMMON STOCK, $.10 PAR VALUE (Title of Class of Securities) 084597-10-3 (CUSIP Number) Emanuel J. Adler Blank Rome LLP 405 Lexington Avenue New York, New York 10174 (212) 885-5000 (Name, Address and Telephone Number of Person Authorized |
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| November 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKS |
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| August 30, 2010 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2010 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number) |
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| August 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| July 13, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| June 10, 2010 |
Amendment No. 4 To Employment Agreement EX-10.14 3 v187538ex10-14.htm Exhibit 10.14 Amendment No. 4 To Employment Agreement Amendment No. 4, dated as of November 2, 2009, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and David Lukens ("Employee"), to the Agreement, dated as of January 1, 2001, between Employer and Employee (the "Employment Agreement"). WITNESSETH: WHEREAS, Employer and Employee entered |
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| June 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 v18753810k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-13649 Berksh |
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| June 10, 2010 | ||
| June 10, 2010 |
EX-21 4 v187538ex21.htm Exhibit 21 SUBSIDIARIES OF REGISTRANT Jurisdiction of Incorporation or Name Organization Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York Berkshire 1031 Exchange, LLC New York Berkshire Capital Trust I Delaware Berkshire Capital Trust II Delaware |
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| June 10, 2010 |
Amendment No. 4 To Employment Agreement EX-10.13 2 v187538ex10-13.htm Exhibit 10.13 Amendment No. 4 To Employment Agreement Amendment No. 4, dated as of November 10, 2009, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and Moses Krausz ("Employee"), to the Agreement, dated as of May 1, 1999, between Employer and Employee (the "Employment Agreement"). WITNESSETH: WHEREAS, Employer and Employee entered int |
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| June 1, 2010 |
Financial Statements and Exhibits 8-K 1 v1870328k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2010 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 01-13649 94-2563513 (State or other jurisdiction (Commission Fi |
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| June 1, 2010 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 June 1, 2010 VIA EDGAR Mr. Kevin W. Vaughn Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Berkshire Bancorp Inc. Form 10-K for Fiscal Year Ended December 31, 2008 Form 10-Q for the Period Ended September 30, 2009 File No. 000-13649 Dear Mr. Vaughn: Berkshire B |
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| June 1, 2010 |
Berkshire Bancorp Inc. Receives NASDAQ Notification Berkshire Bancorp Inc. NEWS RELEASE Contact: Steven Rosenberg President Berkshire Bancorp Inc. (212) 791-5362 FOR IMMEDIATE RELEASE Berkshire Bancorp Inc. Receives NASDAQ Notification New York, NY – June 1, 2010 - Berkshire Bancorp Inc. (NASDAQ: BERK) today announced that on May 25, 2010, it was informed in a letter from a member of the staff of Nasdaq that, due to the Company’s inability to file |
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| May 17, 2010 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: May 31, 2012 Estimated average burden hours per response. |
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| April 30, 2010 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 April 30, 2010 VIA EDGAR Ms. Brittany Ebbertt Staff Accountant United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Berkshire Bancorp Inc. Form 10-K for Fiscal Year Ended December 31, 2008 Form 10-Q for the Period Ended September 30, 2009 File No. 000-13649 Dear Ms. Ebbertt: I am writing t |
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| April 22, 2010 |
Berkshire Bancorp Inc. Receives NASDAQ Notification Berkshire Bancorp Inc. NEWS RELEASE Contact: Steven Rosenberg President Berkshire Bancorp Inc. (212) 791-5362 FOR IMMEDIATE RELEASE Berkshire Bancorp Inc. Receives NASDAQ Notification New York, NY – April 22, 2010 - Berkshire Bancorp Inc. (NASDAQ: BERK) today announced that on April 19, 2010, it was informed in a letter from a member of the staff of Nasdaq that, due to its failure to timely file i |
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| April 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2010 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number) |
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| April 16, 2010 | ||
| April 12, 2010 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 Tel: (212) 791-5362 BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 Tel: (212) 791-5362 April 12, 2010 VIA EDGAR Mr. Kevin W. Vaughn Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 RE: Berkshire Bancorp, Inc Supplemental Response Dated January 21, 2010 Form 10-K for the Fiscal Year Ended December 31, 2008 Form 1 |
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| April 5, 2010 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 Tel: (212) 791-5362 April 5, 2010 BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 Tel: (212) 791-5362 April 5, 2010 VIA EDGAR Mr. Kevin W. Vaughn Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 RE: Berkshire Bancorp, Inc Supplemental Response Dated January 21, 2010 Form 10-K for the Fiscal Year Ended December 31, 2008 Form 10 |
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| March 31, 2010 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 March 31, 2010 VIA EDGAR Ms. Brittany Ebbertt Staff Accountant United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Berkshire Bancorp, Inc. Form 10-K for Fiscal Year Ended December 31, 2008 Form 10-Q for the Period Ended September 30, 2009 File No. 000-13649 Dear Ms. Ebbertt: On March 11, |
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| March 31, 2010 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: May 31, 2012 Estimated average burden hours per response. |
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| March 11, 2010 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 March 11, 2010 VIA EDGAR Ms. Brittany Ebbertt Staff Accountant United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Berkshire Bancorp, Inc. Form 10-K for Fiscal Year Ended December 31, 2008 Form 10-Q for the Period Ended September 30, 2009 File No. 000-13649 Dear Ms. Ebbertt: This will con |
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| February 23, 2010 | ||
| January 21, 2010 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 Tel: (212) 791-5362 January 21, 2010 VIA EDGAR Mr. Kevin W. Vaughn Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Berkshire Bancorp Inc. Form 10-K for the Fiscal Year Ended December 31, 2008 Form 10-Q for the Period Ended September 30, 2009 |
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| January 15, 2010 |
BLANK ROME LLP The Chrysler Building 405 Lexington Avenue New York, NY 10174-0208 BLANK ROME LLP The Chrysler Building 405 Lexington Avenue New York, NY 10174-0208 January 15, 2010 VIA EDGAR Mr. |
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| December 22, 2009 |
[BLANK ROME LLP LETTERHEAD] December 22, 2009 [BLANK ROME LLP LETTERHEAD] December 22, 2009 VIA EDGAR Mr. Kevin W. Vaughn Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Berkshire Bancorp, Inc. Form 10-K for Fiscal Year Ended December 31, 2008 Form 10-Q for the Period Ended September 30, 2009 File No. 000-13649 Dear Mr. Vaughn: This will confirm our telephone |
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| December 8, 2009 | ||
| November 12, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKS |
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| August 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION 10-Q 1 c5844810-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2009 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numb |
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| May 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| April 14, 2009 |
United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: o Preliminary proxy statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 31, 2009 |
STOCK PURCHASE AGREEMENT BY AND AMONG BERKSHIRE BANCORP INC. THE PURCHASERS EX-10.11 3 v144433ex10-11.htm Exhibit 10.11 STOCK PURCHASE AGREEMENT BY AND AMONG BERKSHIRE BANCORP INC. AND THE PURCHASERS Dated: October 30, 2008 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (the “Agreement”) is made as of the 30th day of October, 2008, by and among Berkshire Bancorp Inc., a Delaware corporation (“Company”), and the investors listed on Schedule I (the “Schedule of Purc |
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| March 31, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-13649 Berkshire Bancorp Inc. (Exac |
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| March 31, 2009 |
EX-21 5 v144433ex21.htm Exhibit 21 SUBSIDIARIES OF REGISTRANT Jurisdiction of Incorporation or Name Organization Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York Berkshire 1031 Exchange, LLC New York Berkshire Capital Trust I Delaware Berkshire Capital Trust II Delaware |
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| March 31, 2009 |
AMENDMENT NO. 3 TO THE DEFERRED COMPENSATION PLAN OF THE BERKSHIRE BANK EX-10.10 2 v144433ex10-10.htm Exhibit 10.10 AMENDMENT NO. 3 TO THE DEFERRED COMPENSATION PLAN OF THE BERKSHIRE BANK WHEREAS, The Berkshire Bank (the "Bank" or the "Company") adopted and maintains a nonqualified and unfunded deferred compensation plan known as the Deferred Compensation Plan of The Berkshire Bank effective July 1, 2006 and amended on August 17, 2006 and November 29, 2007 (the "Plan" |
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| March 31, 2009 |
EX-10.12 4 v144433ex10-12.htm Exhibit 10.12 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of October 30, 2008, among Berkshire Bancorp Inc., a Delaware corporation (the “Company”), and the Purchasers listed on Schedule 1 hereto (the “Purchasers”). This Agreement is made pursuant to the Stock Purchase Agreement, dated as of the date |
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| January 26, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2009 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number |
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| December 17, 2008 |
EX-3.1 2 v135062ex3-1.htm EXHIBIT 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF BERKSHIRE BANCORP INC. Adopted in accordance with the provisions of Section 242 of the General Corporation Law of the State of Delaware The undersigned, being a duly authorized officer of Berkshire Bancorp Inc. (the "Corporation"), a corporation existing under the laws of the State of Delaware, does h |
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| December 17, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2008 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Numbe |
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| November 25, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 14, 2008 |
10-Q 1 c5567010-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2008 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file |
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| November 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 5, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2008 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number |
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| November 5, 2008 |
EX-3.1 2 v130737ex3-1.htm CERTIFICATE OF DESIGNATIONS OF 8.0% NON-CUMULATIVE MANDATORILY CONVERTIBLE PERPETUAL SERIES A PREFERRED STOCK OF BERKSHIRE BANCORP INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware Berkshire Bancorp Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance wit |
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| September 17, 2008 |
Entry into a Material Definitive Agreement, Material Impairments, Material Impairments UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2008 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Numb |
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| August 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 2008 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 - BE |
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| May 14, 2008 |
EXHIBIT 10.1 Amendment No. 3 To Employment Agreement Amendment No. 3, dated as of May 1, 2008, by and between The Berkshire Bank, a New York banking corporation("Employer"), and David Lukens("Employee"), to the Agreement, dated as of January 1, 2001, between Employer and Employee (the "Employment Agreement"). W I T N E S S E T H: WHEREAS, Employer and Employee entered into the Employment Agreement |
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| May 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended MARCH 31, 2008 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 - B |
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| April 11, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB NUMBER: 3235-0145 Expires: February 28, 2009 Estimated average burden Hours per response…11 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 18)* BERKSHIRE BANCORP INC. (Name of Issuer) COMMON STOCK, $.10 PAR VALUE (Title of Class of Securities) 084597-10-3 (CUSIP Number) Emanuel J. Adler Blank Rom |
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| April 10, 2008 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 31, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended DECEMBER 31, 2007 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to - - Commission File Number 0-13649 BERKSHIRE BANCORP IN |
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| March 31, 2008 |
EXHIBIT 10.9 AMENDMENT NO. 2 TO THE DEFERRED COMPENSATION PLAN OF THE BERKSHIRE BANK WHEREAS, The Berkshire Bank (the "Bank" or the "Company") sponsors and maintains the Deferred Compensation Plan of The Berkshire Bank (the "Plan"); and WHEREAS, the Bank deems it appropriate to amend the Plan to provide matching contributions by the Bank of up to 3% of the annual salary of a participant in the pla |
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| March 31, 2008 |
EXHIBIT 21 SUBSIDIARIES OF REGISTRANT - Jurisdiction of Incorporation or Name Organization - - - Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York Berkshire 1031 Exchange, LLC New York Berkshire Capital Trust I Delaware Berkshire Capital Trust II Delaware |
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| January 3, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB NUMBER: 3235-0145 Expires: February 28, 2009 Estimated average burden Hours per response?11 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 17)* BERKSHIRE BANCORP INC. (Name of Issuer) COMMON STOCK, $.10 PAR VALUE (Title of Class of Securities) 084597-10-3 (CUSIP Number) Emanuel J. Adler Blank Rom |
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| November 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended SEPTEMBER 30, 2007 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 |
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| August 6, 2007 |
EXHIBIT 10.1 Amendment No. 3 To Employment Agreement Amendment No. 3 dated as of July 31, 2007, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and Moses Krausz ("Employee"), to the Agreement, dated as of May 1, 1999, between Employer and Employee (the "Employment Agreement"). W I T N E S S E T H: WHEREAS, Employer and Employee entered into the Employment Agreement; |
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| August 6, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 2007 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHI |
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| May 4, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended MARCH 31, 2007 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BER |
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| April 18, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 30, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [ X ] ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended DECEMBER 31, 2006 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to - - Commission File Number 0-13649 BERKSHIRE BANCORP |
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| March 30, 2007 |
EXHIBIT 21 SUBSIDIARIES OF REGISTRANT Jurisdiction of Incorporation or NAME ORGANIZATION - - - Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York Berkshire 1031 Exchange, LLC New York Berkshire Capital Trust I Delaware Berkshire Capital Trust II Delaware |
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| December 6, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2006 - BERKSHIRE BANCORP INC. |
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| December 6, 2006 |
OMB APPROVAL OMB NUMBER: 3235-0145 Expires: February 28, 2009 Estimated average burden Hours per response?11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 13, 2006 |
- - - OMB APPROVAL - OMB NUMBER: 3235-0145 EExpires: February 28, 2009 Estimated average burden Hours per response... 11 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 15)* BERKSHIRE BANCORP INC. - - (Name of Issuer) COMMON STOCK, $.10 PAR VALUE - - (Title of Class of Securities) 084597-10-3 - - |
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| November 2, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2006 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 |
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| November 2, 2006 |
EXHIBIT 10.1 AMENDMENT NO. 1 TO THE DEFERRED COMPENSATION PLAN OF THE BERKSHIRE BANK WHEREAS, The Berkshire Bank (the "Bank") sponsors and maintains the Deferred Compensation Plan of The Berkshire Bank (the "Plan"); and WHEREAS, the Bank deems it appropriate to amend the Plan's method of calculating bookkeeping earnings on accounts under the Plan; and WHEREAS, Article VII of the Plan reserves to t |
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| September 11, 2006 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 5, 2006 Berkshire Bancorp Inc. (Exact name of registrant as specified in charter) Delaware 01-13649 94-2563513 (State or Other Jurisdiction (Commission (IRS Employer of Incor |
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| August 3, 2006 |
Exhibit 10.2 DEFERRED COMPENSATION PLAN OF THE BERKSHIRE BANK Effective July 1, 2006 42 DEFERRED COMPENSATION PLAN OF THE BERKSHIRE BANK ARTICLE I INTRODUCTION 1.1 Purpose. The purpose of this Plan is to establish a systematic method by which key employees of the Company may defer payment of all or a portion of their compensation that may be earned by them. This Plan is intended to be a nonqualifi |
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| August 3, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2006 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 - BER |
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| August 3, 2006 |
Exhibit 10.1 Amendment No. 2 To Employment Agreement Amendment No. 2, dated as of May 1, 2006, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and David Lukens ("Employee"), to the Agreement, dated as of January 1, 2001, between Employer and Employee (the "Employment Agreement"). W I T N E S S E T H: WHEREAS, Employer and Employee entered into the Employment Agreeme |
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| May 16, 2006 |
8-K 1 a42040.txt BERKSHIRE BANCORP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 10, 2006 Berkshire Bancorp Inc. (Exact name of registrant as specified in charter) Delaware 01-13649 94-2563513 (State or Other Jurisdiction (Com |
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| May 4, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2006 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKS |
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| April 10, 2006 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 9, 2006 |
10-K 1 a41463.txt BERKSHIRE BANCORP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [ X ] ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2005 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to - - Commission Fi |
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| March 9, 2006 |
Exhibit 21 SUBSIDIARIES OF REGISTRANT Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York Berkshire 1031 Exchange, LLC New York Berkshire Capital Trust I Delaware Berkshire Capital Trust II Delaware Jurisdiction of Incorporation or Name Organization - - - 91 |
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| January 4, 2006 |
- - - OMB APPROVAL - OMB NUMBER: 3235-0145 Expires: December 31, 2005 Estimated average burden Hours per response... 11 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES ACT OF 1934 (AMENDMENT NO. 14)* BERKSHIRE BANCORP INC. - - (NAME OF ISSUER) COMMON STOCK, $.10 PAR VALUE - - (TITLE OF CLASS OF SECURITIES) 084597-10-3 - - |
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| November 4, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2005 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 |
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| October 17, 2005 |
VIA FACSIMILE AND U.S. MAIL October 17, 2005 Steven Rosenberg Chief Financial Officer Berkshire Bancorp, Inc. 160 Broadway New York, New York 10038 RE: Form 10-K for Fiscal Year Ended December 31, 2004 File No. 0-13649 Dear Mr. Rosenberg: We have completed our review of your Form 10-K and related filings and have no further comments at this time. If you have any further questions regarding our rev |
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| October 12, 2005 |
Berkshire Bancorp Inc. 160 Broadway New York, New York 10038 October 12, 2005 Mr. Rufus Decker Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Berkshire Bancorp, Inc. ( the "Registrant") Form 10-K for Fiscal Year Ended December 31, 2004 Form 10-Q for Fiscal Quarter Ended June 30, 2005 File No. 0-13 |
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| September 29, 2005 |
VIA FACSIMILE AND U.S. MAIL September 28, 2005 Steven Rosenberg Chief Financial Officer Berkshire Bancorp, Inc. 160 Broadway New York, New York 10038 RE: Form 10-K for Fiscal Year Ended December 31, 2004 Form 10-Q for Fiscal Quarter Ended June 30, 2005 File No. 0-13649 Dear Mr. Rosenberg: We have reviewed your letter dated September 16, 2005 and have the following comment. Where indicated, we thin |
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| September 16, 2005 |
Berkshire Bancorp Inc. 160 Broadway New York, New York 10038 September 16, 2005 Mr. Rufus Decker Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Berkshire Bancorp, Inc. ("Berkshire" or the "Registrant") Form 10-K for the fiscal year ended December 31, 2004 Form 10-Q for the fiscal quarter ended Jun |
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| August 25, 2005 |
VIA FACSIMILE AND U.S. MAIL August 25, 2005 Steven Rosenberg Chief Financial Officer Berkshire Bancorp, Inc. 160 Broadway New York, New York 10038 RE: Form 10-K for Fiscal Year Ended December 31, 2004 Form 10-Q for Fiscal Quarter Ended June 30, 2005 File No. 0-13649 Dear Mr. Rosenberg: We have reviewed these filings and have the following comments. If you disagree with a comment, we will consider |
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| August 5, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2005 - or [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 - BER |
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| May 6, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2005 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to - - Commission file number: 0-13649 |
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| April 13, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 30, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [ X ] ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2004 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to - - Commission File Number 0-13649 Berkshire Bancorp |
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| March 30, 2005 |
Exhibit 21 SUBSIDIARIES OF REGISTRANT Jurisdiction of Name Incorporation - - - Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York Berkshire Capital Trust I Delaware |
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| March 24, 2005 |
- - OMB APPROVAL - OMB NUMBER: 3235-0145 EXPIRES: DECEMBER 31, 2005 ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE......11 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES ACT OF 1934 (AMENDMENT NO. 13)* BERKSHIRE BANCORP INC. - (NAME OF ISSUER) COMMON STOCK, $.10 PAR VALUE - (TITLE OF CLASS OF SECURITIES) 084597-10-3 - |
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| November 8, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2004 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 B |
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| August 12, 2004 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF BERKSHIRE BANCORP INC. Adopted in accordance with the provisions of Section 242 of the General Corporation Law of the State of Delaware The undersigned, being a duly authorized officer of Berkshire Bancorp Inc. (the "Corporation"), a corporation existing under the laws of the State of Delaware, does hereby certify as follows: |
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| August 12, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2004 or [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHI |
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| May 12, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2004 or [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSH |
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| April 27, 2004 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 16, 2004 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 30, 2004 |
Exhibit 21 SUBSIDIARIES OF REGISTRANT Jurisdiction of Name Incorporation - - - Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York 87 |
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| March 30, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2003 OR [] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-13649 Berkshire Bancorp Inc. (E |
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| November 12, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2003 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 |
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| August 13, 2003 |
Exhibit 10.8 Amendment No. 2 To Employment Agreement Amendment No. 2, dated as of July 21, 2003, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and Moses Krausz ("Employee"), to the Agreement, dated as of May 1, 1999, between Employer and Employee (the "Employment Agreement"). W I T N E S S E T H: WHEREAS, Employer and Employee entered into the Employment Agreement |
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| August 13, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2003 or [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHI |
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| May 13, 2003 |
Exhibit 99.1 CERTIFICATION PURSUANT TO 18 U. S. C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Berkshire Bancorp Inc. (the "Company") on Form 10-Q for the period ended March 31, 2003 (the "Report"), I, Steven Rosenberg as Chief Executive Officer. President and Chief Financial Officer of the Company, certify, pursuant |
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| May 13, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2003 or [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 - BERK |
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| May 9, 2003 |
EXHIBIT 99.1 Berkshire Bancorp Inc. NEWS RELEASE Contact: Steven Rosenberg (212) 791-5362 FOR IMMEDIATE RELEASE - - BERKSHIRE BANCORP INC. REPORTS FIRST QUARTER 2003 RESULTS New York, New York, May 8, 2003 - Berkshire Bancorp Inc., (NASDAQ National Market: "ZAPS"), the "Company", today reported results for its first fiscal quarter ended March 31, 2003. Net Income. Net income for the three-month pe |
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| May 9, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2003 BERKSHIRE BANCORP INC. - (Exact name of Registrant as specified in its charter) DELAWARE 01-13649 94-2563513 - - - - (State or other jurisdiction (Commission I.R.S.Employe |
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| March 28, 2003 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 26, 2003 |
10-K 1 a34774.txt BERKSHIRE BANCORP INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2002 OR [] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to - - Commission File Number 0- |
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| January 24, 2003 |
- - SEC 1746 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF (11-02) INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. |
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| November 13, 2002 |
Exhibit 99.1 CERTIFICATION PURSUANT TO 18 U. S. C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Berkshire Bancorp Inc. (the "Company") on Form 10-Q for the period ended September 30, 2002 (the "Report"), I, Steven Rosenberg as Chief Executive Officer. President and Chief Financial Officer of the Company, certify, purs |
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| November 13, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2002 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 |
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| August 12, 2002 |
EXHIBIT 10.7 Amendment No. 1 To Employment Agreement Amendment No. 1, dated as of June 3, 2002, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and David Lukens ("Employee"), to the Agreement, dated as of January 1, 2001, between Employer and Employee (the "Employment Agreement"). W I T N E S S E T H: WHEREAS, Employer and Employee entered into the Employment Agreem |
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| August 12, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2002 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 - BE |
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| May 13, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2002 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKS |
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| April 2, 2002 |
Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 25, 2002 |
BERKSHIRE BANCORP INC. 10-K405 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [ X ] ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2001 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to - - Commission File Number 0-13649 Berkshire Bancorp Inc. (Exact na |
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| March 25, 2002 |
Exhibit 21 SUBSIDIARIES OF REGISTRANT - Jurisdiction of Name Incorporation - - - Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York |
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| November 13, 2001 |
EXHIBIT 10.6 Amendment No. 1, dated as of August 1, 2001, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and Moses Krausz ("Employee"), to the Agreement, dated as of May 1, 1999, between Employer and Employee (the "Employment Agreement"). W I T N E S S E T H: WHEREAS, Employer and Employee entered into the Employment Agreement; and WHEREAS, Employer and Employee wi |
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| November 13, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2001 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 |
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| August 14, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2001 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSH |
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| May 15, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2001 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 - B |
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| May 15, 2001 |
EXHIBIT 10.5 STANDARD FORM OF STORE LEASE The Real Estate Board of New York, Inc. Agreement of Lease, made as of this 26th day of October 1999, between BRAUN MANAGEMENT, INC. of 160 Broadway, First Floor, New York, NY 10038, as agent for BOWLING GREEN ASSOCIATES, L.P. party of the first part, hereinafter referred to as OWNER, and THE BERKSHIRE BANK, a New York Corporation, whose office is located |
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| May 14, 2001 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March, 30, 2001 - Berkshire Bancorp Inc. - (Exact name of registrant as specified in its charter) Delaware 0-13649 94-2563513 - - - - (State or other jurisdiction (Commission (I.R.S. Employer of in |
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| May 14, 2001 |
Exhibit 20 GSB FINANCIAL CORPORATION INDEX TO FINANCIAL STATEMENTS Independent Auditors' Report. |
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| April 30, 2001 |
Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 2, 2001 |
Berkshire Bancorp Inc. NEWS RELEASE FOR IMMEDIATE RELEASE BERKSHIRE BANCORP INC. ANNOUNCES CONSUMMATION OF MERGERS New York, New York, April 2, 2001. Berkshire Bancorp Inc. (NASDAQ National Market: "ZAPS") ("Berkshire Bancorp") announced today that the previously announced merger of GSB Financial Corporation (NASDAQ: "GOSB") ("GSB Financial") with and into Berkshire Bancorp and the related merger |
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| April 2, 2001 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March, 30, 2001 - Berkshire Bancorp Inc. - (Exact name of registrant as specified in its charter) Delaware 0-13649 94-2563513 - - - - (State or other jurisdiction (Commission (I.R.S. Employer of in |
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| March 23, 2001 |
BERKSHIRE BANCORP INC. 10-K405 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2000 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to - - Commission File Number 0-13649 Berkshire Bancorp Inc. (Exact name |
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| March 23, 2001 |
Exhibit 21 SUBSIDIARIES OF REGISTRANT Jurisdiction of Name Incorporation - - - Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York |
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| March 23, 2001 |
EXHIBIT 10.4 EMPLOYMENT AGREEMENT AGREEMENT, dated as of the 1st day of January, 2001, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and David Lukens ("Employee"). W I T N E S S E T H : WHEREAS, Employee is currently serving as the Senior Vice President and Chief Financial Officer of Employer; and WHEREAS, Employer wishes to assure itself of the continued services |
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| March 23, 2001 |
EXHIBIT 10.3 EMPLOYMENT AGREEMENT AGREEMENT, dated as of the 1st day of May, 1999, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and Moses Krausz ("Employee"). W I T N E S S E T H : WHEREAS, Employee is currently serving as the President and Chief Executive Officer of Employer; and WHEREAS, Employer wishes to assure itself of the continued services of Employee, an |
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| January 29, 2001 |
Berkshire Bancorp Inc. GSB Financial Corporation MERGER PROPOSED - YOUR VOTE IS VERY IMPORTANT This joint proxy statement/prospectus relates to the proposed merger of Berkshire Bancorp Inc. and GSB Financial Corporation. In the merger, GSB shares of common stock held by a GSB stockholder will be converted into the right to receive either Berkshire common stock, cash or a combination of both as eac |
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| January 17, 2001 |
BERKSHIRE BANCORP INC. 10-K405/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT NO. 1 TO FORM 10-K [ ] ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended OR [X] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from November 1, 1999 to December 31, 1999 - - Commission File N |
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| January 17, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A AMENDMENT NO. 1 TO FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2000 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
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| January 17, 2001 |
BERKSHIRE BANCORP INC. S-4/A #3 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 17, 2001 REGISTRATION NO. |
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| December 20, 2000 |
BERKSHIRE BANCORP INC. S-4/A #2 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 20, 2000 REGISTRATION NO. |
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| December 20, 2000 |
EXHIBIT 99.2 GSB PROXY CARD PROXY GSB FINANCIAL CORPORATION SPECIAL MEETING OF STOCKHOLDERS - [ ], 2001 SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS OF GSB FINANCIAL CORPORATION The undersigned hereby constitutes and appoints [ ], and each of them, as attorneys and proxies of the undersigned, with full power of substitution, for and in the name, place and stead of the undersigned, to appear at th |
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| December 1, 2000 |
EXHIBIT 99.2 GSB PROXY CARD PROXY GSB FINANCIAL CORPORATION SPECIAL MEETING OF STOCKHOLDERS - [ ], 2001 SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS OF GSB FINANCIAL CORPORATION The undersigned hereby constitutes and appoints [ ], and each of them, as attorneys and proxies of the undersigned, with full power of substitution, for and in the name, place and stead of the undersigned, to appear at th |
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| December 1, 2000 |
BERKSHIRE BANCORP INC. S-4/A #1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 1, 2000 REGISTRATION NO. |
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| December 1, 2000 |
EXHIBIT 99.1 BERKSHIRE PROXY CARD PROXY BERKSHIRE BANCORP INC. SPECIAL MEETING OF STOCKHOLDERS - [ ], 2001 SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS OF BERKSHIRE BANCORP INC. The undersigned hereby constitutes and appoints Steven Rosenberg and Moses Marx, and each of them, as attorneys and proxies of the undersigned, with full power of substitution, for and in the name, place and stead of the |
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| December 1, 2000 |
EXHIBIT 99.3 YOU, A STOCKHOLDER OF GSB FINANCIAL CORPORATION, SHOULD COMPLETE AND RETURN THIS ELECTION FORM ALONG WITH YOUR GSB STOCK CERTIFICATE(S) BEFORE THE COMMENCEMENT OF THE GSB SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT WITH BERKSHIRE BANCORP INC. IF YOU DO NOT DO SO AND WE COMPLETE THE MERGER, YOU WILL LOSE YOUR RIGHT TO CHOOSE WHETHER TO RECEIVE CASH OR STOCK IN EXCHANGE FOR YOUR STO |
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| November 13, 2000 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended SEPTEMBER 30, 2000 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 |
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| November 13, 2000 |
9 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE BERKSHIRE BANCORP INC. |
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| October 13, 2000 |
EXHIBIT 99.3 YOU, A STOCKHOLDER OF GSB FINANCIAL CORPORATION, SHOULD COMPLETE AND RETURN THIS ELECTION FORM ALONG WITH YOUR GSB STOCK CERTIFICATES BEFORE THE COMMENCEMENT OF THE GSB SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT WITH BERKSHIRE BANCORP INC. IF YOU DO NOT DO SO AND WE COMPLETE THE MERGER, YOU WILL LOSE YOUR RIGHT TO CHOOSE WHETHER TO RECEIVE CASH OR STOCK IN EXCHANGE FOR YOUR STOCK |
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| October 13, 2000 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON , 2000 REGISTRATION NO. 333- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 - BERKSHIRE BANCORP INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) - DELAWARE 6799 94-25663513 (STATE OR OTHER JURISDICTION OF (PRIMARY STANDARD INDUSTRIAL (I.R.S. EMPLOYER IDEN |
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| October 13, 2000 |
NoSuchKey The specified key does not exist. edgar/data/759718/000095011700002282/0005.txt CN8ETFQTPRNCNA77 yAQsmX1VzrIkSFREM1dApE2ZHbZ2Mh3OXRmqLrDs3NlEG0HY/xcqpACfNogvb6D4f501tIXFDwk= |
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| October 13, 2000 |
EXHIBIT 99.2 GSB PROXY CARD PROXY GSB FINANCIAL CORPORATION SPECIAL MEETING OF STOCKHOLDERS - [ ], 2000 SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS OF GSB FINANCIAL CORPORATION The undersigned hereby constitutes and appoints [ ], and each of them, as attorneys and proxies of the undersigned, with full power of substitution, for and in the name, place and stead of the undersigned, to appear at th |
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| August 16, 2000 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 16, 2000 - Berkshire Bancorp Inc. - (Exact name of registrant as specified in its charter) Delaware 0-13649 94-2563513 - - (State or other (Commission (IRS Employer jurisdiction of File Numb |
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| August 16, 2000 |
NEWS RELEASE, FOR IMMEDIATE RELEASE BERKSHIRE BANCORP INC. AND GSB FINANCIAL CORPORATION ANNOUNCE MERGER New York, New York and Goshen, New York, August 16, 2000. Berkshire Bancorp Inc. (NASDAQ SmallCap: "ZAPS") ("Berkshire Bancorp"), and GSB Financial Corporation (NASDAQ: "GOSB") ("GSB Financial") jointly announced today that they had signed a definitive agreement pursuant to which GSB Financial |
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| August 14, 2000 |
9 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE BERKSHIRE BANCORP INC. |
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| August 14, 2000 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 2000 - or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 - BERK |
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| July 19, 2000 |
As filed with the Securities and Exchange Commission on July 19, 2000. Registration No. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 - BERKSHIRE BANCORP INC. - (Exact name of registrant as specified in its charter) DELAWARE 94-2563513 - - - (State or other jurisdiction (I.R.S. Employer Identification No.) of incorporat |
