ALAN / Alanco Technologies Inc - Zgłoszenia SEC, Raport roczny, o pełnomocnictwie

Alanco Technologies Inc
US ˙ OTC
TEN SYMBOL NIE JEST JUŻ AKTYWNY

Podstawowe statystyki
CIK 98618
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Alanco Technologies Inc
SEC Filings (Chronological Order)
Na tej stronie znajduje się pełna, chronologiczna lista zgłoszeń SEC, z wyłączeniem zgłoszeń własności, które udostępniamy gdzie indziej.
March 9, 2023 REVOKED

REVOKED

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 97066 / March 8, 2023 Admin. Proc. File No. 3-20976 In the Matter of ALANCO TECHNOLOGIES, INC. OPINION OF THE COMMISSION SECTION 12(j) PROCEEDING Grounds for Remedial Action Failure to Comply with Periodic Filing Requirements Company failed to file periodic reports in violation of Section 13(a) of the S

February 14, 2019 SC 13G/A

ALAN / Alanco Technologies, Inc. / KCG AMERICAS LLC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Initial Filing) Under the Securities Exchange Act of 1934 Alanco Technologies, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 011612702 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 9, 2018 SC 13G

ALAN / Alanco Technologies, Inc. / KCG AMERICAS LLC - SC 13G ALAN Passive Investment

SC 13G 1 kcg13g.htm SC 13G ALAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Initial Filing) Under the Securities Exchange Act of 1934 Alanco Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 011612702 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

September 29, 2017 8-K

Alanco Technologies 8K_STATUS_OFFCHG (Current Report/Significant Event)

8k Imp Dir Chg SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 September 29, 2017 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IRS Employer Identificatio

September 5, 2017 8-K

Alanco Technologies (Current Report/Significant Event)

k8directorchange SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 September 5, 2017 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IRS Employer Identificati

June 30, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 June 30, 2017 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IRS Employer Identification No.) 7950 E. ACOMA

May 22, 2017 10-Q

ALAN / Alanco Technologies, Inc. 10Q FOR THE QUARTER ENDED MARCH 31, 2017 (Quarterly Report)

10-Q 1 10q033117.htm 10Q FOR THE QUARTER ENDED MARCH 31, 2017 ALANCO TECHNOLOGIES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from

May 15, 2017 NT 10-Q

Alanco Technologies NOTIFICATION OF LATE FILING FOR THE FORM 10-Q FOR THE QUARTER ENDED MARCH 31, 2017.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC file Number:000-09347 CUSIP number: 011612702 (Check one): () Form 10-K () Form 20-F () Form 11-K (X) Form 10-Q () Form 10-D () Form N-SAR () Form N-CSR For Period Ended: 3/31/2017 () Transition Report on Form 10-K () Transition Report on Form 20-P () Transition Report on Form 11-K (

April 6, 2017 SC 13G

ALAN / Alanco Technologies, Inc. / CANACCORD GENUITY INC. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION "Washington, D.C. 20549" SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ALANCO TECHNOLOGIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 11612702 (CUSIP Number) 5-Apr-17 (Date of Event which Requires Filing of this Statement) pursuant to which this Schedule is filed: Check the appropriate box to designat

February 14, 2017 10-Q

Alanco Technologies 10Q FOR THE QUARTER ENDED DECEMBER 31, 2016 (Quarterly Report)

ALANCO TECHNOLOGIES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 0-9347 ALANCO TECHNOLOGIES, INC.

December 20, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 8kmgtdirchg.htm 8K FOR MANAGEMENT AND DIRECTOR CHANGE SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 December 20, 2016 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or oth

November 17, 2016 EX-99.1

AMENDED AND RESTATED LOAN AGREEMENT

EX-99.1 2 amendedrestatedloanagmt.htm AMENDED AND RESTATED LOAN AGREEMENT AMENDED AND RESTATED LOAN AGREEMENT THIS AMENDED AND RESTATED LOAN AGREEMENT ("Agreement") is entered into this 14th day of November, 2016, between Donald E. Anderson and Rebecca E. Anderson, Trustee of the Anderson Family Trust, UTA dated December 20, 1993 ("Lender"), whose address is 12000 N. 90th Street, #1027, Scottsdale

November 17, 2016 8-K

Alanco Technologies (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 November 17, 2016 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IRS Employer Identification No.) 7950 E. A

November 14, 2016 10-Q

ALAN / Alanco Technologies, Inc. 10-Q - Quarterly Report - FORM 10-Q FOR THE QUARTER ENDED SEPTEMBER 30, 2016

10-Q 1 q10093016.htm FORM 10-Q FOR THE QUARTER ENDED SEPTEMBER 30, 2016 ALANCO TECHNOLOGIES, INC. AND SUBSIDIARIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT

October 3, 2016 8-K

Financial Statements and Exhibits, Other Events

8-K 1 k8abhbella.htm 8K ABH BELLA MONTE AGMT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 3, 2016 ALANCO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) ARIZONA 0-9437 86-0220694 (State or other

October 3, 2016 EX-99.1

Alanco Announces Agreement To Acquire Bella Monte Recovery

Exhibit 99.1 CONTACTS: Alanco Technologies, Inc. Alanco Behavioral Health, Inc. John Carlson, CEO David Johnson, President (480) 505-4869 (480) 505-4859 [email protected] [email protected] Alanco Announces Agreement To Acquire Bella Monte Recovery Scottsdale, AZ ? September 28, 2016 ? Alanco Technologies, Inc. (OTCQB:ALAN) today announced that Alanco Behavioral Health, Inc. ("ABH"), a wholly owned sub

September 30, 2016 10-K

Alanco Technologies 10-K FOR THE FISCAL YEAR ENDED JUNE 30, 2016 (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2016 Commission file number 0-9347 ALANCO TECHNOLOGIES, INC . (Exact name of small business issuer as specified in its charter) Arizona 86-0220694 (State or other jurisdiction of (I.R.S. Employer

September 28, 2016 NT 10-K

Alanco Technologies NOTIFICATION OF LATE FILING FOR THE 10-K FOR THE FISCAL YEAR ENDED JUNE 30, 2016

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC file Number: 000-09347 CUSIP number: 011612702 (Check one): (X) Form 10-K ( ) Form 20-F ( ) Form 11-K ( ) Form 10-Q ( ) Form 10-D ( ) Form N-SAR ( ) Form N-CSR For Period Ended: 6/30/16 ( ) Transition Report on Form 10-K ( ) Transition Report on Form 20-P ( ) Transition Report on For

September 9, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 September 9, 2016 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IRS Employer Identification No.) 7950 E. A

September 8, 2016 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 2 ex991to13da107042008090816.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Class A Common Stock, no

September 8, 2016 SC 13D/A

ALAN / Alanco Technologies, Inc. / Iroquois Capital Management, LLC - AMENDMENT NO. 1 TO THE SCHEDULE 13D Activist Investment

SC 13D/A 1 sc13da10704200809082016.htm AMENDMENT NO. 1 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Alanco Technologies, Inc. (Name of Issuer) Class A Common Stock, no par valu

August 25, 2016 8-K

Alanco Technologies 8K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 25, 2016 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IRS Employer Identification No.) 7950 E. ACO

August 25, 2016 EX-99.1

Alanco Technologies, Inc. to Launch Behavioral Health Subsidiary

EX-99.1 2 pr082216.htm PRESS RELEASE DATED AUGUST 22, 2016 CONTACTS: Alanco Technologies, Inc. Alanco Behavioral Health, Inc. John Carlson, CEO David Johnson, President (480) 505-4869 (720) 595-4149 [email protected] [email protected] Alanco Technologies, Inc. to Launch Behavioral Health Subsidiary (Scottsdale, AZ – August 22, 2016) – Alanco Technologies, Inc. (OTCQB: ALAN), today announced that it ha

August 25, 2016 8-K

Alanco Technologies 8K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 25, 2016 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IRS Employer Identification No.) 7950 E. ACO

July 5, 2016 EX-99.2

LOAN AGREEMENT

loanagreement.htm LOAN AGREEMENT THIS LOAN AGREEMENT (?Agreement?) is entered into this 28th day of June, 2016, between Donald E. Anderson, Trustee of the Anderson Family Trust, UTA dated December 20, 1993 ("Lender"), whose address is 12000 N. 90th Street, #1027, Scottsdale, Arizona 85260 and Alanco Technologies, Inc., an Arizona corporation ("ATI"), and Alanco Energy Services, Inc., a Colorado co

July 5, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 k8loanagmt.htm LOAN AGREEMENT FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 5, 2016 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IR

July 5, 2016 EX-99.1

Alanco Signs $500K Credit Line with Former Director

EX-99.1 2 pressrelease.htm PRESS RELEASE DATED JULY 5, 2016 FOR IMMEDIATE RELEASE CONTACTS: John Carlson, Alanco Technologies, Inc., 480-505-4869 Ira Weingarten, Equity Communications, 805-897-1880 Alanco Signs $500K Credit Line with Former Director (Scottsdale, AZ – July 5, 2016) – Alanco Technologies, Inc. (OTCQB: ALAN) announced today the signing of a Loan Agreement with a $500,000 credit limit

May 13, 2016 10-Q

Alanco Technologies FORM 10-Q FOR THE QUARTER ENDED MARCH 31, 2016 (Quarterly Report)

q10033116.htm ALANCO TECHNOLOGIES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 0-9347 ALANCO TECHNOL

March 2, 2016 8-K

Alanco Technologies 8K DIRECTOR (Current Report/Significant Event)

k8030216.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 March 2, 2016 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IRS Employer Identification No.)

February 16, 2016 10-Q

ALAN / Alanco Technologies, Inc. 10-Q - Quarterly Report - 10-Q FOR THE QUARTER ENDED DECEMBER 31, 2015

10-Q 1 q10123115.htm 10-Q FOR THE QUARTER ENDED DECEMBER 31, 2015 ALANCO TECHNOLOGIES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition peri

July 3, 2014 EX-99.2

EXECUTIVE COMPENSATION AGREEMENT

EXECUTIVE COMPENSATION AGREEMENT This Executive Compensation Agreement (this "Agreement"), is entered into as of the 30th day of June, 2014 to be effective July 1, 2014 (the "Effective Date"), between ALANCO TECHNOLOGIES, INC.

July 3, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 3, 2014 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IRS Employer Identification No.) 7950 E. ACOMA

July 3, 2014 EX-99.1

EXECUTIVE COMPENSATION AGREEMENT

EXECUTIVE COMPENSATION AGREEMENT This Executive Compensation Agreement (this "Agreement"), is entered into as of the 30th day of June, 2014 to be effective July 1, 2014 (the "Effective Date"), between ALANCO TECHNOLOGIES, INC.

May 19, 2014 SC 13D

ALAN / Alanco Technologies, Inc. / Iroquois Capital Management, LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Alanco Technologies, Inc. (Name of Issuer) Class A Common Stock, no par value (Title of Class of Securities) 011612702 (CUSIP Number) MITCHELL R. KULICK

May 19, 2014 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 2 ex91to13d07042ala05072014.htm Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Class A Common Stock, no par value, of Alanco Tec

May 1, 2014 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 k8shvote042814.htm 8-K FOR THE ANNUAL SHAREHOLDER MEETING HELD APRIL 28, 2014 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 1, 2014 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694

March 19, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 k8ceochange.htm 8K FOR CEO CHANGE SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 March 18, 2014 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IRS E

March 19, 2014 EX-99.1

Alanco Reports Death of CEO Robert R. Kauffman

FOR IMMEDIATE RELEASE CONTACTS: John Carlson, Alanco Technologies, Inc., 480-505-4869 Alanco Reports Death of CEO Robert R. Kauffman (Scottsdale, AZ – March 18, 2014) – Alanco Technologies, Inc. (OTCBB: ALAN) reported with deep sadness the passing of the Company’s President, Chief Executive Officer and Chairman of the Board, Robert R. Kauffman. Mr. Kauffman had served as the President, CEO and Cha

March 7, 2014 DEF 14A

- DEFINITIVE PROXY FOR ANNUAL MEETING TO BE HELD APRIL 28, 2014

DEF 14A 1 defproxy042814mtg.htm DEFINITIVE PROXY FOR ANNUAL MEETING TO BE HELD APRIL 28, 2014 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a

March 7, 2014 DEFA14A

- DEFA14A NOTICE & ACCESS CARD FOR 4/28/14 MEETING

DEFA14A 1 defa14a042814mtg.htm DEFA14A NOTICE & ACCESS CARD FOR 4/28/14 MEETING ALANCO TECHNOLOGIES, INC. CONTROL ID: REQUEST ID: IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE ANNUAL MEETING OF STOCKHOLDERS DATE: APRIL 28, 2014 TIME: 10:00 AM MST LOCATION: 7950 E. ACOMA DRIVE, SUITE 111, SCOTTSDALE, ARIZONA 85260 HOW TO REQUEST PAPER COPIES OF OUR MATERIALS PHONE: CALL TOL

February 14, 2014 EX-4.2

STATE OF ARIZONA STATEMENT PURSUANT TO SECTION 10-602 DESIGNATION OF RIGHTS, PREFERENCES AND PRIVILEGES OF SERIES C JUNIOR PARTICIPATING PREFERRED STOCK ALANCO TECHNOLOGIES, INC.

EX-4.2 3 seriescdesc.htm RIGHTS AGREEMENT EXH A - SERIES C DESCRIPTION EXHIBIT A STATE OF ARIZONA STATEMENT PURSUANT TO SECTION 10-602 DESIGNATION OF RIGHTS, PREFERENCES AND PRIVILEGES OF SERIES C JUNIOR PARTICIPATING PREFERRED STOCK OF ALANCO TECHNOLOGIES, INC. TO: ARIZONA CORPORATION COMMISSION Incorporating Division 1300 West Washington Phoenix, Arizona 85007 By the authority of the Articles of

February 14, 2014 EX-4.3

FORM OF RIGHT CERTIFICATE

rightscert.htm FORM OF RIGHT CERTIFICATE (Exhibit B to Rights Agreement) Certificate No. R- Rights NOT EXERCISABLE AFTER JUNE 30, 2024, OR EARLIER IF REDEMPTION OR EXCHANGE OCCURS. THE RIGHTS ARE SUBJECT TO REDEMPTION AT $0.001 PER RIGHT AND TO EXCHANGE ON THE TERMS SET FORTH IN THE RIGHTS AGREEMENT. RIGHT CERTIFICATE ALANCO TECHNOLOGIES, INC. This certifies that or registered assigns, is the regi

February 14, 2014 EX-4.4

ALANCO TECHNOLOGIES, INC. SUMMARY OF RIGHTS TO PURCHASE PREFERRED SHARES

summaryofrights.htm ALANCO TECHNOLOGIES, INC. SUMMARY OF RIGHTS TO PURCHASE PREFERRED SHARES (EXHIBIT C TO RIGHTS AGREEMENT) On February 13, 2014, the Board of Directors of Alanco Technologies, Inc. (the ?Company?) declared a dividend of one preferred share purchase right (a ?Right?) for each outstanding share of Class A Common Stock (the ?Common Shares?) of the Company. The dividend is effective

February 14, 2014 10-Q

Alanco Technologies FORM 10-Q FOR THE QUARTER ENDED DECEMBER 31, 2013 (Quarterly Report)

q10qe123113.htm ALANCO TECHNOLOGIES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 0-9347 ALANCO TE

February 14, 2014 EX-4.1

RIGHTS AGREEMENT

rightsagreement.htm RIGHTS AGREEMENT Agreement, dated as of February 13, 2014, between, ALANCO TECHNOLOGIES, INC., an Arizona corporation (the ?Company"), and LAW OFFICE OF STEVEN P. OMAN, P.C., an Arizona professional corporation (the ?Rights Agent?). On February 13, 2014 (the "Rights Declaration Date?), the Board of Directors of the Company authorized and declared a distribution of one Preferred

November 14, 2013 SC 13G/A

ALAN / Alanco Technologies, Inc. / AIGH Investment Partners, L.P. - SCHEDULE 13G/A Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Alanco Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 011612702 (CUSIP Number) October 17, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan

October 22, 2013 SC 13G/A

ALAN / Alanco Technologies, Inc. / AIGH Investment Partners, L.P. - SCHEDULE 13G/A Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Alanco Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 011612702 (CUSIP Number) October 17, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan

April 19, 2013 8-K

Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 19, 2013 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IRS Employer Identification No.) 7950 E. ACOM

February 22, 2013 DEF 14A

- DEFINITIVE PROXY FOR APRIL 16, 2013 ANNUAL MEETING

DEF 14A 1 defproxy041613mtg.htm DEFINITIVE PROXY FOR APRIL 16, 2013 ANNUAL MEETING SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) x

February 22, 2013 DEFA14A

- DEFA14A NOTICE & ACCESS CARD FOR 4/16/2013 MEETING

DEFA14A 1 defa14a041613mtg.htm DEFA14A NOTICE & ACCESS CARD FOR 4/16/2013 MEETING ALANCO TECHNOLOGIES, INC. CONTROL ID: REQUEST ID: IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE ANNUAL MEETING OF SHAREHOLDERS DATE: APRIL 16, 2013 TIME: 10:00 A.M. LOCATION: 7950 E. ACOMA DRIVE, SUITE 111, SCOTTSDALE, ARIZONA 85260 HOW TO REQUEST PAPER COPIES OF OUR MATERIALS PHONE: CALL TOL

September 28, 2012 NT 10-K

- NT 10K FOR THE FISCAL YEAR ENDED JUNE 30, 2012

NT 10-K 1 nt10k063012.htm NT 10K FOR THE FISCAL YEAR ENDED JUNE 30, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC file Number:000-09347 CUSIP number: 011612702 (Check one): (X) Form 10-K () Form 20-F () Form 11-K ( ) Form 10-Q () Form N-SAR For Period Ended: 6/30/12 ( ) Transition Report on Form 10-K ( ) Transition Report o

August 1, 2012 8-K

Entry into a Material Definitive Agreement

8-K 1 k8symbius.htm 8K SYMBIUS SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 1, 2012 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IRS Employer I

April 30, 2012 8-K

Entry into a Material Definitive Agreement

8-K 1 k8symbius.htm 8K SYMBIUS SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 30, 2012 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IRS Employer I

April 10, 2012 EX-99.1

New Subsidiary Alanco Energy Services, Inc. To Provide Produced Water Disposal Services to Natural Gas Industry

FOR IMMEDIATE RELEASE CONTACTS: John Carlson, Alanco Technologies, Inc., 480-505-4869 New Subsidiary Alanco Energy Services, Inc. To Provide Produced Water Disposal Services to Natural Gas Industry (Scottsdale, AZ – April 9, 2012) – Alanco Technologies, Inc. (OTCBB: ALAN.OB) today announced formation of a new wholly-owned Colorado subsidiary, Alanco Energy Services, Inc. (“AES” or “Company”) to tr

April 10, 2012 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - 8K AES SUB 040912

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 9, 2012 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or other jurisdiction) (IRS Employer Identification No.) 7950 E. ACOMA

April 5, 2012 8-K

Entry into a Material Definitive Agreement

FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 5, 2012 - (Date of Report) ALANCO TECHNOLOGIES, INC.

January 3, 2012 EX-99.1

STOCK REDEMPTION AGREEMENT

STOCK REDEMPTION AGREEMENT THIS AGREEMENT is made and entered into this 30th day of December, 2011, by and between ALANCO TECHNOLOGIES, INC.

January 3, 2012 8-K

Entry into a Material Definitive Agreement

8-K 1 k8serbprefredemption.htm 8K SERIES B PREFERRED REDEMPTION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 January 3, 2012 - (Date of Report) ALANCO TECHNOLOGIES, INC. - (Exact name of Registrant as specified in its charter) 0-9437 - (Commission File No.) ARIZONA 86-0220694 - - (State or o

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