| Akcje insidera | 17 568 805 shares |
Wynik sentymentu insiderów
Ocena sentymentu insiderów pokazuje firmy, które są kupowane przez insiderów korporacyjnych.
Jest to wynik zaawansowanego, wieloczynnikowego modelu ilościowego, który identyfikuje spółki o najwyższym poziomie akumulacji informacji poufnych. Model rankingowy wykorzystuje kombinację liczby netto insiderów kupujących w ciągu ostatnich 90 dni, całkowitej liczby akcji kupionych jako procent akcji w obrocie oraz całkowitej liczby akcji posiadanych przez insiderów. Liczba ta waha się od 0 do 100, przy czym wyższe liczby wskazują na wyższy poziom akumulacji w porównaniu z innymi spółkami, a 50 to średnia.
Częstotliwość aktualizacji: codziennie
Ocena sentymentu kadry kierowniczej
Ocena sentymentu kadry kierowniczej pokazuje, że firmy są kupowane przez urzędników korporacyjnych.
Z definicji dyrektorzy korporacyjni to insiderzy korporacyjni, ale w przeciwieństwie do niektórych innych insiderów (10% akcjonariuszy i członków zarządu), dyrektorzy pracują dla firmy na co dzień i podczas handlu korzystają z własnych pieniędzy. (10% Akcjonariusze i członkowie zarządu często zarządzają funduszami zarządzających pieniędzmi innych osób). W związku z tym transakcje wykorzystujące informacje poufne dokonywane przez osoby z kadry kierowniczej mają znacznie większe znaczenie i powinny być odpowiednio traktowane.
Podobnie jak ocena sentymentu insiderów, ocena sentymentu kadry kierowniczej jest wynikiem zaawansowanego, wieloczynnikowego modelu ilościowego, który identyfikuje firmy o najwyższym poziomie akumulacji urzędników.
Częstotliwość aktualizacji: codziennie
Kluczowe wskaźniki insider
Ta karta pokazuje pozycję firmy według różnych wskaźników insider. Ranking według miary percentyla pokazuje, jak ta firma wypada na tle innych firm na rynkach amerykańskich. Wyższe rankingi wskazują na lepszą sytuację.
Na przykład ogólnie przyjmuje się, że kupowanie przez insiderów jest pozytywnym wskaźnikiem, zatem spółki z większą liczbą takich transakcji plasowałyby się wyżej niż spółki z mniejszą liczbą takich transakcji (lub nawet sprzedaży przez insiderów.
Liczba netto zakupów dokonanych przez insiderów (ranking)
Liczba netto zakupów dokonanych przez insiderów to łączna liczba insiderów kupujących pomniejszona o całkowitą liczbę insiderów sprzedających w ciągu ostatnich 90 dni. Tutaj pokazana jest miara percentyla (zakres od 0 do 100%).
Procent akcji kupowanych przez insiderów (ranking)
Procent akcji zakupionych przez insiderów to całkowita liczba akcji zakupionych przez insiderów pomniejszona o całkowitą liczbę akcji sprzedanych przez insiderów w ciągu ostatnich 90 dni, podzielona przez całkowitą liczbę akcji zakupionych przez insiderów i pomnożona przez 100.
Wykres handlu insider
Poniższy wykres przedstawia ReShape Lifesciences Inc. transakcji zrealizowanych przez insiderów. Insiderzy to członkowie kadry kierowniczej, dyrektorzy lub znaczący inwestorzy w spółce. Ogólnie rzecz biorąc, dokonywanie transakcji w ich firmach przez osoby posiadające dostęp do informacji poufnych w oparciu o istotne, niepubliczne informacje jest generalnie nielegalne. Nie oznacza to, że dokonywanie jakichkolwiek transakcji we własnych firmach jest nielegalne. Muszą jednak zgłaszać wszystkie transakcje do SEC za pośrednictwem formularza 4.
Lista insiderów i wskaźniki rentowności
Ta tabela przedstawia listę znanych insiderów i jest generowana automatycznie na podstawie zgłoszeń ujawnianych SEC. Oprócz nazwisk, najnowszego tytułu oraz oznaczenia dyrektora, członka kierownictwa lub 10% właściciela, podajemy najnowsze ujawnione pakiety akcji. Dodatkowo, jeśli to możliwe, udostępniamy historyczne wyniki handlowe danego insidera. Historyczne wyniki handlowe to średnia ważona wyników rzeczywistych transakcji zakupu na otwartym rynku dokonanych przez insiderów. Więcej informacji na temat sposobu obliczania tej wartości obejrzyj webinar na YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Średni zysk (%) | Posiadane Akcje |
Podział korygujący |
|---|
Report errors via our new Insider Auditing Tool
Śledź historię zakupów insiderów — analiza zysków krótkoterminowych
W tej sekcji analizujemy rentowność każdego nieplanowanego zakupu od poufnych informacji na otwartym rynku dokonanego w RSLS / ReShape Lifesciences Inc.. Analiza ta pomaga zrozumieć, czy insider konsekwentnie generuje nietypowe zyski i czy warto ją śledzić. Analiza ta obejmuje okres jednego roku po każdej transakcji wyniki są teoretyczne .
Poniższa tabela przedstawia najnowsze zakupy na otwartym rynku, które nie były częścią planu handlu automatycznego.
Cena skorygowana to cena skorygowana o podział. Akcje skorygowane to akcje skorygowane o podział.
Śledź historię sprzedaży insider — analiza strat krótkoterminowych
W tej sekcji analizujemy możliwość uniknięcia krótkoterminowych strat w wyniku każdej nieplanowanej sprzedaży insidera na otwartym rynku dokonanej w RSLS / ReShape Lifesciences Inc.. Konsekwentny wzorzec unikania strat może sugerować, że przyszłe transakcje sprzedaży mogą przewidywać spadki cen. Analiza ta obejmuje okres jednego roku po każdej transakcji wyniki są teoretyczne .
Poniższa tabela przedstawia najnowsze sprzedaże na otwartym rynku, które nie były częścią planu handlu automatycznego.
Cena skorygowana to cena skorygowana o podział. Akcje skorygowane to akcje skorygowane o podział.
Historia transakcji
Kliknij ikonę linku, aby zobaczyć pełną historię transakcji. Transakcje zgłoszone w ramach automatycznego planu handlowego 10b5-1 będą oznaczone znakiem X w kolumnie oznaczonej 10b-5.
| Plik Data |
Data transakcji |
Formularz | Wtajemniczony | Serce | Nazwa papieru wartościowego | Kod | Bezpośredni | Cena wykonania |
Cena jednostki |
Zmieniono jednostki |
Zmieniona wartość (1 tys.) |
Pozostałe opcje |
Pozostałe akcje |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series A Warrants | I | 0,02 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | I | 3,50 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | D | 3,50 | -1 000 000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | I | 3,50 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | D | 3,50 | -4 000 000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 3,70 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 3,70 | -1 200 000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 3,25 | -1 200 000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 3,25 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | I | 0,05 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series A Warrants | D | 0,02 | -2 625 000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | D | 0,05 | -2 625 000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 0 | ||||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | -5 330 277 | 0 | ||||||
| 2021-06-17 | 2021-06-15 | 4 | STANKOVICH THOMAS | RSLS | Common Stock, $0.001 par value per share | D | 3,0500 | -4 635 | -14 | 0 | ||||
| 2020-12-04 | 2020-12-04 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5 330 277 | ||||||
| 2020-12-04 | 2020-12-04 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,1300 | 5 400 | 22 | 5 330 277 | ||||
| 2020-12-04 | 2020-12-02 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5 324 877 | ||||||
| 2020-12-04 | 2020-12-02 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,3100 | 1 000 | 4 | 5 324 877 | ||||
| 2020-11-17 | 2020-11-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5 323 877 | ||||||
| 2020-11-17 | 2020-11-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,5000 | 187 | 1 | 5 323 877 | ||||
| 2020-11-17 | 2020-11-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5 323 690 | ||||||
| 2020-11-17 | 2020-11-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,1400 | 790 | 3 | 5 323 690 | ||||
| 2020-11-12 | 2020-11-10 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5 322 900 | ||||||
| 2020-11-12 | 2020-11-10 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,5800 | 2 400 | 9 | 5 322 900 | ||||
| 2020-11-04 | 2020-11-02 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5 320 500 | ||||||
| 2020-11-04 | 2020-11-02 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,5600 | 3 100 | 11 | 5 320 500 | ||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5 317 400 | ||||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5 317 400 | ||||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,2300 | 1 000 | 4 | 5 317 400 | ||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,9100 | 1 000 | 4 | 5 316 400 | ||||
| 2020-09-22 | 2020-09-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5 315 400 | ||||||
| 2020-09-22 | 2020-09-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,7700 | 1 000 | 5 | 5 315 400 | ||||
| 2020-09-22 | 2020-09-21 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5 314 400 | ||||||
| 2020-09-22 | 2020-09-21 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,4500 | 300 | 1 | 5 314 400 | ||||
| 2020-09-22 | 2020-09-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5 314 100 | ||||||
| 2020-09-22 | 2020-09-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,7700 | 2 000 | 8 | 5 314 100 | ||||
| 2020-09-17 | 2020-09-16 | 4 | STANKOVICH THOMAS | RSLS | Common Stock | D | 3,0000 | 530 | 2 | 4 635 | ||||
| 2020-09-16 | 2020-09-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5 312 100 | ||||||
| 2020-09-16 | 2020-09-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,7500 | 100 | 0 | 5 312 100 | ||||
| 2020-09-16 | 2020-09-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 0 | 1 200 000 | ||||||
| 2020-09-16 | 2020-09-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 1 200 000 | 1 200 000 | ||||||
| 2020-08-20 | 2020-08-20 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5 312 000 | ||||||
| 2020-08-20 | 2020-08-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,4000 | 2 000 | 7 | 5 312 000 | ||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5 310 000 | ||||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5 310 000 | ||||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,4000 | 1 000 | 3 | 5 310 000 | ||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,0500 | 998 | 3 | 5 309 000 | ||||
| 2020-08-20 | 2020-08-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5 308 002 | ||||||
| 2020-08-20 | 2020-08-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,0000 | 6 000 | 18 | 5 308 002 | ||||
| 2020-08-20 | 2020-08-19 | 4 | STANKOVICH THOMAS | RSLS | Common Stock | D | 3,0000 | 4 105 | 12 | 4 105 | ||||
| 2020-07-21 | 2020-07-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5 302 002 | ||||||
| 2020-07-21 | 2020-07-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,0000 | 4 500 | 14 | 5 302 002 | ||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series F Prefunded Warrants | I | 0,12 | 0 | 0 | |||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series C Prefunded Warrants | I | 0,12 | 0 | 0 | |||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series F Prefunded Warrants | D | 0,12 | 0,1200 | -2 569 167 | -308 | 0 | |||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series C Prefunded Warrants | D | 0,12 | 0,1200 | -2 516 667 | -302 | 0 | |||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5 297 502 | ||||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5 297 502 | ||||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,1200 | 2 569 167 | 308 | 5 297 502 | ||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,1200 | 2 516 667 | 302 | 2 728 335 | ||||
| 2020-03-27 | 2020-03-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 0 | 1 200 000 | ||||||
| 2020-03-27 | 2020-03-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 1 200 000 | 1 200 000 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 211 668 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 211 668 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7,4500 | 2 000 | 15 | 211 668 | ||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 6,4900 | 1 000 | 6 | 209 668 | ||||
| 2019-12-23 | 2019-12-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 208 668 | ||||||
| 2019-12-23 | 2019-12-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2500 | 3 048 | 16 | 208 668 | ||||
| 2019-12-23 | 2019-12-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 205 620 | ||||||
| 2019-12-23 | 2019-12-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,1300 | 9 000 | 46 | 205 620 | ||||
| 2019-12-18 | 2019-12-16 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 196 620 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2500 | 3 000 | 16 | 196 620 | ||||
| 2019-12-11 | 2019-12-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193 620 | ||||||
| 2019-12-11 | 2019-12-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,4500 | 452 | 2 | 193 620 | ||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193 168 | ||||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193 168 | ||||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2500 | 1 000 | 5 | 193 168 | ||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,0500 | 1 071 | 5 | 192 168 | ||||
| 2019-12-06 | 2019-12-06 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 191 097 | ||||||
| 2019-12-06 | 2019-12-06 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,2500 | 300 | 2 | 191 097 | ||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 190 797 | ||||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 190 797 | ||||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,1800 | 224 | 1 | 190 797 | ||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,1600 | 1 000 | 5 | 190 573 | ||||
| 2019-12-06 | 2019-12-04 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 189 573 | ||||||
| 2019-12-06 | 2019-12-04 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,1900 | 405 | 2 | 189 573 | ||||
| 2019-11-27 | 2019-11-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 189 168 | ||||||
| 2019-11-27 | 2019-11-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,4300 | 2 000 | 11 | 189 168 | ||||
| 2019-11-22 | 2019-11-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 187 168 | ||||||
| 2019-11-22 | 2019-11-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2300 | 1 495 | 8 | 187 168 | ||||
| 2019-11-22 | 2019-11-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 185 673 | ||||||
| 2019-11-22 | 2019-11-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,4100 | 1 300 | 7 | 185 673 | ||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 184 373 | ||||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 184 373 | ||||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,9700 | 205 | 1 | 184 373 | ||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,9500 | 1 330 | 8 | 184 168 | ||||
| 2019-11-18 | 2019-11-14 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 182 838 | ||||||
| 2019-11-18 | 2019-11-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7,3500 | 2 200 | 16 | 182 838 | ||||
| 2019-11-13 | 2019-11-12 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 180 638 | ||||||
| 2019-11-13 | 2019-11-12 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7,2500 | 636 | 5 | 180 638 | ||||
| 2019-11-13 | 2019-11-11 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 21 600 000 | ||||||
| 2019-11-13 | 2019-11-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0400 | 400 000 | 16 | 21 600 000 | ||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series F Prefunded Warrants | I | 0 | 315 000 000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series E Warrants | I | 0 | 315 000 000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | D | 315 000 000 | 315 000 000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series F Prefunded Warrants | D | 308 300 000 | 308 300 000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series B Warrants | I | 0 | 0 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series B Warrants | D | -315 000 000 | 0 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 21 200 000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0200 | 6 700 000 | 134 | 21 200 000 | ||||
| 2019-09-19 | 2019-09-17 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14 500 000 | ||||||
| 2019-09-19 | 2019-09-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0500 | 396 072 | 20 | 14 500 000 | ||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14 103 928 | ||||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14 103 928 | ||||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 28 928 | 2 | 14 103 928 | ||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 25 000 | 2 | 14 075 000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 45 000 | 3 | 14 050 000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 25 000 | 2 | 14 005 000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 10 000 | 1 | 13 980 000 | ||||
| 2019-08-29 | 2019-08-28 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 50 000 | 4 | 13 970 000 | ||||
| 2019-08-29 | 2019-08-28 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 50 000 | 4 | 13 970 000 | ||||
| 2019-08-29 | 2019-08-27 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 10 000 | 1 | 13 870 000 | ||||
| 2019-08-29 | 2019-08-27 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 10 000 | 1 | 13 870 000 | ||||
| 2019-08-09 | 2019-08-08 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 13 850 000 | ||||||
| 2019-08-09 | 2019-08-08 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0800 | 100 000 | 8 | 13 850 000 | ||||
| 2019-08-09 | 2019-08-07 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 13 750 000 | ||||||
| 2019-08-09 | 2019-08-07 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 250 000 | 18 | 13 750 000 | ||||
| 2019-07-26 | 2019-07-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13 500 000 | ||||||
| 2019-07-26 | 2019-07-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0800 | 300 000 | 24 | 13 500 000 | ||||
| 2019-07-26 | 2019-07-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13 200 000 | ||||||
| 2019-07-26 | 2019-07-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0800 | 150 000 | 12 | 13 200 000 | ||||
| 2019-07-26 | 2019-07-24 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13 050 000 | ||||||
| 2019-07-26 | 2019-07-24 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 50 000 | 4 | 13 050 000 | ||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39 000 000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39 000 000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39 000 000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39 000 000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39 000 000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39 000 000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39 000 000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39 000 000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39 000 000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39 000 000 | ||||||||
| 2019-04-10 | 3 | Bandy Barton P. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2019-02-04 | 2019-02-01 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Series E Convertible Preferred Stock | I | 1 192 000 | 1 192 000 | ||||||
| 2019-02-04 | 2019-02-01 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | -1 192 000 | 507 | ||||||
| 2019-02-04 | 2019-01-31 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2733 | 10 301 | 3 | 1 192 507 | ||||
| 2019-01-31 | 2019-01-30 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2800 | 48 000 | 13 | 1 182 206 | ||||
| 2019-01-31 | 2019-01-29 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2779 | 12 200 | 3 | 1 134 206 | ||||
| 2019-01-28 | 2019-01-25 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2717 | 15 595 | 4 | 1 122 006 | ||||
| 2019-01-28 | 2019-01-24 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2550 | 6 190 | 2 | 1 106 411 | ||||
| 2019-01-24 | 2019-01-22 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2791 | 5 766 | 2 | 1 100 221 | ||||
| 2019-01-22 | 2019-01-18 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2789 | 24 334 | 7 | 1 094 455 | ||||
| 2019-01-22 | 2019-01-17 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2800 | 52 | 0 | 1 070 121 | ||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2 086 816 | ||||||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2 086 816 | ||||||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2 086 816 | ||||||||
| 2019-01-17 | 2019-01-16 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2630 | 4 700 | 1 | 1 070 069 | ||||
| 2019-01-17 | 2019-01-16 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2703 | 21 961 | 6 | 1 065 369 | ||||
| 2019-01-17 | 2019-01-15 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2351 | 167 760 | 39 | 1 043 408 | ||||
| 2018-08-29 | 3 | MINOCHERHOMJEE ARDA PHD | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75 784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75 784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75 784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75 784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75 784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75 784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75 784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75 784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75 784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75 784 | ||||||||
| 2018-06-05 | 2017-12-19 | 4 | HealthCor Partners Fund II, L.P. | RSLS | Series C Convertible Preferred Stock, par value $0.01 | D | -20 487 | 26 200 | ||||||
| 2018-06-05 | 2017-12-19 | 4 | HealthCor Partners Fund II, L.P. | RSLS | Common Stock, par value $0.01 per share | D | 136 580 | 174 472 | ||||||
| 2018-04-20 | 2018-04-18 | 4 | YOUNGSTROM SCOTT P | RSLS | Stock Option (right to buy) | D | 0,65 | 1 161 797 | 1 161 797 | |||||
| 2018-04-20 | 2018-04-18 | 4 | GLADNEY DAN W | RSLS | Stock Option (right to buy) | D | 0,65 | 4 164 281 | 4 164 281 | |||||
| 2017-12-21 | 2017-12-19 | 4 | Mashaal Michael Y | RSLS | Series C Convertible Preferred Stock, $0.01 par value | I | -20 487 | 26 200 | ||||||
| 2017-12-21 | 2017-12-19 | 4 | Mashaal Michael Y | RSLS | Common Stock, $0.01 par value per share | I | 2 048 700 | 2 617 077 | ||||||
| 2017-11-13 | 3 | Haggerty Robert C. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-11-13 | 3 | Schmalz Deborah L. | RSLS | Common Stock, $0.01 par value per share | D | 2 000 | ||||||||
| 2017-11-13 | 3 | Schmalz Deborah L. | RSLS | Common Stock, $0.01 par value per share | D | 2 000 | ||||||||
| 2017-11-13 | 3 | Scott Amy L. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Series C Convertible Preferred Stock, $0.01 par value per sh | I | 661 751 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Series C Convertible Preferred Stock, $0.01 par value per sh | I | 661 751 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Common Stock, $0.01 par value per share | I | 1 183 441 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Common Stock, $0.01 par value per share | I | 1 183 441 | ||||||||
| 2017-10-12 | 2017-10-06 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 2,05 | 662 975 | 662 975 | |||||
| 2017-10-12 | 2017-10-06 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (right to buy) | D | 2,05 | 145 226 | 145 226 | |||||
| 2017-10-12 | 2017-10-06 | 4 | YOUNGSTROM SCOTT P | ETRM | Stock Option (right to buy) | D | 2,05 | 284 120 | 284 120 | |||||
| 2017-05-31 | 2017-05-25 | 4/A | GOLDFISCHER CARL See footnote. | ETRM | Common Stock | I | 4,8500 | -97 | -0 | 0 | ||||
| 2017-05-31 | 2017-05-25 | 4/A | GOLDFISCHER CARL See footnote. | ETRM | Common Stock | I | 4,8500 | -4 571 | -22 | 0 | ||||
| 2017-05-26 | 2017-05-25 | 4 | GOLDFISCHER CARL See footnote note (2) | ETRM | Common Stock | I | 4,8500 | 97 | 0 | 0 | ||||
| 2017-05-26 | 2017-05-25 | 4 | GOLDFISCHER CARL See footnote (1) | ETRM | Common Stock | I | 4,8500 | 4 571 | 22 | 0 | ||||
| 2017-05-24 | 3 | Nihalani Rajesh | ETRM | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh See Footnotes | ETRM | Non-voting Conditional Convertible Preferred Stock | I | 29 108 | 29 108 | ||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh | ETRM | Non-voting Conditional Convertible Preferred Stock | D | 709 100 | 709 100 | ||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh | ETRM | Common Stock, $0.01 par value per share | D | 978 845 | 978 845 | ||||||
| 2017-02-10 | 2017-02-08 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (Right to Buy) | D | 7,12 | 93 250 | 93 250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | BLACKFORD GARY | ETRM | Stock Option (Right to Buy) | D | 7,12 | 30 000 | 30 000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | DeLange Peter M. | ETRM | Option (Right to Buy) | D | 7,12 | 93 250 | 93 250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 7,12 | 466 500 | 466 500 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GOLDFISCHER CARL | ETRM | Director Option (Right to Buy) | D | 7,12 | 35 000 | 35 000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | TETI NICHOLAS | ETRM | Director Option (Right to Buy) | D | 7,12 | 40 000 | 40 000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | Tremmel Jon T | ETRM | Director Option (Right to Buy) | D | 7,12 | 35 000 | 30 000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | YOUNGSTROM SCOTT P | ETRM | Stock Option (Right to Buy) | D | 7,12 | 142 200 | 142 200 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (Right to Buy) | D | 7,12 | 35 000 | 35 000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | Hickey Paul F. | ETRM | Stock Option (Right to Bu) | D | 7,12 | 93 250 | 93 250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | McDougal Lori Courtney | ETRM | Director Option (Right to Buy) | D | 7,12 | 30 000 | 30 000 | |||||
| 2016-10-05 | 3 | YOUNGSTROM SCOTT P | ETRM | Common Stock | D | 0 | ||||||||
| 2016-08-17 | 3 | BLACKFORD GARY | ETRM | Common Stock | D | 0 | ||||||||
| 2016-08-17 | 2016-08-15 | 4 | BLACKFORD GARY | ETRM | Stock Option (Right to Buy) | D | 0,17 | 1 667 | 1 667 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 2 570 | 2 570 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 16,65 | -11 666 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 14 733 | 14 733 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 19,65 | -66 885 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 5 039 | 5 039 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 50,25 | -57 543 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 1 298 | 1 298 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -8 333 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 1 753 | 1 753 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 40,05 | -15 000 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 1 613 | 1 613 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 38,70 | -13 333 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 98 | 98 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 56,70 | -1 111 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 152 | 152 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -973 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 168 | 168 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -1 074 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 42 | 42 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -260 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 175 | 175 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -1 114 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 0,33 | 5 507 | 5 507 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 0,33 | 5 507 | 5 507 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 16,80 | -25 000 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 16,80 | -25 000 | 0 | |||||
| 2016-06-06 | 2016-06-03 | 4 | DeLange Peter M. | ETRM | Common Stock | D | 0,5500 | 20 000 | 11 | 27 373 | ||||
| 2016-05-18 | 2015-05-16 | 4 | GLADNEY DAN W | ETRM | Common Stock | D | 0,7232 | 84 745 | 61 | 134 745 | ||||
| 2016-05-17 | 2016-05-04 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 0,75 | 3 000 | 3 000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (Right to Buy) | D | 0,75 | 3 000 | 3 000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | KNUDSON MARK B | ETRM | Director Option (Right to Buy) | D | 0,75 | 3 333 | 3 333 | |||||
| 2016-05-06 | 2016-05-04 | 4 | TETI NICHOLAS | ETRM | Director Option (Right to Buy) | D | 0,75 | 3 000 | 3 000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | Tremmel Jon T | ETRM | Director Option (Right to Buy) | D | 0,75 | 3 000 | 3 000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 0,75 | 3 000 | 3 000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | McDougal Lori Courtney | ETRM | Director Option (Right to Buy) | D | 0,75 | 3 000 | 3 000 | |||||
| 2016-02-29 | 2016-02-25 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1,07 | 50 000 | 50 000 | |||||
| 2016-02-29 | 2016-02-25 | 4 | KNUDSON MARK B | ETRM | Director Option (right to buy) | D | 1,07 | 3 333 | 3 333 | |||||
| 2016-01-22 | 3 | Hickey Paul F. | ETRM | Common Stock | D | 0 | ||||||||
| 2016-01-22 | 2016-01-22 | 4 | Hickey Paul F. | ETRM | Stock Option (Right to Buy) | D | 1,32 | 106 667 | 106 667 | |||||
| 2016-01-21 | 2016-01-19 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (Right to Buy) | D | 1,31 | 106 667 | 106 667 | |||||
| 2016-01-20 | 3 | DeLange Peter M. By Son | ETRM | Common Stock | I | 7 715 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. By Son | ETRM | Common Stock | I | 7 715 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. | ETRM | Common Stock | D | 14 917 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. | ETRM | Common Stock | D | 14 917 | ||||||||
| 2016-01-20 | 2016-01-18 | 4 | DeLange Peter M. | ETRM | Option (Right to Buy) | D | 1,38 | 166 667 | 166 667 | |||||
| 2016-01-19 | 3 | Ansari Naqeeb A. | ETRM | Common Stock | D | 20 000 | ||||||||
| 2016-01-19 | 3 | Ansari Naqeeb A. | ETRM | Common Stock | D | 20 000 | ||||||||
| 2015-11-16 | 2015-11-12 | 4 | GLADNEY DAN W | ETRM | Common Stock | D | 0,1800 | 750 000 | 135 | 750 000 | ||||
| 2015-11-16 | 2015-11-12 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0,1610 | 310 000 | 50 | 613 000 | ||||
| 2015-11-04 | 3 | GLADNEY DAN W | ETRM | Common Stock | D | 0 | ||||||||
| 2015-11-04 | 2015-10-28 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 0,25 | 7 750 000 | 7 750 000 | |||||
| 2015-08-25 | 2015-08-21 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 0,23 | 250 000 | 250 000 | |||||
| 2015-08-14 | 2015-08-13 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0,2488 | 168 000 | 42 | 303 000 | ||||
| 2015-08-14 | 2015-08-12 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0,2438 | 135 000 | 33 | 135 000 | ||||
| 2015-08-04 | 2015-07-31 | 4 | McDougal Lori Courtney | ETRM | Stock Option (Right to Buy) | D | 0,31 | 25 000 | 25 000 | |||||
| 2015-06-22 | 2015-05-06 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1,12 | 25 000 | 112 498 | |||||
| 2015-06-22 | 2015-05-06 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1,12 | 25 000 | 112 498 | |||||
| 2015-06-08 | 3 | Shikora Scott A | ETRM | Common Stock | D | 0 | ||||||||
| 2015-05-14 | 3 | Hancock Bradford C | ETRM | Common Stock | D | 0 | ||||||||
| 2015-05-08 | 2015-05-06 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (right to buy) | D | 1,12 | 25 000 | 25 000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (right to buy) | D | 1,12 | 25 000 | 25 000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | TETI NICHOLAS | ETRM | Director Option (right to buy) | D | 1,12 | 25 000 | 25 000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | TETI NICHOLAS | ETRM | Director Option (right to buy) | D | 1,12 | 25 000 | 25 000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | FRIEDMAN CATHY | ETRM | Director Option (right to buy) | D | 1,12 | 25 000 | 25 000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | FRIEDMAN CATHY | ETRM | Director Option (right to buy) | D | 1,12 | 25 000 | 25 000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Tremmel Jon T | ETRM | Director Option (right to buy) | D | 1,12 | 25 000 | 25 000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Tremmel Jon T | ETRM | Director Option (right to buy) | D | 1,12 | 25 000 | 25 000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 1,12 | 25 000 | 25 000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 1,12 | 25 000 | 25 000 | |||||
| 2015-03-11 | 2012-11-13 | 5 | LEA GREGORY S | ETRM | Common Stock | D | 2,5637 | -10 500 | -27 | 2 750 | ||||
| 2015-03-11 | 2015-03-09 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 1,11 | 75 000 | 75 000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 1,11 | 225 000 | 225 000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1,11 | 175 000 | 175 000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 1,11 | 75 000 | 75 000 | |||||
| 2015-03-09 | 2014-11-14 | 4 | Jansz Anthony P. | ETRM | Performance Option (right to buy) | D | 1,14 | 25 000 | 25 000 | |||||
| 2014-06-20 | 2014-06-19 | 4 | FRIEDMAN CATHY Family Trust | ETRM | Common Stock | I | 1,7010 | 11 800 | 20 | 11 800 | ||||
| 2014-05-15 | 2014-05-07 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25 000 | 25 000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 1,84 | 25 000 | 25 000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25 000 | 25 000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25 000 | 25 000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25 000 | 25 000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25 000 | 25 000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 1,84 | 25 000 | 25 000 | |||||
| 2014-01-09 | 2014-01-08 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -284 531 | -711 | 1 113 168 | ||||
| 2014-01-09 | 2014-01-07 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -190 334 | -476 | 1 397 699 | ||||
| 2014-01-09 | 2014-01-06 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -81 720 | -204 | 1 588 033 | ||||
| 2014-01-09 | 2014-01-08 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -284 531 | -711 | 1 113 168 | ||||
| 2014-01-09 | 2014-01-07 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -190 334 | -476 | 1 397 699 | ||||
| 2014-01-09 | 2014-01-06 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -81 720 | -204 | 1 588 033 | ||||
| 2013-06-04 | 2013-05-31 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 1,31 | 1 278 730 | 1 278 730 | |||||
| 2013-06-04 | 2013-05-31 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1,31 | 1 003 280 | 1 003 280 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 1,31 | 293 110 | 293 110 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 1,31 | 257 190 | 257 190 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Jansz Anthony P. | ETRM | Performance Option (Right to Buy) | D | 1,31 | 50 000 | 50 000 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Jansz Anthony P. | ETRM | Option (Right to Buy) | D | 1,31 | 50 000 | 50 000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 0,88 | 10 000 | 10 000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10 000 | 10 000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10 000 | 10 000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10 000 | 10 000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10 000 | 10 000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 0,88 | 10 000 | 10 000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | KLINGENSTEIN PAUL H | ETRM | Stock Option (right to buy) | D | 0,88 | 10 000 | 10 000 | |||||
| 2013-05-09 | 2013-05-08 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10 000 | 37 500 | |||||
| 2013-03-01 | 2013-02-27 | 4 | Jansz Anthony P. Pibrac Property Holdings PTY | ETRM | Warrants | I | 1,14 | 60 000 | 60 000 | |||||
| 2013-03-01 | 2013-02-27 | 4 | Jansz Anthony P. Pibrac Property Holdings PTY | ETRM | Common Stock | I | 0,9500 | 150 000 | 142 | 150 000 | ||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Warrant (Right to Buy) | I | 1,14 | 168 000 | 168 000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Warrant (Right to Buy) | I | 1,14 | 420 000 | 420 000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN | ETRM | Warrant (Right to Buy) | D | 1,14 | 252 000 | 252 000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Common Stock | I | 420 000 | 1 654 341 | ||||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Common Stock | I | 1 050 000 | 3 456 512 | ||||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN | ETRM | Common Stock | D | 630 000 | 3 010 852 | ||||||
| 2013-01-24 | 2013-01-22 | 4 | Jansz Anthony P. | ETRM | Performance Option (Right to Buy) | D | 2,65 | 25 000 | 25 000 | |||||
| 2013-01-24 | 2013-01-22 | 4 | Jansz Anthony P. | ETRM | Option (Right to Buy) | D | 2,65 | 50 000 | 50 000 | |||||
| 2012-09-28 | 2012-09-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 3,35 | 863 156 | 863 156 | |||||
| 2012-09-28 | 2012-09-27 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 3,35 | 1 292 225 | 1 292 225 | |||||
| 2012-09-28 | 2012-09-27 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 3,35 | 355 063 | 355 063 | |||||
| 2012-09-28 | 2012-09-27 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 3,35 | 291 638 | 291 638 | |||||
| 2012-06-27 | 2012-06-27 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,2700 | -27 599 | -90 | 2 350 486 | ||||
| 2012-06-27 | 2012-06-26 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1600 | -8 100 | -26 | 2 378 085 | ||||
| 2012-06-27 | 2012-06-25 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1400 | -11 800 | -37 | 2 386 185 | ||||
| 2012-06-25 | 2012-06-22 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1600 | -8 400 | -27 | 2 397 985 | ||||
| 2012-06-25 | 2012-06-21 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1300 | -10 665 | -33 | 2 406 385 | ||||
| 2012-05-16 | 2012-05-15 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,8900 | -15 400 | -45 | 2 417 050 | ||||
| 2012-05-16 | 2012-05-14 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,8200 | -23 012 | -65 | 2 432 450 | ||||
| 2012-05-14 | 2012-05-11 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,7600 | -10 370 | -29 | 2 455 462 | ||||
| 2012-05-14 | 2012-05-10 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,7500 | -600 | -2 | 2 465 832 | ||||
| 2012-05-11 | 2012-05-09 | 4 | KLINGENSTEIN PAUL H | ETRM | Stock Option (right to buy) | D | 2,77 | 10 000 | 10 000 | |||||
| 2012-05-10 | 2012-05-09 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10 000 | 27 500 | |||||
| 2012-05-10 | 2012-05-09 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10 000 | 10 000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 2,77 | 10 000 | 10 000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10 000 | 10 000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10 000 | 10 000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10 000 | 10 000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 2,77 | 10 000 | 10 000 | |||||
| 2012-05-01 | 2012-04-27 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,8000 | -25 000 | -70 | 2 466 432 | ||||
| 2012-04-19 | 2012-04-17 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,3600 | -11 100 | -26 | 2 491 432 | ||||
| 2012-04-19 | 2012-04-16 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,3500 | -14 339 | -34 | 2 502 532 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Common Stock | I | 2,2230 | 454 341 | 1 010 | 1 234 341 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Common Stock | I | 2,2230 | 681 512 | 1 515 | 2 406 512 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN | ETRM | Common Stock | D | 2,2230 | 1 135 852 | 2 525 | 2 376 872 | ||||
| 2011-05-09 | 3 | Jansz Anthony P. Family Trust | ETRM | Common Stock | I | 25 000 | ||||||||
| 2011-03-16 | 3 | Tweden Katherine S. | ETRM | Common Stock | D | 1 053 | ||||||||
| 2009-10-06 | 2009-10-05 | 4 | Hudson Bay Capital Management LP See footnotes | ETRM | Common Stock | I | 0,9180 | -196 774 | -181 | 3 729 965 | ||||
| 2009-10-06 | 2009-10-02 | 4 | Hudson Bay Capital Management LP See footnotes | ETRM | Common stock, par value $0.01 ("Common Stock") | I | 1,0150 | -2 234 329 | -2 268 | 3 926 739 | ||||
| 2009-10-06 | 3 | Gerber Sander See | ETRM | Common Stock, par value $0.01 ("Common Stock") | I | 6 161 068 | ||||||||
| 2009-02-25 | 2009-02-24 | 4 | Koskinas Ellen E InterWest Partners IX, L.P. | ETRM | Common Stock Warrant | I | 1,38 | 0,1250 | 339 201 | 42 | 339 201 | |||
| 2009-02-25 | 2009-02-24 | 4 | Koskinas Ellen E InterWest Partners IX, L.P. | ETRM | Common Stock | I | 1,1500 | 678 402 | 780 | 2 225 163 | ||||
| 2009-01-29 | 3 | Tremmel Jon T | ETRM | Common Stock | D | 6 156 | ||||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Partners IX, LP | ETRM | Series C Preferred Stock | D | -1 359 261 | 0 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Partners IX, LP | ETRM | Common Stock | D | 1 359 261 | 1 546 761 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Management Partners IX, LLC by: InterWest Partners IX, LP | ETRM | Series C Preferred Stock | I | -1 359 261 | 0 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Management Partners IX, LLC By: InterWest Partners IX, LP | ETRM | Common Stock | I | 1 359 261 | 1 546 761 | ||||||
| 2007-11-19 | 2007-11-15 | 4 | InterWest Partners IX, LP | ETRM | Common Stock | D | 8,0000 | 187 500 | 1 500 | 187 500 | ||||
| 2007-11-19 | 2007-11-15 | 4 | InterWest Management Partners IX, LLC By: InterWest Partners IX, LP | ETRM | Common Stock | I | 8,0000 | 187 500 | 1 500 | 187 500 | ||||
| 2007-11-14 | 3 | FRIEDMAN CATHY | ETRM | No securities are held | D | 0 | ||||||||
| 2007-11-14 | 3 | TETI NICHOLAS | ETRM | No securities are held | D | 0 | ||||||||
| 2007-11-14 | 3 | Donders Adrianus | ETRM | No securities are held | D | 0 |
